Private Fund Regulation

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监管出手!两家私募,被警示!
中国基金报· 2025-07-22 12:43
【导读】君创基金、君创资管被出具警示函 中国基金报记者 李智 近日 ,中国证监会深圳证监局披露 了两份 行政监管措施决定书,深圳君创私募股权基金管 理有限公司(以下简称君创基金) 、 深圳前海君创资产管理有限公司(以下简称君创资 管)、朱峰 均被 采取出具警示函的行政监管措施。 君创基金、君创资管被出具警示函 7月21日,中国证监会深圳证监局披露的行政监管措施决定书显示,经查,君创基金在从事私 募基金业务活动中,存在未按规定为私募基金办理基金备案手续的情形。 | 索 | bm56000001/2025-00008745 | સે 彩 | 行政执法;行政监管措施 | | --- | --- | --- | --- | | 发布机构 | | 发文日期 | 2025年07月21日 | | 名 称 | 深圳证监局关于对深圳君创私募股权基金管理有限公司采取出具警示函措施的决定 | | | | 文 ਛੋ | 行政监管措施决定书〔2025〕103号 | 主题词 | | 相关行为违反了《私募投资基金监督管理暂行办法》(证监会令第105号,以下简称《私募管 理办法》)第八条第一款的规定。依据《私募管理办法》第三十三条的规定,深 ...
私募机构每月百余家注销 严监管下违规频现
Huan Qiu Wang· 2025-05-29 03:28
Core Insights - The private equity industry is undergoing a significant regulatory tightening, leading to a substantial number of private institutions being deregistered, with nearly 100 institutions deregistered monthly since the beginning of 2025 [1][3] - As of May 28, 2025, a total of 500 private institutions have been deregistered, with 260 due to operational abnormalities, loss of contact, or disciplinary actions [1] - The number of active private fund managers continues to decline, with 19,891 remaining as of April 2025, a decrease of nearly 400 since the beginning of the year [1] Regulatory Actions - Recent reports from regulatory bodies in Beijing and Shenzhen have highlighted various violations by private funds, including improper fundraising and management practices [3] - Over 130 private institutions have faced administrative penalties or regulatory measures from the securities regulatory system since the start of 2025 [3] - A significant case involved Ping An Wealth, which was publicly reprimanded and faced a six-month suspension on product registration due to multiple violations [3] Compliance Requirements - The Beijing Securities Regulatory Bureau has mandated that private fund managers conduct self-assessments against regulatory requirements and rectify any identified violations [4] - Emphasis has been placed on enhancing knowledge of laws and regulations related to private funds and improving internal control management [4]