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交易商协会敦促市场成员进一步提升撤标报备合规意识
Xin Hua Cai Jing· 2025-09-28 05:32
Core Points - The China Securities Association issued a notice regarding the issuance of debt financing instruments, emphasizing the need for compliance and orderly conduct in the issuance process [1] Group 1: Compliance Requirements - Under the new notice, underwriting institutions must strictly adhere to online recording requirements for distribution information, ensuring that the information is true, accurate, complete, and timely. Non-compliance may result in self-regulatory measures [1] - There is an increased emphasis on the awareness of compliance regarding the withdrawal of bids. The notice requires that any announcements related to bid withdrawals must be compiled and explained by the book managers, with relevant materials stamped before submission [1] Group 2: Disclosure and Issuance Quality - The main underwriters are tasked with guiding issuers to improve the quality of issuance disclosures and to ensure that major matters and changes in issuance terms are completed by the day before the issuance disclosure [1]