因存在虚假宣传等问题，深圳市珞珈投资咨询被监管暂停新增客户六个月

Core Viewpoint - Shenzhen Securities Regulatory Bureau announced regulatory measures against Shenzhen Luojia Investment Consulting Co., Ltd. due to violations including false advertising, unauthorized investment advice, and inadequate compliance management [1] Group 1: Regulatory Findings - Shenzhen Luojia Investment Consulting was found to have misleading content in marketing promotions [1] - Some investment advisors engaged in stock recommendations and predictions during public live broadcasts [1] - Individuals not registered as securities investment advisors provided investment advice to clients [1] Group 2: Compliance Issues - The company exhibited inadequate investor suitability management [1] - Internal control and compliance management effectiveness were insufficient, with some business and compliance tasks performed by third-party institutions [1] Group 3: Regulatory Actions - The Shenzhen Securities Regulatory Bureau ordered Shenzhen Luojia Investment Consulting to rectify the identified issues and suspended the addition of new clients for six months [1] - The company must enhance compliance management during the suspension period to ensure it covers all business areas and processes in accordance with legal regulations [1] - After the suspension period, the company must report the rectification status to the Shenzhen Securities Regulatory Bureau and can only resume adding new clients after passing the rectification inspection [1]