Core Viewpoint - The announcement details the lifting of restrictions on shares of Hunan YN New Energy Battery Materials Co., Ltd., allowing 373,819,924 shares, which represent 49.13% of the total share capital, to be listed for trading starting February 9, 2026 [2][5][29]. Group 1: Share Issuance and Changes - The company received approval from the China Securities Regulatory Commission for its initial public offering (IPO), issuing 189,313,200 shares, which increased the total share capital from 567,939,870 to 757,253,070 shares [2][4]. - After the IPO, the number of unrestricted shares was 124,564,712, accounting for 16.45% of the total share capital, while restricted shares totaled 632,688,358, making up 83.55% [2][4]. Group 2: Shareholder Commitments - A total of 15 shareholders are involved in the lifting of restrictions, with commitments not to transfer or manage their shares for 36 months post-IPO [5][6]. - Shareholders, including major entities like Xiangtan Electric Group and CATL, have pledged to maintain their holdings and not engage in share transfers during the lock-up period [6][18]. Group 3: Future Share Structure - Following the lifting of restrictions, the total share capital will be 760,802,721 shares, with unrestricted shares at 386,118,207, representing 50.75% of the total [4][5]. - The upcoming share structure changes will reflect the lifting of restrictions on 373,819,924 shares, which will significantly impact the liquidity and trading dynamics of the company's stock [29][31]. Group 4: Compliance and Verification - The sponsor, CITIC Securities, confirmed that the lifting of share restrictions complies with relevant laws and regulations, and that shareholders have adhered to their commitments made during the IPO [32][33]. - The company has ensured that there are no violations of commitments by the shareholders, which could affect the listing of the restricted shares [28][33].
湖南裕能新能源电池材料股份有限公司关于首次公开发行前已发行股份上市流通的提示性公告