华西证券股份有限公司 章 程 （经 2023 年 9 月 8 日 2023 年第一次临时股东大会审议通过） | 第一章 | 总则 | 3 | | --- | --- | --- | | 第二章 | 经营宗旨和范围 | 4 | | 第三章 | 股份 | 5 | | 第四章 | 股东和股东大会 | 7 | | 第五章 | 董事会 | 27 | | 第六章 | 监事会 | 43 | | 第七章 | 党的组织、党建工作及文化建设工作 | 46 | | 第八章 | 总经理及其他高级管理人员 | 48 | | 第九章 | 合规管理与内部控制 | 51 | | 第十章 | 财务会计制度、利润分配和审计 | 56 | | 第十一章 | 通知与公告 | 61 | | 第十二章 | 合并、分立、增资、减资、解散和清算 | 62 | | 第十三章 | 修改章程 | 65 | | 第十四章 | 附则 | 65 | | | 附件一：发起人基本情况表 | 67 | 第一章 总则 第一条 为维护华西证券股份有限公司（以下简称"公司"或"本公司"）、股东 和债权人的合法权益，规范公司的组织和行为，根据《中华人民共和国公司法》（以 下简称《公 ...

华西证券股份有限公司 2023 年第一次临时股东大会决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确和完整，没有 虚假记载、误导性陈述或重大遗漏。 特别提示： 1.本次股东大会未出现否决提案的情形。 2.本次股东大会未涉及变更以往股东大会已通过的决议。 一、会议召开情况 证券代码：002926 证券简称：华西证券 公告编号：2023-044 1、会议召开的日期、时间： （1）现场会议召开时间：2023 年 9 月 8 日（星期五）15:00 开始 （2）网络投票时间：2023 年 9 月 8 日 其中，通过深圳证券交易所交易系统进行投票的具体时间为：2023 年 9 月 8 日 9:15-9:25，9:30-11:30 和 13:00-15:00；通过深圳证券交易所互联网投票系 统进行投票的具体时间为：2023 年 9 月 8 日 9:15-15:00。 2、会议召开方式：本次会议采用现场投票与网络投票相结合的方式召开。 3、现场会议召开地点：成都市高新区天府二街 198 号公司会议中心 4 楼 406 会议室 4、会议召集人：公司董事会 5、会议主持人：董事长鲁剑雄先生 6、本次会议的召集、召开 ...

Financial Performance - Total operating revenue for the first half of 2023 was CNY 2,021,251,360.10, an increase of 15.51% compared to CNY 1,749,801,559.42 in the same period last year[13]. - Net profit attributable to shareholders was CNY 524,482,652.28, representing a significant increase of 79.91% from CNY 291,526,533.22 year-on-year[13]. - The net profit after deducting non-recurring gains and losses was CNY 517,582,586.04, up 95.49% from CNY 264,766,949.15 in the previous year[13]. - Basic earnings per share rose to CNY 0.20, an increase of 81.82% compared to CNY 0.11 in the same period last year[13]. - The company reported a total operating income of 2,021,251,360.10 CNY, reflecting a year-on-year increase of 15.51%[47]. - The total profit for the company increased by 103.29% year-on-year, amounting to 655,303,750.03 CNY[48]. - The company reported a comprehensive income total of ¥545,707,077.99, significantly higher than ¥212,684,216.62 in the first half of 2022[132]. Assets and Liabilities - The total assets at the end of the reporting period were CNY 97,308,179,626.75, a decrease of 0.45% from CNY 97,747,157,984.91 at the end of the previous year[13]. - Total liabilities decreased by 1.20% to CNY 74,400,799,266.89 from CNY 75,306,734,703.04 year-on-year[13]. - The net assets attributable to shareholders increased by 2.09% to CNY 22,887,047,092.87 from CNY 22,418,422,555.03 at the end of the previous year[13]. - The company's total equity increased to ¥22,907,380,359.86 from ¥22,440,423,281.87, reflecting an increase of approximately 2.07%[127]. - The debt-to-asset ratio decreased to 67.69%, down by 0.78 percentage points from the previous year[124]. Cash Flow - The company reported a net cash flow from operating activities of CNY -3,093,684,150.88, a decline of 158.42% compared to CNY 5,295,351,606.87 in the same period last year[13]. - Cash received from operating activities was ¥2,244,960,665.47, down from ¥2,492,229,169.54 in the same period last year[134]. - The net cash flow from financing activities was -294,330,792.92 CNY, improving from -3,598,020,225.27 CNY in the previous year[135]. - The total cash and cash equivalents at the end of the period decreased to 28,885,146,555.82 CNY from 31,469,245,167.67 CNY in the prior year[135]. Business Segments - The wealth management business generated revenue of 1.033 billion yuan, accounting for 51.09% of total operating income[33]. - The company's investment business generated revenue of 365 million CNY in the first half of 2023, marking a performance reversal compared to the previous year[37]. - The investment banking business generated revenue of 83 million CNY in the first half of 2023, with a focus on quality control and innovation in green bonds and technology innovation bonds[38]. - The asset management business managed a total of 293.78 billion CNY in collective plans and 85.41 billion CNY in single plans by the end of the reporting period[40]. Risk Management - The company has implemented a comprehensive risk management system to enhance its risk management capabilities while expanding its business operations[24]. - The company faced significant market risks, particularly in equity and fixed income markets, and has implemented a risk management model including VaR and stress testing[68]. - The company has established a comprehensive credit risk management framework, including internal credit rating systems and risk limit management[69]. Shareholder and Governance - The company has a diverse shareholder structure, with significant backing from strong enterprises, ensuring effective corporate governance and operational stability[30]. - The largest shareholder, Luzhou Laojiao Group Co., Ltd., holds 18.13% of the shares, totaling 475,940,143 shares[112]. - The company has no stock incentive plans or employee stock ownership plans in place during the reporting period[76]. Social Responsibility - The company actively fulfills its social responsibilities, focusing on poverty alleviation and rural revitalization as primary political tasks[78]. - The company has donated a total of 69.61 million yuan since 2015, with 3.172 million yuan in donations made in the first half of 2023[79]. - The company has initiated a beef cattle breeding project, successfully introducing 34 calves on January 9, 2023, to support local agricultural development[79]. Legal and Compliance - The company has not engaged in any violations regarding external guarantees during the reporting period[81]. - The company has resolved a dispute with Nanjing Dongtai Asset Management Co., recovering the principal amount of 10 million yuan and part of the interest[82]. - The company is facing legal actions related to investment losses amounting to 10.8051 million yuan and 1.3303 million yuan from investors against Shuzhi Technology[83]. Financial Reporting and Accounting - The financial statements are prepared based on the principle of continuous operation, ensuring compliance with accounting standards[149]. - The company recognizes revenue based on the transaction price allocated to each performance obligation, excluding amounts collected on behalf of third parties and expected refunds to customers[199]. - The company assesses expected credit losses based on the weighted average of credit losses for financial instruments, considering default risk[163].

华西证券股份有限公司 证券代码：002926 证券简称：华西证券 公告编号：2023-035 公司 2022 年年度权益分派方案为：以公司现有总股本 2,625,000,000 股为 基数，向全体股东每 10 股派 0.30 元人民币现金（含税；扣税后，通过深股通持 有股份的香港市场投资者、QFII、RQFII 以及持有首发前限售股的个人和证券投 资基金每 10 股派 0.27 元；持有首发后限售股、股权激励限售股及无限售流通股 的个人股息红利税实行差别化税率征收，公司暂不扣缴个人所得税，待个人转让 股票时，根据其持股期限计算应纳税额【注】；持有首发后限售股、股权激励限 售股及无限售流通股的证券投资基金所涉红利税，对香港投资者持有基金份额部 分按 10%征收，对内地投资者持有基金份额部分实行差别化税率征收）。 【注：根据先进先出的原则，以投资者证券账户为单位计算持股期限，持股 1 2022 年年度权益分派实施公告 本公司及董事会全体成员保证信息披露的内容真实、准确和完整，没有 虚假记载、误导性陈述或重大遗漏。 华西证券股份有限公司(以下简称"公司")2022 年年度权益分派方案已获 2023 年 6 月 27 ...

证券代码：002926 证券简称：华西证券 公告编号：2023- 034 华西证券股份有限公司 关于 2023 年度第四期短期融资券发行结果的公告 本公司及董事会全体成员保证信息披露的内容真实、准确和完整，没有虚假记载、 误导性陈述或重大遗漏。 华西证券股份有限公司董事会 2023 年 8 月 9 日 1 华西证券股份有限公司 2023 年度第四期短期融资券已于 2023 年 8 月 8 日 发行完毕，相关发行情况如下： | 短期融资券名称 | 华西证券股份有限公司2023 | 短期融资券期限 | 365天 | | --- | --- | --- | --- | | | 年度第四期短期融资券 | | | | 短期融资券简称 | 23华西证券CP004 | 计息方式 | 利随本清 | | 短期融资券交易代 | 072310164 | 发行价格 | 100元/百元面值 | | 码 | | | | | 发行日期 | 2023年8月8日 | 票面利率 | 2.36% | | 起息日期 | 2023年8月9日 | 兑付日期 | 2024年8月8日 | | 计划发行总额 | 15亿元人民币 | 实际发行金额 | 15亿元 ...

出席本次业绩说明会的人员有：公司董事长鲁剑雄先生，副总裁、财务负责人李斌女士， 独立董事曾志远先生，董事会秘书曾颖先生。 为充分尊重投资者、提升交流的针对性，现就公司 2022 年度暨 2023 年一季度业绩说明 会提前向投资者公开征集问题，广泛听取投资者的意见和建议。投资者可于 2023 年 6 月 27 日（星期二）17:00 前访问 https://ir.p5w.net/zj/，或扫描下方二维码，进入问题征集专 题页面。公司将在 2022 年度暨 2023 年一季度业绩说明会上，对投资者普遍关注的问题进行 回答。 欢迎广大投资者积极参与本次网上说明会。 特此公告。 证券代码：002926 证券简称：华西证券 公告编号：2023-029 华西证券股份有限公司 关于举行 2022 年度暨 2023 年一季度业绩说明会的公告 本公司及董事会全体成员保证信息披露的内容真实、准确和完整，没有虚假记载、 误导性陈述或重大遗漏。 华西证券股份有限公司（以下简称"公司"）将于 2023 年 6 月 28 日（星期三）下午 15：00-17:00 在全景网举行 2022 年度暨 2023 年一季度业绩说明会。本次说明会将 ...

河北省衡水市枣强县中华东街北侧 河北瑞星燃气设备股份有限公司 河北瑞星燃气设备股份有限公司招股说明书 保荐机构（主承销商） 慎作出投资决定。 1-1-0 证券简称： 瑞星股份 证券代码： 836717 （四川省成都市高新区天府二街 198 号） 本次股票发行后拟在北京证券交易所上市，该市场具有较高的投资风险。北京证券交易所主要 服务创新型中小企业，上市公司具有经营风险高、业绩不稳定、退市风险高等特点，投资者面临较 大的市场风险。投资者应充分了解北京证券交易所市场的投资风险及本公司所披露的风险因素，审 中国证监会和北京证券交易所对本次发行所作的任何决定或意见，均不表明 其对注册申请文件及所披露信息的真实性、准确性、完整性作出保证，也不表明 其对发行人的盈利能力、投资价值或者对投资者的收益作出实质性判断或者保证。 任何与之相反的声明均属虚假不实陈述。 根据《证券法》的规定，股票依法发行后，发行人经营与收益的变化，由发 行人自行负责；投资者自主判断发行人的投资价值，自主作出投资决策，自行承 担股票依法发行后因发行人经营与收益变化或者股票价格变动引致的投资风险。 1-1-1 声 明 发行人及全体董事、监事、高级管理人 ...

证券简称： 瑞星股份 证券代码： 836717 河北省衡水市枣强县中华东街北侧 河北瑞星燃气设备股份有限公司 河北瑞星燃气设备股份有限公司招股说明书（注册稿） 本公司的发行申请尚未经中国证监会注册。本招股说明书注册稿不具有据以发行股票的法律效 保荐机构（主承销商） 服务创新型中小企业，上市公司具有经营风险高、业绩不稳定、退市风险高等特点，投资者面临较 大的市场风险。投资者应充分了解北京证券交易所市场的投资风险及本公司所披露的风险因素，审 慎作出投资决定。 1-1-0 （四川省成都市高新区天府二街 198 号） 力，投资者应当以正式公告的招股说明书全文作为投资决定的依据。 本次股票发行后拟在北京证券交易所上市，该市场具有较高的投资风险。北京证券交易所主要 中国证监会和北京证券交易所对本次发行所作的任何决定或意见，均不表明 其对注册申请文件及所披露信息的真实性、准确性、完整性作出保证，也不表明 其对发行人的盈利能力、投资价值或者对投资者的收益作出实质性判断或者保证。 任何与之相反的声明均属虚假不实陈述。 保荐人及证券服务机构承诺因其为发行人本次公开发行股票制作、出具的文件有虚 假记载、误导性陈述或者重大遗漏，给投 ...

Financial Performance - Total operating revenue for Q1 2023 reached ¥1,127,252,618.15, a 156.55% increase compared to ¥439,382,014.93 in the same period last year[3] - Net profit attributable to shareholders was ¥402,301,962.84, a significant recovery from a loss of ¥169,961,261.37 in the previous year[3] - Basic earnings per share for Q1 2023 was ¥0.15, compared to a loss of ¥0.06 per share in the same period last year[3] - The weighted average return on net assets increased to 1.78%, up 2.54 percentage points from -0.76% in the previous year[3] - Net profit for Q1 2023 was ¥401,921,553.36, compared to a net loss of ¥170,476,594.47 in the same period last year, indicating a turnaround in profitability[16] - The total profit for Q1 2023 was ¥505,122,146.91, a substantial improvement from a loss of ¥251,481,615.78 in Q1 2022[15] Assets and Liabilities - Total assets as of March 31, 2023, were ¥99,772,934,675.11, reflecting a 2.07% increase from ¥97,747,157,984.91 at the end of the previous year[3] - The total liabilities increased to CNY 76,894,192,876.27 from CNY 75,306,734,703.04, indicating a rise of approximately 2.11%[14] - The company's equity attributable to shareholders rose to CNY 22,857,121,481.48 from CNY 22,418,422,555.03, marking an increase of about 1.96%[14] - The company's total equity increased to CNY 22,878,741,798.84 from CNY 22,440,423,281.87, indicating a growth of approximately 1.96%[14] Cash Flow - The net cash flow from operating activities was -¥1,287,852,119.85, a decrease of 135.40% compared to ¥3,637,817,828.91 in the same period last year[7] - The total cash inflow from financing activities amounted to 5,161,800,000.00, up from 3,752,241,831.00 in the same period last year[18] - The total cash outflow from operating activities was 6,550,526,939.90, an increase from 4,670,643,926.23 in the previous year[18] - The company reported a net decrease in cash equivalents of -2,274,909,908.37, contrasting with an increase of 172,340,725.25 in the previous year[18] Investment Income - Investment income for Q1 2023 was ¥223,652,446.82, a recovery from a loss of -¥173,843,792.57 in the previous year[7] - Fair value changes resulted in a gain of ¥200,809,786.77, compared to a loss of -¥244,917,798.04 in the same period last year[7] - The net interest income decreased to ¥236,362,372.28 from ¥305,768,905.80, reflecting a decline of about 22.6% year-over-year[15] Shareholder Information - The company reported a total of 97,106 common shareholders at the end of the reporting period[8] - The top three shareholders held 39.84% of the total shares, with the largest being Luzhou Laojiao Group Co., Ltd. at 18.13%[8] Other Financial Metrics - Total operating expenses decreased to ¥622,138,415.05 from ¥686,771,740.41, a reduction of approximately 9.4%[15] - Cash received from interest, fees, and commissions amounted to ¥1,107,993,811.73, down from ¥1,222,728,375.64 in the previous year[17] - Other comprehensive income after tax for Q1 2023 was ¥36,396,963.61, compared to a loss of ¥107,226,677.68 in the same period last year[16] - The company's cash and cash equivalents decreased to CNY 22,934,362,132.72 from CNY 24,963,416,229.27, reflecting a decline of about 8.14%[13]

Financial Performance - The company reported a revenue increase of 15% year-over-year, reaching $1.2 billion in Q3 2023[36]. - The company reported a total revenue of 20 billion CNY for the last quarter, representing a year-over-year increase of 15%[40]. - The company reported a net profit margin of 12%, up from 10% in the previous quarter[38]. - The company reported a net profit of ¥440,484,617.47 for 2022, down 66.97% from ¥1,333,783,107.81 in 2021[46]. - The company reported a significant decline in net profit after deducting non-recurring gains and losses, which was ¥416,576,652.94 in 2022, down 68.74% from ¥1,332,469,991.25 in 2021[46]. - The company reported a total of ¥35,628,590.97 in non-recurring gains for 2022, compared to ¥2,101,918.11 in 2021[53]. - The company achieved operating revenue of 3.376 billion yuan, a year-on-year decrease of 34.10%, and a net profit attributable to shareholders of 422 million yuan, down 74.12%[75]. - The company reported a total operating profit for the company decreased by 79.45% year-over-year, reflecting significant losses across various regions[110]. Market Expansion and Strategy - The company is expanding its market presence in Southeast Asia, targeting a 20% market share by 2025[36]. - The company is focused on expanding its market presence through the establishment of new securities business departments[34]. - The company is exploring potential mergers and acquisitions to strengthen its market position and expand its operational capabilities[34]. - The company is expanding its market presence by opening 10 new branches across major cities, aiming to increase customer reach by 30%[44]. - The company is exploring acquisition opportunities, targeting firms with complementary technologies valued at approximately $200 million[38]. - The company plans to invest $100 million in sustainability initiatives over the next three years[36]. - The company aims to enhance its comprehensive strength and industry ranking through a five-year strategic plan (2019-2023) focused on becoming a leading national securities financial service provider[145]. Product Development and Innovation - New product launches contributed to a 30% increase in sales, with the latest product line accounting for $300 million in revenue[36]. - The company is actively involved in the development of new financial products and services, reflecting its commitment to innovation in the financial sector[19]. - The company is investing $50 million in R&D for new technologies aimed at enhancing user experience[38]. - New product launches included a cutting-edge financial analytics tool expected to generate an additional 1 billion CNY in revenue over the next year[43]. - The company is conducting a new technology R&D project aimed at improving the processing speed of trading systems, expected to be completed in 2024[188]. Compliance and Risk Management - The company emphasizes the importance of professional capabilities and compliance in light of the new Securities Law and the implementation of the registration system[3]. - A robust compliance and risk management framework will be established to mitigate policy and market risks, ensuring adherence to regulatory requirements[150]. - The company has established a risk management model focusing on Value at Risk (VaR), sensitivity indicators, and stress testing, with a 95% confidence interval for calculating VaR[153]. - The company has implemented a reputation risk management framework, including specific policies for media management and investor relations[160]. - The company has conducted annual risk control assessments and continuously improves its internal processes to enhance operational risk management[158]. Corporate Governance - The company held 2 shareholder meetings, 5 board meetings, and 4 supervisory board meetings during the reporting period, ensuring compliance with legal procedures[165]. - The company achieved a governance level that aligns with the latest regulations, receiving the "Outstanding Board Award" at the 17th China Listed Company Board of Directors "Golden Round Table Award"[166]. - The company maintains complete independence from its controlling shareholder in terms of business, personnel, assets, and finance, ensuring a fully autonomous operational structure[167]. - The company has established an independent financial department with a complete financial accounting system, ensuring no shared bank accounts with the controlling shareholder[169]. Human Resources and Management Changes - The total pre-tax remuneration for the current management team amounted to CNY 2,374.30 million for the reporting period[175]. - The company has not reported any resignations of directors, supervisors, or senior management personnel during the reporting period[176]. - The company is actively implementing measures to avoid competition with its controlling shareholder, as evidenced by a commitment letter from the controlling shareholder[170]. - The company plans to optimize its human resources strategy to attract and retain high-quality financial talent[186].