上期所处理两起违规行为并提示市场风险

Core Viewpoint - The Shanghai Futures Exchange has announced regulatory measures against a client for violating trading rules, highlighting the need for compliance and risk awareness in the current volatile market environment [1] Group 1: Regulatory Actions - A client executed a self-trade for the third time, violating Article 12 of the Shanghai Futures Exchange's regulations, leading to restrictions on opening positions in relevant contracts [1] - A group of accounts under common control exceeded the daily trading volume limits, violating Article 16 of the same regulations, resulting in similar restrictions on opening positions [1] Group 2: Market Conditions - The exchange noted that the international situation is complex and unpredictable, contributing to increased market volatility [1] - In light of the upcoming Spring Festival, the exchange urged relevant parties to enhance compliance management and advised investors to improve risk awareness and invest rationally to maintain market stability [1]