部分私募投向不符合合同约定、未及时填报并定期更新信息,前海四海汇智接警示函
Sou Hu Cai Jing·2026-02-06 02:11

Core Viewpoint - Shenzhen Securities Regulatory Bureau issued a warning letter to Qianhai Sihai Huizhi Venture Capital Co., Ltd. for violations in private equity fund operations [1][2]. Group 1: Regulatory Actions - The warning letter was issued due to several violations, including misallocation of private fund investments not aligned with fund contracts, indicating a lack of due diligence in managing private fund assets [2]. - The company failed to timely report and regularly update information regarding its management and staff, which is a requirement under the regulations [2]. - There was inadequate preservation of documents related to investor suitability management and private fund investment decisions, violating specific provisions of the Interim Measures for the Supervision and Administration of Private Investment Funds [2]. Group 2: Company Background - Qianhai Sihai Huizhi Venture Capital Co., Ltd. was established in 2015 and is located in Shenzhen, Guangdong Province, primarily engaged in business services [2]. - The company has a registered capital of 10 million RMB and has made investments in 15 external enterprises, along with holding 5 administrative licenses [2].