证监会新年“首会”研究加强财务造假综合惩防工作｜政策与监管

Core Viewpoint - The China Securities Regulatory Commission (CSRC) is intensifying efforts to combat financial fraud in the capital market, emphasizing a comprehensive prevention and punishment system involving multiple departments [1][2]. Group 1: Progress in Combating Financial Fraud - Since the implementation of the "Comprehensive Prevention and Punishment Opinions" on July 5, 2024, various departments have strengthened legal frameworks and increased enforcement against financial fraud, including the accountability of third-party accomplices and intermediary institutions [2][3]. - In 2024, the CSRC has handled 159 financial fraud cases, resulting in 111 administrative penalties totaling 8.1 billion yuan [2]. - The CSRC has pursued accountability for major shareholders and actual controllers in 43 cases, and has sent 112 cases of suspected financial fraud to public security authorities for criminal investigation [2]. Group 2: Future Directions and System Enhancements - The meeting highlighted the need for a systematic approach to deepen the construction of the financial fraud prevention system, focusing on problem-oriented strategies and enhancing institutional safeguards [3][4]. - There is a call for further collaboration among administrative, criminal, and civil enforcement to effectively tackle financial fraud and the complicity of third parties [4]. - The CSRC aims to enhance the quality and investment value of listed companies while protecting investors' rights, contributing to the high-quality development of the capital market [4].