Core Viewpoint - STAK Inc. has successfully closed a registered direct offering of 6,000,000 units at a price of US$0.38 per unit, raising approximately US$2.3 million in gross proceeds [1]. Group 1: Offering Details - Each unit consists of one Class A ordinary share and one and one-half warrants, with a total of 6,000,000 Class A ordinary shares issued [2]. - Up to 9,000,000 additional Class A ordinary shares may be issued upon the exercise of the warrants, which have a three-year term and an initial exercise price of US$0.46 per share [2]. - The company received net proceeds of approximately US$2.2 million after deducting offering expenses, which will be used for research and development, working capital, and other general corporate purposes [3]. Group 2: Offering Process - The units were offered directly to certain investors under a securities purchase agreement, without the involvement of underwriters or placement agents [4]. - The offering was conducted based on terms negotiated directly between the company and each investor [4]. - The offering was made pursuant to a registration statement declared effective by the SEC on January 2, 2026 [5]. Group 3: Company Overview - STAK Inc. specializes in the research, development, manufacturing, and sale of oilfield-specific production and maintenance equipment [7]. - The company collaborates with specialized vehicle manufacturers to integrate its equipment onto vehicle chassis, producing specialized oilfield vehicles [7]. - STAK aims to help oilfield services companies reduce costs and increase efficiency through integrated equipment and automation solutions [7].

Group 1 - Univest Securities, LLC announced the closing of a registered direct offering of $1.4 million for Globavend Holdings Limited, an emerging e-commerce logistics provider [1] - The offering involved the sale of 889,359 ordinary shares at an effective purchase price of $1.60 per share, resulting in gross proceeds of approximately $1.4 million [2] - The offering was conducted under a registration statement on Form F-3, which was previously filed and declared effective by the U.S. Securities and Exchange Commission [3] Group 2 - Globavend Holdings Limited provides end-to-end logistics solutions primarily for enterprise customers in Hong Kong, Australia, and New Zealand, facilitating B2C transactions [6] - The company offers integrated cross-border logistics services, including parcel drop-off, consolidation, air-freight forwarding, customs clearance, and final delivery [6]

Group 1 - IMUNON, Inc. has entered into a securities purchase agreement for the sale of 1,939,114 shares of common stock and warrants to purchase an equal number of shares, priced at $3.61 each [1][2] - The gross proceeds from the offering are expected to be approximately $7.0 million before deducting fees and expenses [2] - The offering is expected to close on or about December 31, 2025, subject to customary closing conditions [2] Group 2 - Maxim Group LLC is the lead placement agent, with Brookline Capital Markets acting as co-placement agent for the offering [2] - The securities are being offered under a "shelf" registration statement on Form S-3, which was declared effective by the SEC on May 22, 2024 [3] - A prospectus supplement and accompanying prospectus will be filed with the SEC regarding the registered direct offering [3] Group 3 - IMUNON is a clinical-stage biotechnology company focused on developing innovative treatments that utilize the body's natural mechanisms for effective responses to various diseases [5]

Core Viewpoint - LM Funding America, Inc. has announced a registered direct offering to raise approximately $6.5 million through the sale of common stock and pre-funded warrants, along with accompanying warrants for additional shares [1][2]. Group 1: Offering Details - The company will sell 1,822,535 shares of common stock and 7,332,395 pre-funded warrants, with a combined effective offering price of $0.71 per share or pre-funded warrant [1]. - The warrants will have an exercise price of $0.71 and will be exercisable upon stockholder approval, expiring five years from that date [1]. - The company will also reduce the exercise price of existing warrants from $2.95 to $0.87, subject to stockholder approval, and extend their term to five years [1]. Group 2: Financial Proceeds - The gross proceeds from the offering are estimated to be approximately $6.5 million before deducting fees and expenses [2]. - The offering is expected to close on or about December 22, 2025, pending customary closing conditions [2]. Group 3: Regulatory Information - The securities are being offered under a shelf registration statement on Form S-3, effective since November 21, 2024 [3]. - A prospectus supplement related to the offering will be filed with the SEC, and copies will be available through the SEC's website or from the placement agent [3]. Group 4: Company Overview - LM Funding America, Inc. operates as a Bitcoin treasury and mining company, founded in 2008 and based in Tampa, Florida [5]. - The company also provides funding to nonprofit community associations primarily in Florida through a technology-enabled specialty finance business [5].

Core Viewpoint - KALA BIO, Inc. has announced a registered direct offering of 10,000,000 shares of its common stock at a price of $1.00 per share, aiming to raise approximately $10 million in gross proceeds for debt repayment and general corporate purposes [1][2]. Group 1: Offering Details - The offering is priced at-the-market under Nasdaq rules and is expected to close on or about December 5, 2025, pending customary closing conditions [1]. - H.C. Wainwright & Co. is acting as the exclusive placement agent for the offering [2]. - The net proceeds from the offering will be used to repay certain indebtedness and for general corporate purposes [2]. Group 2: Company Background - KALA BIO, Inc. is a clinical-stage biopharmaceutical company focused on developing innovative therapies for rare and severe eye diseases [5]. - The company's lead product candidate, KPI-012, is based on its proprietary mesenchymal stem cell secretome platform and has received Orphan Drug and Fast Track designations from the FDA for treating persistent corneal epithelial defect [5].

Core Viewpoint - Univest Securities, LLC has successfully closed a registered direct offering of $8.0 million for MingZhu Logistics Holdings Limited, a logistics and transportation service provider [1][3]. Group 1: Offering Details - The offering consists of 8,000,000 units, each unit comprising one ordinary share or a pre-funded warrant, and one common warrant, priced at $1.00 per unit [2]. - The pre-funded warrants have a purchase price equal to the ordinary shares minus the exercise price of $0.128 per share, while the warrants have an exercise price of $1.00 and will expire six months after issuance [2]. Group 2: Financial and Regulatory Information - The gross proceeds from the offering amount to approximately $8.0 million, with Univest Securities acting as the sole placement agent [3]. - The offering was conducted under a shelf registration statement previously filed and declared effective by the SEC on June 6, 2023 [4]. Group 3: Company Background - MingZhu Logistics Holdings Limited is a 4A-rated professional trucking service provider, offering tailored logistics solutions through a combination of self-owned and subcontracted fleets [7]. - The company operates regional logistics terminals in Guangdong Province, enhancing its service delivery across the country [7]. Group 4: Univest Securities Overview - Univest Securities, LLC has been registered with FINRA since 1994 and provides a range of financial services, including investment banking and advisory [6]. - Since 2019, Univest has raised over $1.7 billion in capital for various issuers and completed approximately 100 transactions across multiple industries [6].

Core Viewpoint - Mingzhu Logistics Holdings Limited has announced a definitive securities purchase agreement for the sale of 8,000,000 units at a price of $1.00 per unit, aiming to raise approximately $8 million in gross proceeds [1][2]. Group 1: Offering Details - The offering consists of one ordinary share or a pre-funded warrant and one common warrant per unit, with the ordinary share having a par value of $0.128 [1]. - Each warrant will have an exercise price of $1.00 per Class A Ordinary Share, will be immediately exercisable, and will expire six months after issuance [2]. - The transaction is expected to close on or about November 26, 2025, pending customary closing conditions [2]. Group 2: Placement Agent and Registration - Univest Securities, LLC is acting as the sole placement agent for this offering [3]. - The offering is made pursuant to a shelf registration statement on Form F-3, which was declared effective by the SEC on June 6, 2023 [4]. Group 3: Company Overview - Mingzhu Logistics Holdings Limited is a 4A-rated professional trucking service provider, offering tailored logistics solutions through a combination of self-owned and subcontracted fleets [6].

Core Points - ParkerVision, Inc. has completed the sale of 16,481,579 shares of common stock at a price of $0.21 per share, resulting in gross proceeds of approximately $3.46 million [1] - The stock was sold through a registered direct offering under the Company's Shelf Registration statement filed in April 2025, which was declared effective by the Securities and Exchange Commission on May 28, 2025 [1]

Core Viewpoint - CHIJET MOTOR COMPANY, INC. has announced a registered direct offering of 8,461,530 class A ordinary shares at a price of $1.30 per share, expecting gross proceeds of approximately $11.0 million [1][2]. Group 1: Offering Details - The transaction is expected to close on or about November 25, 2025, pending customary closing conditions [2]. - Maxim Group LLC is acting as the sole placement agent for this offering [2]. - The offering is made under the Company's registration statement on Form F-3, which was declared effective by the SEC on August 16, 2024 [3]. Group 2: Company Overview - CHIJET MOTOR COMPANY focuses on the development, manufacture, sales, and service of traditional fuel vehicles and new energy vehicles [5]. - The company has a modern vehicle production base in Jilin, China, and is constructing a factory in Yantai, China, dedicated to new energy vehicle production [5]. - The management team consists of industry veterans with extensive experience in various fields including engineering, design, management, and financial management [5].

Core Points - Senmiao Technology Limited has completed a registered direct offering, selling 1,350,000 shares and pre-funded warrants for a total of approximately $2.8 million before expenses [1][3] - The company plans to issue additional warrants for up to 4,510,000 shares, pending stockholder approval, with an exercise price of $1.26 per share [2][4] - The financing aims to strengthen the company's financial foundation and support its growth strategy, focusing on diversifying revenue streams [3] Offering Details - The shares were sold at a purchase price of $1.26 each, with gross proceeds of about $2.8 million [1] - The offering is conducted under a "shelf" registration statement effective since September 29, 2023, with a prospectus supplement filed on November 14, 2025 [3] - The warrants will be offered under exemptions from registration requirements, and a registration statement for the resale of warrant shares will be filed within 30 days after stockholder approval [4] Company Overview - Senmiao Technology Limited is headquartered in Chengdu, Sichuan Province, and provides automobile transaction services, including sales, financing, and operating leases in China [6]