公司董事和高管股票交易规范
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江河集团: 江河集团董事和高级管理人员买卖公司股票行为规范管理办法
Zheng Quan Zhi Xing· 2025-07-28 16:26
Core Points - The document outlines the regulations governing the trading of company shares by directors and senior management of Jianghe Creation Group Co., Ltd. [1][2][3] - It specifies the conditions under which directors and senior management can buy or sell shares, including limits on the percentage of shares that can be transferred annually and restrictions during certain periods [4][5][6] - The document emphasizes the importance of compliance with relevant laws and regulations regarding insider trading and market manipulation [13][14][15] Summary by Sections - **General Regulations**: The regulations apply to all shares held by directors and senior management, including those in margin accounts. Transfers of shares are limited to 25% of total holdings annually, with exceptions for certain circumstances [1][2][3] - **Transfer Conditions**: Directors and senior management can transfer all shares if they hold less than 1,000 shares. New shares from various corporate actions can be transferred at a rate of 25% in the year they are acquired [2][6] - **Restrictions on Selling**: Specific conditions prevent directors and senior management from selling shares, such as leaving the company, making commitments not to sell, or being under investigation for securities violations [8][9] - **Reporting Requirements**: Directors and senior management must report their share trading plans to the stock exchange and disclose progress during the trading period, especially if significant corporate events occur [10][11][12] - **Accountability Measures**: The company will hold directors and senior management accountable for violations, which may include disciplinary actions and reporting to regulatory authorities [21][22][23] - **Insider Trading Prevention**: The document mandates that directors and senior management ensure that their relatives and associated entities do not engage in insider trading [26][27][28] - **Implementation**: The regulations will take effect upon approval by the company's board of directors [29]