因对员工执业行为管理不到位，博众智能科技投资被监管责令改正

Group 1 - Guangdong Securities Regulatory Bureau issued a notice regarding violations by employees of Guangdong Bozhong Intelligent Technology Investment Co., Ltd. during the period from January 20 to January 28, 2026 [1] - Employee Wang Jiancong used another employee's internet account to broadcast securities investment consultation videos without following internal compliance review processes, which included specific investment advice lacking reasonable basis and promising returns [1] - The company failed to effectively monitor and prevent the aforementioned violations, indicating deficiencies in compliance management and risk control mechanisms [1] Group 2 - The Guangdong Securities Regulatory Bureau decided to impose corrective regulatory measures on Bozhong Intelligent Technology Investment, requiring the company to take effective actions to rectify the identified issues and submit a written rectification report within 30 days [1] - Wang Jiancong and Xia Zhiyong's actions violated the Interim Regulations on Securities Investment Advisory Business, leading to the issuance of warning letters as regulatory measures against them [1]