香港证监会：暂时吊销富昌前持牌代表黄志辉的牌照27个月

Group 1 - The Hong Kong Securities and Futures Commission (SFC) has temporarily revoked the licenses of Huang Zhi-hui, a former licensed representative of Fu Chang Securities and Fu Chang Futures, for 27 months from January 23, 2026, to April 22, 2028 [1] - Huang conducted approximately 1,300 securities transactions valued at HKD 670 million through a securities account held in the name of a relative at another brokerage without Fu Chang's knowledge from October 2019 to January 2022 [1] - Huang failed to disclose his beneficial ownership and personal trading activities related to the undisclosed securities account and made multiple false declarations to Fu Chang, claiming he had no beneficial interest in external securities accounts [1] Group 2 - Between January 1, 2015, and December 31, 2018, Huang, while employed at Kai Pan Securities, conducted around 10,000 personal transactions valued at HKD 2.8 billion through a securities account held in the name of a relative without obtaining the necessary approvals [2] - Huang's actions circumvented the employee trading policies of Fu Chang and Kai Pan, hindering their ability to monitor his personal trading activities [2] - The SFC deemed Huang's actions intentional and dishonest, questioning his suitability to continue as a licensed individual, considering the duration of his violations, the large volume and amounts of his personal trades, and his cooperative behavior in addressing the SFC's concerns [2]