Core Viewpoint - The company has not faced any penalties from regulatory authorities or stock exchanges in the last five years, indicating a strong compliance record and governance structure [1][4]. Summary by Sections Recent Penalties - The company has not been penalized by securities regulatory authorities or stock exchanges in the last five years [1]. Regulatory Measures and Rectification - **Fundraising Related Oral Warning**: The company received an oral warning regarding the distribution of dividends amounting to 2.7675 million yuan to shareholders of restricted shares without timely reporting. The funds were returned to the designated account by June 30, 2020, but the company failed to disclose this issue until August 19, 2020, violating multiple regulations [1][2]. - **Rectification Actions**: The company has organized training on relevant laws and regulations regarding the management and use of raised funds, aiming to ensure compliance and protect shareholder rights [2]. - **Related Party Transactions Oral Warning**: An oral warning was issued for failing to disclose a related party transaction amounting to 13.6589 million yuan, which constituted 1.3% of the company's audited net assets as of the end of 2020. The company did not follow the necessary approval and disclosure procedures [2][3]. - **Rectification Actions**: The company has taken steps to enhance understanding of laws and internal regulations regarding related party transactions and has improved the information disclosure process to ensure compliance [3]. Other Compliance Status - The current directors, supervisors, and senior management have not faced administrative penalties from the China Securities Regulatory Commission in the last three years, nor have they received public reprimands from stock exchanges in the last year. This indicates that the company meets the criteria for issuing shares to specific objects under simplified procedures [4].