湘潭产兴私募被出具警示函,涉未对基金产品进行风险评级等
Sou Hu Cai Jing·2026-02-27 10:43

Core Viewpoint - The Hunan Securities Regulatory Bureau has issued administrative regulatory measures against Xiangtan Chanjing Private Equity Fund Management Co., Ltd. for multiple violations related to fund management practices [1]. Group 1: Violations Identified - The company has agreed to fixed returns in investment agreements for some funds, which do not align with the risk-return profile of the underlying investment projects [1]. - The company failed to conduct risk ratings for the managed fund products [1]. - There is a discrepancy between the compliance risk control personnel registered with the Asset Management Association of China and the actual personnel performing these duties [1]. Group 2: Regulatory Actions - The Hunan Securities Regulatory Bureau has decided to issue a warning letter to Xiangtan Chanjing Private Equity Fund Management Co., Ltd. and record this in the securities and futures market integrity archive [1]. - The enforcement of the aforementioned supervisory measures will not be suspended during the litigation period [3].

湘潭产兴私募被出具警示函,涉未对基金产品进行风险评级等 - Reportify