General Principles - The company prohibits directors and senior management from engaging in margin trading of its stocks [1] - Directors and senior management must be aware of laws and regulations regarding insider trading and market manipulation before trading [1] Share Transfer Regulations - The management system for share transfers by directors and senior management is established based on various laws and regulations [2] - Share transfers by directors and senior management are restricted under specific conditions, including within one year of stock listing and six months post-resignation [1][2] - In cases of significant legal violations, directors and senior management are prohibited from reducing their shareholdings until the company’s stock is delisted or resumes listing [1] Trading Restrictions - Directors and senior management cannot trade company stocks during specific periods, such as 15 days before the annual or semi-annual report announcements [1][2] - Additional restrictions apply during significant events that may impact stock prices [1] Disclosure Requirements - The company must disclose changes in shareholdings when the proportion of shares held by shareholders reaches certain thresholds [2] - Directors and senior management must report their shareholding changes within two trading days [29] Insider Information Management - The company must ensure that individuals with insider information do not trade company shares [4] - Directors and senior management must notify the company of their trading plans in writing before executing trades [9] Violations and Responsibilities - Violations of trading regulations may result in internal disciplinary actions and potential compensation for losses incurred by the company [34] - The company is responsible for ensuring compliance with all relevant laws and regulations regarding share trading [36]