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让产品收益“算得清”!金融监管总局:拟强化三类资管产品信披管理
证券时报· 2025-05-23 12:49
让产品销售"看得清",让产品风险"厘得清",让产品收益"算得清"。 5月23日,金融监管总局就《银行保险机构资产管理产品信息披露管理办法(征求意见稿)》(以下简称《办 法》)公开征求意见。 规范三类资管产品信披行为 起草《办法》是为了规范资产管理信托产品、理财产品、保险资管产品的信息披露行为,推动同类业务实施统 一监管标准,强化投资者合法权益保护。 "当前,资产管理信托产品、理财产品、保险资管产品均无专门的信息披露监管制度,现行要求分散在不同制 度中,存在标准不完全一致等问题,亟需构建适合三类资管产品特点的信息披露制度,统一监管规则,强化信 息披露行为监管。"金融监管总局有关司局负责人指出。 具体来看,《办法》包括总则、资产管理产品信息披露的一般规定、资产管理产品信息披露要求、资产管理产 品信息披露的内部管理、监督管理和法律责任以及附则六章内容。对资产管理信托产品、理财产品、保险资管 产品的信息披露行为进行了系统规范,全面覆盖产品募集、存续、终止各环节。 明确资管产品信披的禁止行为 在"资产管理产品信息披露的一般规定"章节中,《办法》明确了信息披露渠道、责任、方式、禁止行为和文本 要求。 一直以来,资管产品就 ...
通程控股: 【通程控股】信息披露工作制度
Zheng Quan Zhi Xing· 2025-05-23 12:25
Core Points - The company has established a comprehensive information disclosure system to ensure compliance with relevant laws and regulations, protecting the rights of shareholders and stakeholders [1][2][28] - The information disclosure obligations apply to the company, its directors, senior management, and other relevant parties, ensuring that all significant information is disclosed simultaneously to all investors [2][4] - The company must disclose various types of reports, including periodic reports, temporary reports, and prospectuses, ensuring that all information is accurate, complete, and timely [3][5][10] Group 1 - The company is required to publicly disclose periodic reports, including quarterly, semi-annual, and annual reports, within specified timeframes [17][19] - The annual report must be audited by a qualified accounting firm and include key shareholder information [18][19] - The company must disclose any significant events that could impact stock prices or investment decisions immediately [29][30] Group 2 - The company must ensure that all disclosed information is truthful, accurate, complete, and not misleading [4][5][6] - The board of directors and senior management are responsible for the accuracy of the disclosed information and must provide written confirmation of the reports [22][23] - The company must maintain confidentiality of undisclosed information and limit access to it before public disclosure [4][5][56] Group 3 - The company has designated specific media outlets for information disclosure and must not use informal channels to replace official announcements [3][4] - The company must have a structured process for preparing, reviewing, and disclosing information, involving various departments and the board of directors [36][37] - The company is responsible for managing and storing all disclosure documents for a minimum of ten years [68][69]
深交所向深圳市昌红科技股份有限公司及相关当事人发出监管函
Mei Ri Jing Ji Xin Wen· 2025-05-23 12:06
请你公司董事会及相关当事人充分重视相关问题,吸取教训,及时整改,杜绝相关问题再次发生。 2024年1至12月份,昌红科技的营业收入构成为:OA行业占比71.93%,医疗行业占比27.6%,其他占比 0.47%。 截至发稿,昌红科技市值为68亿元。 每经头条(nbdtoutiao)——曾被智能手机逼成"古董",突然转身成"爆款潮玩"!日本巨头一年卖出数 百亿元,中国"新手"强势出击抢走订单!微单,春天归来 每经AI快讯,2025年5月23日,深交所向深圳市昌红科技(SZ 300151,收盘价:12.71元)股份有限公 司及相关当事人发出监管函。 根据中国证券监督管理委员会深圳监管局《关于对深圳市昌红科技股份有限公司、李焕昌、周国铨采取 出具警示函措施的决定》查明的事实,你公司存在以下违规事项: 深圳市昌红科技股份有限公司存在股份支付费用核算不准确、部分收入及费用确认跨期、个别应收账款 未根据公司会计政策按单项计提坏账等问题,相关财务会计核算问题影响了公司相关信息披露的准确 性。 你公司的相关行为违法了本所《创业板股票上市规则》第1.4条、第5.1.1条、第6.1.1条、第7.2.15条的规 定。 你公司董事长兼 ...
未披露与宜宾听花关联关系,*ST春天收到青海证监局警示函
Mei Ri Jing Ji Xin Wen· 2025-05-23 11:57
Core Viewpoint - *ST Chuntian received a warning letter from the Qinghai Securities Regulatory Bureau for failing to disclose its relationship with Yibin Tinghua and related transactions, violating information disclosure regulations [1][2]. Group 1: Regulatory Actions - The company was ordered to correct its actions due to non-disclosure of its relationship with Yibin Tinghua Wine Industry Development Co., Ltd. and related transactions [1][2]. - Four senior executives, including Chairman Zhang Xuefeng and actual controller Xiao Rong, received warning letters for their roles in the violations [1][2]. Group 2: Relationship with Yibin Tinghua - Yibin Tinghua is identified as a related entity to *ST Chuntian, as it is the producer of the company's alcoholic products, and the company has made advance payments to Yibin Tinghua for product procurement [2]. - The company failed to disclose the related party transactions and did not follow the necessary approval procedures, violating multiple provisions of the Information Disclosure Management Measures [2]. Group 3: Previous Concerns and Responses - There were previous concerns regarding potential benefit transfers to Yibin Tinghua, which the company denied in a response to the Shanghai Stock Exchange [4]. - The company stated that its collaboration with Yibin Tinghua was based on resource complementarity within the industry chain, and it emphasized that the advance payments were reasonable and related to its main business operations [5].
金融监管总局拟要求资产管理产品的定期报告应披露产品主要投资风险等
Bei Jing Shang Bao· 2025-05-23 11:41
Core Points - The Financial Regulatory Administration has released a draft for public consultation regarding the disclosure management of asset management products by banking and insurance institutions [1] - The draft outlines required disclosures for periodic reports, including product size, leverage levels, net asset values, performance, and risk analysis [1][2] Disclosure Requirements - Asset management products must disclose information such as product size, leverage, net asset values, performance, and distribution of earnings [1] - Fixed income products are required to disclose market risks related to interest rates and exchange rates, as well as details on non-standard debt assets [2] - Equity products must disclose risks associated with stock investments and details on unlisted equity assets [2] - Products related to commodities and financial derivatives must disclose underlying assets, investment amounts, and risk control measures [2] - Mixed products must disclose the investment proportions across different asset classes and associated risks [2]
克来机电: 克来机电信息披露管理制度
Zheng Quan Zhi Xing· 2025-05-23 10:32
上海克来机电自动化工程股份有限公司 上海克来机电自动化工程股份有限公司 信息披露管理制度 信息披露管理制度 二○二五年五月修订 上海克来机电自动化工程股份有限公司 信息披露管理制度 第一章 总则 第一条 为规范上海克来机电自动化工程股份有限公司(以下简称"公司") 的信息披露行为,加强信息披露事务管理,保护投资者合法权益,根据《中华人民 共和国公司法》《中华人民共和国证券法》(以下简称"《证券法》")、《上市 公司信息披露管理办法》《上海证券交易所股票上市规则》(以下简称"《上市规 则》")、《上海证券交易所上市公司自律监管指引第2号——信息披露事务管理》 及《上海克来机电自动化工程股份有限公司章程》(以下简称"《公司章程》"), 特制定本制度。 第二条 本制度所称"信息"是指所有能对上海克来机电自动化工程股份有限 公司股票价格产生重大影响的信息、与投资者作出价值判断和投资决策有关的信息 以及证券监管部门要求披露的信息;所称"披露"是指在规定的时间内、在上海证 券交易场所的网站和符合国务院证券监督管理机构规定条件的媒体、以规定的披露 方式向社会公众公布前述的信息,并送达相关证券监管部门备案。 第三条 信息披露 ...
云中马: 浙江云中马股份有限公司关于最近五年被证券监管部门和交易所采取监管措施或处罚情况的公告
Zheng Quan Zhi Xing· 2025-05-23 10:25
Core Viewpoint - Zhejiang Yunzhongma Co., Ltd. has not faced any penalties from regulatory authorities in the last five years, but received one regulatory attention letter regarding financial reporting inaccuracies [1][2][3] Summary by Sections Regulatory Penalties - The company has not been penalized by securities regulatory authorities or the Shanghai Stock Exchange in the past five years [1] Regulatory Measures - The company received one regulatory attention letter (Zhe Zheng Jian Gong Si Zi [2025] No. 106) concerning inaccuracies in its 2024 annual report and 2025 Q1 report, which did not affect its financial status or operating results [2] - The inaccuracies included misstatements in the consolidated balance sheets and profit statements related to inventory and financial expenses [2] Remedial Actions - Following the receipt of the regulatory attention letter, the company has taken the matter seriously, enhancing its focus on financial accounting and information disclosure management [3] - The company has implemented regular self-inspection by the finance department, improved internal information disclosure review processes, and strengthened compliance training [3] - A written report on the corrective actions has been submitted to the Zhejiang Regulatory Bureau of the China Securities Regulatory Commission on May 22, 2025 [3]
*ST春天(600381.SH)收到青海证监局警示函
智通财经网· 2025-05-23 09:30
Core Viewpoint - The company *ST Chuntian (600381.SH) has received regulatory measures from the China Securities Regulatory Commission (CSRC) for failing to disclose related party transactions and relationships with Yibin Tinghua Wine Industry Development Co., Ltd. [1][2] Group 1: Regulatory Actions - The CSRC's Qinghai Regulatory Bureau issued a decision on May 23, 2025, requiring *ST Chuntian to rectify its actions and issued warning letters to key executives including Chairman Zhang Xuefeng and others [1][2] - The company was found to have made prepayments to Yibin Tinghua for product purchases without disclosing the related party relationship and transaction details [1][2] Group 2: Violations and Responsibilities - *ST Chuntian violated multiple provisions of the Information Disclosure Management Measures, specifically Articles 2, 48, and 41 of the relevant regulations [2] - Key executives, including Zhang Xuefeng, actual controller and former director Xiao Rong, financial director Wang Lin, and board secretary Chen Ding, were held primarily responsible for the violations [2]
华纺股份及董事长盛守祥等人因未按规定披露年报预告被警示
Sou Hu Cai Jing· 2025-05-23 09:26
处 5月23日,华纺股份(证券代码:600448)发布公告,宣布公司及相关责任人收到中国证券监督管理委员会山东监管局出具的警示函。警示函指出,华纺股 份在2024年年度报告中未按规定披露年度业绩预告,违反了《上市公司信息披露管理办法》的相关规定。公司董事长盛守祥、总经理闫英山、财务负责人刘 水超及董事会秘书丁泽涛对此违规行为承担主要责任。 在业绩方面,公司2022年至2024年营业收入分别为34.89亿元、27.98亿元和29.34亿元,同比分别增长-3.66%、-19.81%和4.89%。归母净利润分别为-8580.81 万元、944.07万元和-5551.55万元,归母净利润同比增长分别为-49.82%、111.00%和-688.05%。同期,公司资产负债率分别为66.10%、63.94%和66.94%。 山东证监局决定对华纺股份及上述责任人采取出具警示函的行政监管措施,并要求公司在收到决定书之日起30日内提交书面报告。公司表示将严格按照山东 证监局的要求,深刻反思并吸取教训,加强法律法规的学习,提高信息披露质量,并确保在规定期限内提交书面报告。此次行政监管措施不会影响公司正常 的生产经营活动。 在风险方 ...
华瑞股份(300626.SZ)收到宁波证监局行政监管措施决定书
智通财经网· 2025-05-23 09:03
Core Points - The company received regulatory measures from the Ningbo Securities Regulatory Bureau regarding inaccurate disclosures related to shareholding [1][2] - The original controlling shareholder, Sun Ruiliang, was found to have improperly issued a shareholding certificate for 3 million shares to Chen Genhui, which later increased to 5.4 million shares after a capital reserve conversion [1] - As of February 24, 2025, 1.8 million shares were still held in trust by Sun Ruiliang, leading to discrepancies in the company's IPO prospectus and periodic reports since its listing [1] Regulatory Actions - The Ningbo Securities Regulatory Bureau decided to impose corrective measures on the company and record this in the securities and futures market integrity archive [2] - The actions were based on violations of multiple regulations, including the Measures for the Administration of Initial Public Offerings and Listings and the Measures for the Administration of Information Disclosure by Listed Companies [1][2]