开展私募业务承诺保本、保收益,杭州合信投资及其实控人被警示
Sou Hu Cai Jing·2026-02-15 16:21

Core Viewpoint - Zhejiang Securities Regulatory Bureau issued a warning letter to Hangzhou Hexin Investment Management Co., Ltd. and its general manager Wang Xiaoyong due to violations in private fund operations [1][2] Group 1: Company Violations - Hangzhou Hexin Investment failed to strictly fulfill investor suitability management obligations, including not obtaining income proof from some investors and not conducting cooling-off period callbacks [1] - The company made commitments for capital preservation and guaranteed returns, which is against regulations [1] - There were failures in necessary approval, evaluation, and supervision procedures for related party transactions [1] - Certain products did not comply with agreed information disclosure obligations, failing to timely disclose significant matters affecting investor interests [1] Group 2: Regulatory Actions - The violations were found to breach several articles of the "Interim Measures for the Supervision and Administration of Private Investment Funds" [1] - The Zhejiang Securities Regulatory Bureau decided to issue a warning letter as a supervisory measure and record it in the securities and futures market integrity archive [1] - Hangzhou Hexin Investment is required to submit a written rectification report within 7 days of receiving the decision, ensuring such violations do not recur and protecting investor rights [1] Group 3: Company Background - Hangzhou Hexin Investment Management Co., Ltd. was established in 2008 and is located in Hangzhou, Zhejiang Province, primarily engaged in business services [2] - The company has a registered capital of 833.189012 million RMB and a paid-in capital of 625.009144 million RMB [2] - The company has invested in 14 enterprises and holds 2 trademark registrations, along with 6 administrative licenses [2] - There are 9 court announcements and 1 case filing related to the company [2]

开展私募业务承诺保本、保收益,杭州合信投资及其实控人被警示 - Reportify