Registered direct offering
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Jim Cramer Likes Toast, But Isn't Buying Shares—Yet
Benzinga· 2025-10-30 12:06
Group 1: Toast, Inc. (NYSE: TOST) - Jim Cramer expressed interest in buying shares of Toast, Inc. but advised waiting for the earnings report on November 4 [1] - Citigroup analyst Bryan Keane initiated coverage on Toast with a Buy rating and a price target of $51 [1] - Wells Fargo analyst Jason Kupferberg also initiated coverage with an Overweight rating and a price target of $47 [1] Group 2: Energy Transfer LP (NYSE: ET) - Cramer has a favorable view of Energy Transfer, which recently increased its quarterly dividend from $0.33 to $0.3325 per share [2] - Energy Transfer shares fell 0.4% to settle at $16.93 [4] Group 3: Datavault AI Inc. (NASDAQ: DVLT) - Cramer noted that Datavault AI is "losing money hand over fist" and suggested reducing holdings while allowing the rest to run [2] - Datavault AI raised $2.5 million through a registered direct offering, selling shares at $0.34 and $0.47 [2] - Datavault AI shares dipped 17.3% to settle at $2.67 [4]
Annovis Announces $3.4 Million Registered Direct Offering of Common Stock Priced At-the-Market under the NYSE Rules
Globenewswire· 2025-10-27 12:00
Core Viewpoint - Annovis Bio, Inc. has announced a registered direct offering of 1,670,732 shares of its common stock at a price of $2.05 per share, aiming to raise approximately $3.4 million for working capital and general corporate purposes [1][2]. Group 1: Offering Details - The offering price of $2.05 per share reflects the closing price on October 24, 2025 [1]. - The total gross proceeds from the offering are expected to be around $3.4 million before deducting fees and expenses [2]. - H.C. Wainwright & Co. is acting as the exclusive placement agent for this offering [2]. Group 2: Company Background - Annovis Bio is focused on developing therapies for neurodegenerative diseases, including Alzheimer's disease (AD) and Parkinson's disease (PD) [5]. - The company is headquartered in Malvern, Pennsylvania, and is committed to improving patient outcomes and quality of life through innovative therapies [5]. Group 3: Regulatory Information - The securities are being offered under a "shelf" registration statement previously filed with the SEC, which became effective on February 12, 2024 [3]. - A prospectus supplement related to the offering will be filed with the SEC and will be available on their website [3].
Robin Energy Ltd. Announces Pricing of $7.0 Million Registered Direct Offering
Globenewswire· 2025-10-24 13:00
Core Viewpoint - Robin Energy Ltd. has announced a securities purchase agreement to raise approximately $7.0 million through the sale of 6,540,000 common shares at an offering price of $1.07 per share [1][2]. Group 1: Offering Details - The offering is being conducted with a single institutional investor and is expected to close on or about October 27, 2025, pending customary closing conditions [2]. - Maxim Group LLC is acting as the sole placement agent for the offering [2]. - The proceeds from the offering will be used for working capital and general corporate purposes [2]. Group 2: Regulatory Information - The offering is made pursuant to an effective shelf registration statement on Form F-3, which was declared effective by the U.S. Securities and Exchange Commission on April 28, 2025 [3]. - A prospectus supplement related to the securities will be filed with the SEC, and copies will be available on the SEC's website [3]. Group 3: Company Overview - Robin Energy Ltd. is an international ship-owning company that provides energy transportation services globally, operating a fleet that includes two LPG carriers and one Handysize tanker vessel [5].
Univest Securities, LLC Announces Closing of $25 Million Registered Direct Offering for its Client UTime Limited (NASDAQ: WTO)
Globenewswire· 2025-10-17 21:00
Core Viewpoint - Univest Securities has successfully closed a registered direct offering of approximately $25 million for UTime Limited, a consumer electronics and mobile device manufacturer specializing in smartphones and related accessories [1][3]. Group 1: Offering Details - UTime Limited has agreed to sell 22,727,275 units to five institutional investors, with each unit consisting of one Class A ordinary share and one Series A warrant, at a purchase price of $1.10 per unit [2]. - The total gross proceeds from the offering were approximately $25 million before deducting fees and expenses [3]. - The offering was conducted under a shelf registration statement previously filed and declared effective by the SEC [4]. Group 2: Company Overview - UTime Limited specializes in the design, development, and manufacture of smartphones, feature phones, and related accessories, providing end-to-end product solutions [7]. - The company's principal business activities include contract manufacturing, in-house development of smart devices, integration of new technologies like IoT and 5G, and supply-chain management services [7]. Group 3: Univest Securities Overview - Univest Securities, LLC is a full-service investment bank and securities broker-dealer, providing a variety of financial services globally [6]. - Since 2019, Univest has raised over $1.5 billion in capital for issuers and completed approximately 100 transactions across various industries [6].
Vivakor Announces Approximately $5.0 Million Registered Direct Offering Priced At-the-Market Under Nasdaq Rules
Globenewswire· 2025-10-16 15:45
Core Viewpoint - Vivakor, Inc. has entered into a securities purchase agreement for the sale of 8,417,645 shares of common stock and 14,689,851 pre-funded warrants, aiming to raise approximately $5 million for working capital and general corporate purposes [1][2]. Group 1: Offering Details - The offering is priced at-the-market under Nasdaq rules and is expected to close on or about October 17, 2025, pending customary closing conditions [1]. - The gross proceeds from the offering are approximately $5 million before deducting placement agent fees and other expenses [2]. - D. Boral Capital LLC is acting as the exclusive placement agent for this offering [2]. Group 2: Company Overview - Vivakor operates in two main business segments: crude oil transportation services and facility services for terminaling and storage of crude oil and its byproducts [5]. - The transportation services include trucking and pipeline transportation of crude oil, primarily in active regions such as Colorado's DJ Basin, Central Oklahoma's STACK play, and the Permian and Eagle Ford Basins of Texas [6]. - The Omega Gathering Pipeline is a 45-mile crude oil gathering and shuttle pipeline in Blaine County, Oklahoma, connected to the Cushing storage hub [6].
Annovis Announces $6 Million Registered Direct Offering of Common Stock
Globenewswire· 2025-10-10 12:31
Core Viewpoint - Annovis Bio, Inc. has announced a registered direct offering to sell 4,000,000 shares of its common stock at a price of $1.50 per share, aiming to raise approximately $6 million for working capital and general corporate purposes [1][2]. Group 1: Offering Details - The offering is expected to close around October 13, 2025, pending customary closing conditions [1]. - H.C. Wainwright & Co. is acting as the exclusive placement agent for this offering [2]. - The gross proceeds from the offering are anticipated to be about $6 million before deducting fees and expenses [2]. Group 2: Regulatory Information - The securities are being offered under a "shelf" registration statement on Form S-3, which was filed with the SEC on February 1, 2024, and declared effective on February 12, 2024 [3]. - A prospectus supplement and base prospectus related to the offering will be filed with the SEC and made available on their website [3]. Group 3: Company Overview - Annovis Bio is focused on developing therapies for neurodegenerative diseases, including Alzheimer's disease and Parkinson's disease, with a commitment to improving patient outcomes [5].
Zeta Network Group (NASDAQ: ZNB) Announces $15 Million Registered Direct Offering
Globenewswire· 2025-10-08 13:00
Core Viewpoint - Zeta Network Group has announced a definitive agreement for a registered direct offering of 15 million Class A ordinary shares at a price of $1.00 per share, expected to raise approximately $15 million in gross proceeds [1][2]. Group 1: Offering Details - The offering involves the purchase and sale of 15,000,000 Class A ordinary shares or pre-funded warrants at a purchase price of $1.00 per share [1]. - The transaction is anticipated to close on or about October 9, 2025, pending customary closing conditions [2]. - The offering is conducted under a shelf registration statement previously filed and declared effective by the SEC [3]. Group 2: Company Background - Zeta Network Group, formerly known as Color Star Technology Co., Ltd., is an entertainment and education company providing online performances and music education services [5]. - The company's operations are managed through its subsidiaries, Color Metaverse Pte. Ltd. and CACM Group NY, Inc. [5].
C3is Inc. Announces Pricing of $2 Million Registered Direct Offering
Globenewswire· 2025-10-08 12:00
Core Points - C3is Inc. has entered into definitive agreements for a registered direct offering of 800,000 shares of Common Stock at a price of $2.50 per share, totaling approximately $2.0 million [1][2] - The transaction is expected to close around October 9, 2025, pending customary closing conditions [2] - The net proceeds will be used for general corporate purposes and working capital [2] Company Overview - C3is Inc. is a ship-owning company that provides dry bulk and crude oil seaborne transportation services [6] - The company owns four vessels, including three handysize dry bulk carriers with a total capacity of 97,664 deadweight tons (dwt) and one Aframax oil tanker with a capacity of approximately 115,800 dwt, resulting in a total fleet capacity of 213,464 dwt [6] - C3is Inc.'s shares are listed on the Nasdaq Capital Market under the symbol "CISS" [6] Offering Details - Aegis Capital Corp. is acting as the exclusive placement agent for the offering [3] - The offering is made pursuant to an effective shelf registration statement previously filed with the U.S. Securities and Exchange Commission (SEC) [3] - A final prospectus supplement and accompanying prospectus will be filed with the SEC, providing more details about the offering [3][4]
SPARTAN CAPITAL SECURITIES, LLC SERVES AS EXCLUSIVE PLACEMENT AGENT FOR MULTI WAYS HOLDINGS' $1.485 MILLION SECOND TRANCHE, BRINGING TOTAL REGISTERED DIRECT OFFERING TO $2.97 MILLION
Globenewswire· 2025-10-06 14:00
Core Insights - Spartan Capital Securities, LLC announced the closing of the second tranche of a registered direct offering for Multi Ways Holdings Limited, a leading supplier of heavy construction equipment in Singapore and the surrounding region [1][4]. Group 1: Offering Details - The second tranche consisted of 9,000,000 ordinary shares priced at $0.165 per share, along with warrants to purchase an additional 9,000,000 ordinary shares, resulting in aggregate gross proceeds of $1,485,000 from this tranche [2]. - Combined with the first tranche, the total gross proceeds raised through the offering amount to $2,970,000 [2]. Group 2: Warrant Information - Each warrant is exercisable at $0.198 per share and will remain exercisable for five years from the date of issuance [3]. Group 3: Use of Proceeds - Multi Ways intends to use the net proceeds for working capital and general corporate purposes [3]. Group 4: Company Background - Multi Ways Holdings supplies a wide range of heavy construction equipment for sales and rental in Singapore and the surrounding region, serving customers across Singapore, Australia, UAE, Maldives, Indonesia, and the Philippines [7].
Pixelworks Announces $7 Million Registered Direct Offering
Prnewswire· 2025-10-06 12:12
Core Points - Pixelworks, Inc. has entered into a common stock purchase agreement with two institutional investors for the sale of 666,667 shares at a price of $10.50 per share, expecting gross proceeds of approximately $7 million [1][2]. Group 1: Offering Details - The offering is expected to close on October 7, 2025, subject to customary closing conditions [2]. - The net proceeds from the offering will be used for working capital and general corporate purposes [2]. - Roth Capital Partners is serving as the sole placement agent for this transaction [2]. Group 2: Regulatory Information - The shares are being offered pursuant to a registration statement that has been declared effective by the Securities and Exchange Commission [3]. - A prospectus supplement related to the offering will be filed with the SEC and will be available on their website [3]. Group 3: Company Overview - Pixelworks provides innovative video and display processing solutions, enabling high-quality viewing experiences across various screens [5]. - The company has over 20 years of experience in delivering image processing innovations to consumer electronics, professional displays, and video streaming services [5].