未勤勉尽责，这家投行被警告、罚没1698万！公司回应

Core Viewpoint - A financial advisory firm, Yichuang Investment Bank, is facing administrative penalties for failing to diligently supervise the convertible bond project of Hongda Xingye, leading to a warning and fines totaling approximately 16.98 million yuan [2][4]. Group 1: Administrative Penalties - Yichuang Investment Bank has been notified of administrative penalties by the Jiangsu Regulatory Bureau of the China Securities Regulatory Commission (CSRC) for not fulfilling its supervisory duties during the Hongda Xingye convertible bond project [4][6]. - The penalties include a warning, the confiscation of 4.25 million yuan in advisory fees, and a fine of 12.74 million yuan [6][7]. - Two responsible representatives from Yichuang Investment Bank will also receive warnings and fines of 1.5 million yuan each [6][7]. Group 2: Project Details - The Hongda Xingye convertible bond project, which Yichuang Investment Bank was responsible for, has been criticized for inadequate supervision, including insufficient verification of fund usage and failure to issue proper supervisory documents [5][6]. - The convertible bonds, issued in December 2019, had a total issuance size of 2.427 billion yuan, with 337 million yuan still outstanding [9][10]. Group 3: Company Status - Despite the penalties, Yichuang Investment Bank asserts that its operational status remains normal and that the penalties will not significantly impact its financial condition or debt repayment capabilities [7].