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监管防范分析师违反独立客观原则发布研报
news flash· 2025-04-28 13:00
Group 1 - The core viewpoint of the article is that the China Securities Association is seeking opinions on new guidelines aimed at preventing violations of independent and objective principles by analysts when publishing research reports [1] - The new regulations require securities firms to conduct checks related to the publication of research reports to prevent analysts from violating independent and objective practices [1] - The guidelines specifically address issues such as insider trading and the improper disclosure of research report content to related parties for personal gain [1] Group 2 - The regulations highlight the need for analysts and related personnel to avoid making public evaluations, forecasts, or investment recommendations while engaging in reverse securities trading for improper benefits [1] - The initiative reflects a broader effort to enhance compliance and ethical standards within the securities industry [1]