监管通报德邦基金违规销售,涉无资质大V营销合作遭责令改正
Sou Hu Cai Jing·2026-01-30 05:06

Group 1 - The core issue involves a fund company, D Fund, which faced regulatory scrutiny for allegedly violating sales regulations by collaborating with unqualified internet influencers to promote its product, leading to a single-day subscription volume of 12 billion yuan [2][4]. - The China Securities Regulatory Commission (CSRC) has mandated corrective actions and suspended the registration of public fund products for D Fund, holding responsible personnel accountable, including the general manager and heads of relevant departments [2][3]. - The CSRC highlighted the importance of protecting investor rights and maintaining industry reputation, urging all institutions to adhere to legal requirements and ensure appropriate product sales to suitable investors [3][4]. Group 2 - The report also pointed out another violation in the industry, where some fund sales institutions and unlicensed third-party platforms reintroduced "real-time fund valuation" features, which could mislead investors and dilute fund product returns [3]. - The CSRC emphasized the need for fund companies and sales institutions to strengthen investor suitability management and prohibited collaborations with unqualified internet influencers for any form of fund sales activities [3][4]. - Fund sales institutions and third-party platforms are required to conduct self-inspections and remove misleading features such as "real-time fund valuation" and "ranking lists" to prevent investor deception [3].

监管通报德邦基金违规销售,涉无资质大V营销合作遭责令改正 - Reportify