重大投资和交易决策制度 二〇二五年八月 上海雅仕投资发展股份有限公司 重大投资和交易决策制度 上海雅仕投资发展股份有限公司 第二条 公司应当严格遵守有关法律、法规及《公司章程》的规定，在交易 决策中，保障股东会、董事会、董事长、经理层各自的权限均得到有效发挥，做 到权责分明，保证公司运作效率。 第三条 除非有关法律、行政法规或股东会决议另有规定或要求，公司关于 投资、交易及重大经营事项决策的权限划分根据本制度执行。 第四条 本制度所称"交易"包括下列事项： 上海雅仕投资发展股份有限公司 重大投资和交易决策制度 上述购买或者出售资产，不包括购买原材料、燃料和动力，以及出售产品、 商品等与日常经营相关的资产购买或者出售行为，但资产置换中涉及到的此类资 产购买或者出售行为，仍包括在内。 第一条 为确保上海雅仕投资发展股份有限公司（以下简称"公司"）工作规 范、有效，依据《中华人民共和国公司法》、 《上海证券交易所股票上市规则》 （以 下简称"《上市规则》"）等有关法律、法规和《上海雅仕投资发展股份有限公司 章程》（以下简称"《公司章程》"）的规定，特制订本制度。 第五条 公司发生的交易事项（提供财务资助、提供担保除 ...

Core Points - The document outlines the major investment and transaction decision-making system of Broadcom Integrated Circuit (Shanghai) Co., Ltd, ensuring decisions are made legally, reasonably, scientifically, and efficiently [1][2] - The system emphasizes the importance of adhering to relevant laws, regulations, and the company's articles of association, while clarifying the roles and responsibilities of the shareholders' meeting, board of directors, chairman, and management [1][2] - Specific thresholds for transactions requiring board or shareholder approval are established, including asset total, net asset, transaction amount, profit generated, and revenue contribution [5][6] Summary by Sections Decision-Making Framework - The company must comply with the Company Law, stock exchange rules, and its own articles of association in making significant investment and transaction decisions [1][2] - Clear delineation of authority among the shareholders' meeting, board of directors, chairman, and management is mandated to ensure operational efficiency [1][2] Transaction Types - The document defines "transactions" to include asset purchases or sales, external investments, financial assistance, guarantees, leasing, asset management, donations, debt restructuring, licensing agreements, and project transfers [3][4] Approval Thresholds - Transactions exceeding certain thresholds must be approved by the board and disclosed, including: - Asset total exceeding 10% of the latest audited total assets [5] - Net asset involvement exceeding 10% of the latest audited net assets, with an absolute amount over 10 million [5] - Transaction amount exceeding 10% of the latest audited net assets, with an absolute amount over 10 million [5] - Profit generated exceeding 10% of the latest audited net profit, with an absolute amount over 1 million [5] - Revenue contribution exceeding 10% of the latest audited revenue, with an absolute amount over 10 million [5] Shareholder Meeting Requirements - Certain transactions, such as those involving asset totals or profits exceeding 50% of the latest audited figures, require shareholder meeting approval and timely disclosure [6][7] - Transactions involving cash gifts or debt relief without consideration are exempt from shareholder meeting approval but still require disclosure [7][8] Financial Assistance and Guarantees - Financial assistance transactions require approval from a majority of directors and, in some cases, must also be submitted to the shareholders' meeting [11][12] - Guarantees exceeding specified thresholds also require board approval and may need shareholder meeting approval depending on the amount and conditions [12][13] Continuous Calculation Principle - The document establishes a principle for cumulative calculations over 12 months for certain transactions, ensuring that repeated transactions are considered for approval and disclosure thresholds [10][11] Compliance and Reporting - The company is responsible for ensuring compliance with the decision-making system and must report to the shareholders' meeting on significant transactions approved by management [10][12] - The board of directors is tasked with interpreting the decision-making system and ensuring it aligns with national laws and regulations [12][13]