Core Viewpoint - The China Securities Regulatory Commission (CSRC) has drafted the "Supervision and Management Measures for Derivative Trading (Trial) (Draft for Comments)" to enhance regulation and oversight of the derivative trading market [1] Group 1: Regulatory Framework - All participants in derivative trading must adhere to principles of fairness, voluntariness, compensation, and good faith, prohibiting market manipulation, insider trading, and other illegal activities [1] - The CSRC will improve the monitoring and control system for the derivative market based on a prudent regulatory principle and may implement counter-cyclical management for derivative trading [1] Group 2: Industry Responsibilities - Derivative industry associations, trading venues, and clearing institutions are required to take proactive measures to maintain reasonable levels of leverage and scale in the market [1] - There is an emphasis on enhancing the standardization of derivative trading practices within the industry [1]
证监会就衍生品交易监管办法征求意见 拟引入逆周期调节机制
Sou Hu Cai Jing·2026-01-16 15:25