证监会对财通证券采取警示函措施

Group 1 - The China Securities Regulatory Commission (CSRC) has decided to take warning measures against Caitong Securities due to inadequate execution of internal control mechanisms for bonds [1] - The company was found to have non-compliant underwriting due diligence and insufficient fulfillment of entrusted management responsibilities [1] - These actions violate multiple relevant regulations, prompting the CSRC to implement administrative regulatory measures [1]