因未按规定向中基协报送信息等问题，杭州龙蠡等三家私募被监管警示

Group 1 - The Zhejiang Securities Regulatory Bureau issued warning letters to three investment management companies: Hangzhou Longli Investment Management Co., Ltd., Hangzhou Tianyu Private Fund Management Co., Ltd., and Zhejiang Yinuo Investment Management Co., Ltd. for regulatory violations [1] - Hangzhou Longli failed to report information to the Asset Management Association of China as required and did not establish a sound compliance risk control system, leading to issues with risk isolation between the actual controller and the company [1] - Hangzhou Tianyu also failed to report information correctly, including false records, and similarly lacked a proper compliance risk control system [1] - Zhejiang Yinuo was found to have similar issues, including failure to report to the Asset Management Association of China and providing false information [1] Group 2 - Qiao Zhongxing, the actual controller of the three companies, was held primarily responsible for the violations due to his failure to diligently fulfill his duties [1] - Wang Xing, the legal representative and manager of Hangzhou Tianyu, was also held accountable for the company's issues due to a lack of diligence in his responsibilities [1][2] - Both Qiao Zhongxing and Wang Xing received warning letters from the Zhejiang Securities Regulatory Bureau, which will be recorded in the securities and futures market integrity archives [2]