证监会发文,对境内资产境外发行资产支持证券代币依法依规进行严格监管
Sou Hu Cai Jing·2026-02-06 14:47

Core Viewpoint - The China Securities Regulatory Commission (CSRC) has issued regulatory guidelines for the issuance of asset-backed securities tokens based on domestic assets in overseas markets, effective from February 6, to prevent speculation and protect financial order and public property safety [1]. Group 1: Regulatory Framework - The guidelines define asset-backed securities tokens as rights certificates issued overseas, supported by cash flows from domestic assets or related asset rights, utilizing encryption and distributed ledger technology [2]. - Issuers must comply with laws and regulations regarding cross-border investment, foreign exchange management, and data security, and must not harm national or public interests [2]. Group 2: Prohibited Conditions - Certain conditions disqualify domestic entities from engaging in these activities, including legal prohibitions on capital market financing, potential threats to national security, recent criminal activities by controlling stakeholders, ongoing investigations, significant ownership disputes, or violations of negative lists for asset securitization [2]. Group 3: Compliance and Reporting - Domestic entities must file with the CSRC before conducting related business, providing complete information about the entity, underlying assets, and token issuance plans [3]. - The CSRC will review the completeness of the filing materials and may consult with relevant authorities; any significant changes or risks must be reported promptly [3]. - The CSRC will enhance cross-border regulatory cooperation and information sharing with overseas securities regulators to mitigate risks associated with these token issuances [3].

证监会发文,对境内资产境外发行资产支持证券代币依法依规进行严格监管 - Reportify