Core Viewpoint - Akanda Corp. has successfully closed a transaction with institutional investors for the purchase and sale of 12-month convertible promissory notes totaling $7.0 million in a private placement transaction [1] Group 1: Transaction Details - The proceeds from the sale of the notes will be allocated as follows: up to $2.3 million for marketing purposes, approximately $2.6 million for working capital and general corporate purposes, and up to $2.1 million for debt repayment [2] - Univest Securities, LLC served as the exclusive placement agent for this offering, while Ruskin Moscou Faltischek PC acted as transaction and securities counsel to the Company [2] Group 2: Regulatory Information - The notes and the common shares that can be issued upon conversion have not been registered under the Securities Act of 1933 or any state securities laws, and they cannot be offered or sold in the U.S. or any state without registration or an applicable exemption [3] - Additional details regarding the notes and the transaction can be found in the Company's Form 6-K, filed on January 20, 2026, with the U.S. Securities and Exchange Commission [4]

Company Overview - China SXT Pharmaceuticals, Inc. is a specialty pharmaceutical company focused on the research, development, manufacturing, marketing, and sales of Traditional Chinese Medicine Pieces (TCMPs) and TCM Homologous Supplements (TCMHS) [7] - The company was founded in 2005 and is headquartered in Taizhou City, Jiangsu Province, China [7] Offering Details - Univest Securities, LLC announced the closing of a registered direct offering of approximately $10 million for China SXT Pharmaceuticals [1] - The offering involved the sale of 66,666,666 Class A ordinary shares at a purchase price of $0.15 per share [2] - The gross proceeds from the offering were approximately $10 million, with Univest acting as the sole placement agent [3] Regulatory Compliance - The registered direct offering was made under a shelf registration statement on Form F-3, which became effective on December 1, 2025 [4]

Group 1 - Univest Securities, LLC announced the closing of a registered direct offering of $1.4 million for Globavend Holdings Limited, an emerging e-commerce logistics provider [1] - The offering involved the sale of 889,359 ordinary shares at an effective purchase price of $1.60 per share, resulting in gross proceeds of approximately $1.4 million [2] - The offering was conducted under a registration statement on Form F-3, which was previously filed and declared effective by the U.S. Securities and Exchange Commission [3] Group 2 - Globavend Holdings Limited provides end-to-end logistics solutions primarily for enterprise customers in Hong Kong, Australia, and New Zealand, facilitating B2C transactions [6] - The company offers integrated cross-border logistics services, including parcel drop-off, consolidation, air-freight forwarding, customs clearance, and final delivery [6]

Core Viewpoint - Univest Securities, LLC has successfully closed a registered direct offering of approximately $4.0 million for Jiuzi Holdings, Inc., a company focused on sustainable energy and financial innovation [1][3]. Group 1: Offering Details - Jiuzi Holdings, Inc. has agreed to sell 1,600,000 Class A ordinary shares at a purchase price of $2.50 per share, with a par value of $0.078 per share [2]. - The total gross proceeds from the offering amount to approximately $4.0 million [3]. - The offering was conducted under a shelf registration statement on Form F-3, which was declared effective by the SEC on December 14, 2022 [4]. Group 2: Company Information - Jiuzi Holdings, Inc. is a China-based company that focuses on sustainable energy and financial innovation, expanding into digital asset finance to provide compliant gateways for institutional investors [7]. - Univest Securities, LLC, established in 1994, offers a variety of financial services globally, including investment banking and advisory, and has raised over $1.7 billion in capital for issuers since 2019 [6].

Core Viewpoint - Univest Securities, LLC has successfully closed a public offering for Top Wealth Group Holding Limited, raising approximately $5.04 million to support the company's operations in the premium caviar and fine winery products market [1][3]. Group 1: Offering Details - The offering consisted of 720,000 units, each unit comprising one Class A ordinary share and two types of warrants (Series A and Series B), priced at $7.00 per unit [2]. - The Class A warrants are immediately exercisable at an exercise price of $7.00 per share, with Series A warrants expiring five years after issuance and Series B warrants expiring eighteen months after issuance [2]. Group 2: Use of Proceeds - The net proceeds from the offering will be utilized for general corporate and working capital purposes [3]. Group 3: Company Overview - Top Wealth Group Holding Limited is a Cayman Islands-based holding company, primarily operating through its subsidiary in Hong Kong, specializing in premium-class sturgeon caviar and winery products [6]. - The company’s caviar products are endorsed with CITES permits and are marketed under private labels as well as its own brand, "Imperial Cristal Caviar," which has seen significant sales growth since its launch [6]. Group 4: Univest Securities Overview - Univest Securities, LLC is a full-service investment bank and securities broker-dealer, registered with FINRA since 1994, providing a range of financial services globally [7]. - The firm has raised over $1.7 billion in capital for various issuers since 2019 and has completed around 100 transactions across multiple industries [7].

Core Company Insights - General Enterprise Ventures, Inc. has successfully uplisted to the NYSE American, marking a significant corporate milestone that enhances its visibility and access to institutional capital [1] - The company specializes in environmentally safe fire-prevention technologies under the CitroTech brand, which is strategically positioned to benefit from the growing demand for safer and sustainable fire suppression solutions [2][12] - CitroTech technology is supported by extensive research, patents, and third-party environmental certifications, ensuring its effectiveness and safety [3][4] Product and Market Positioning - CitroTech is recognized under the U.S. EPA's Safer Choice program, making it the only fire inhibitor to receive this designation, and it is also UL GreenGuard Gold certified [4][5] - The product line boasts over 80 global patents and numerous environmental accreditations, highlighting its proprietary technology and compliance with safety standards [6][7] - CitroTech can be applied to all new construction lumber, targeting high-value markets such as industrial infrastructure, wildfire mitigation, and energy storage systems [8][9] Strategic Partnerships and Financial Support - Univest Securities has developed a strategic partnership with General Enterprise Ventures since early 2025, assisting in raising approximately $20 million through private placements to support the company's operations and growth [10] - This collaboration reflects a strong alignment of vision and commitment to creating value, laying a solid foundation for future support [10] Industry Context - The global fire prevention and suppression industry is expanding, driven by increasing demand for environmentally sustainable technologies and stricter regulations on traditional firefighting chemicals [2][8]

Core Viewpoint - Univest Securities, LLC has successfully closed a registered direct offering of $8.0 million for MingZhu Logistics Holdings Limited, a logistics and transportation service provider [1][3]. Group 1: Offering Details - The offering consists of 8,000,000 units, each unit comprising one ordinary share or a pre-funded warrant, and one common warrant, priced at $1.00 per unit [2]. - The pre-funded warrants have a purchase price equal to the ordinary shares minus the exercise price of $0.128 per share, while the warrants have an exercise price of $1.00 and will expire six months after issuance [2]. Group 2: Financial and Regulatory Information - The gross proceeds from the offering amount to approximately $8.0 million, with Univest Securities acting as the sole placement agent [3]. - The offering was conducted under a shelf registration statement previously filed and declared effective by the SEC on June 6, 2023 [4]. Group 3: Company Background - MingZhu Logistics Holdings Limited is a 4A-rated professional trucking service provider, offering tailored logistics solutions through a combination of self-owned and subcontracted fleets [7]. - The company operates regional logistics terminals in Guangdong Province, enhancing its service delivery across the country [7]. Group 4: Univest Securities Overview - Univest Securities, LLC has been registered with FINRA since 1994 and provides a range of financial services, including investment banking and advisory [6]. - Since 2019, Univest has raised over $1.7 billion in capital for various issuers and completed approximately 100 transactions across multiple industries [6].

Core Viewpoint - Univest Securities, LLC has successfully closed a registered direct offering of approximately $15 million for Cheer Holding, Inc., a leading provider of advanced mobile internet infrastructure and platform services [1][3]. Group 1: Offering Details - Cheer Holding, Inc. will sell 187,500,000 Class A ordinary shares at a purchase price of $0.08 per share, or pre-funded warrants in lieu thereof [2]. - The gross proceeds from the offering amount to approximately $15 million [3]. - The offering was conducted under a shelf registration statement previously filed and declared effective by the SEC [4]. Group 2: Company Overview - Cheer Holding, Inc. is a prominent provider of next-generation mobile internet infrastructure and platform services in China, focusing on creating a digital ecosystem that integrates various technologies [7]. - The company is developing a 5G+VR+AR+AI shared universe space utilizing advanced technologies such as blockchain and cloud computing [7]. - Cheer Holding's product portfolio includes a variety of services like CHEERS Telepathy, CHEERS Video, and AI-animated short drama series, which blend online and offline experiences [8]. Group 3: Strategic Focus - The core of Cheer Holding's digital ecosystem is "CHEERS+", aimed at driving long-term sustainable and scalable growth through innovative product applications and technologies [9].

Core Viewpoint - Univest Securities, LLC has successfully closed a registered direct offering of approximately $4.2 million for Boqii Holding Limited, a leading pet-focused platform in China [1][3]. Group 1: Offering Details - Boqii Holding Limited agreed to sell 1,500,000 Class A ordinary shares at a purchase price of $2.80 per share, or pre-funded warrants in lieu thereof [2]. - The total gross proceeds from the offering amounted to approximately $4.2 million [3]. - The offering was conducted under a shelf registration statement previously filed and declared effective by the SEC [4]. Group 2: Company Information - Boqii Holding Limited is recognized as a leading online destination for pet products in China, offering a wide range of high-quality products from global and local brands, as well as its own private labels [7]. - The company's online sales platforms, including Boqii Mall, provide customers with convenient access to pet products and an engaging shopping experience [7]. - Boqii also features a community platform for users to share knowledge and experiences related to pet care [7]. Group 3: Univest Securities Overview - Univest Securities, LLC has been registered with FINRA since 1994 and offers a variety of financial services, including investment banking and advisory [6]. - The firm has successfully raised over $1.7 billion in capital for issuers globally since 2019, completing approximately 100 transactions across various industries [6].

Core Points - Univest Securities, LLC announced the closing of an initial public offering for AMBITIONS ENTERPRISE MANAGEMENT CO. L.L.C, raising gross proceeds of US$6.9 million by offering 1,725,000 Class A ordinary shares at a price of US$4.00 per share [1][2] - The Class A Ordinary Shares began trading on the Nasdaq Capital Market under the ticker symbol "AHMA" on October 21, 2025 [2] Company Overview - AMBITIONS ENTERPRISE MANAGEMENT CO. L.L.C is a UAE-based provider of MICE (meetings, incentives, conferences, and exhibitions) and tourism services, offering event management and travel solutions globally [7] - The company is supported by an experienced management team and partnerships across the tourism and hospitality sectors in the Middle East, Europe, Africa, and the Americas [7] Investment Banking Details - Univest Securities, LLC and AC Sunshine Securities LLC acted as joint bookrunners for the offering, with legal counsel provided by Hunter Taubman Fischer & Li and Ortoli Rosenstadt LLP [3] - A registration statement on Form F-1 was filed with the SEC and declared effective on September 30, 2025 [4]