杭州合信投资因承诺保本保收益等四项违规被监管警示
Bei Jing Shang Bao·2026-02-13 10:46

Group 1 - The Zhejiang Securities Regulatory Bureau announced that Hangzhou Hexin Investment Management Co., Ltd. failed to strictly fulfill investor suitability management obligations in its private equity fund operations [3] - Specific issues included not obtaining income proof from some investors, not conducting cooling-off period callbacks for certain investors, and promising capital preservation and returns [3] - The company also did not follow necessary approval, evaluation, and supervision procedures for related party transactions, and failed to disclose significant matters affecting investor interests in a timely manner [3] Group 2 - As a result of these violations, the Zhejiang Securities Regulatory Bureau decided to issue a warning letter to Hangzhou Hexin Investment and record it in the securities and futures market integrity archive [3] - Wang Xiaoyong, the general manager and actual controller of the company, was also held primarily responsible for the issues and received a warning letter, which will be recorded in the integrity archive as well [3]

杭州合信投资因承诺保本保收益等四项违规被监管警示 - Reportify