Core Viewpoint - DSS, Inc. has successfully closed a public offering, raising approximately $1.0 million in gross proceeds, which will be used for general corporate purposes including working capital [1][2]. Group 1: Offering Details - The public offering consisted of 900,000 shares of common stock priced at $1.00 per share [2]. - An overallotment option was granted to the underwriter, Aegis Capital Corp., allowing the purchase of an additional 135,000 shares, representing 15% of the shares sold in the offering [2]. - Aegis Capital Corp. served as the sole book-running manager for the offering [3]. Group 2: Regulatory Information - The offering was conducted under an effective shelf registration statement on Form S-3, previously filed with the SEC on October 31, 2024, and declared effective on November 5, 2024 [3]. Group 3: Company Overview - DSS, Inc. operates across multiple industries, including product packaging, biotechnology, commercial lending, and securities and investment management [5]. - The company focuses on developing high-growth subsidiaries and unlocking value through strategic IPOs and public listings [5].

Core Viewpoint - DSS, Inc. has announced a public offering of common stock expected to generate approximately $1.0 million in gross proceeds, aimed at supporting general corporate purposes and working capital [1][3]. Group 1: Offering Details - The offering consists of 900,000 shares of common stock priced at $1.00 per share [2]. - If the underwriter's overallotment option for an additional 135,000 shares is fully exercised, total gross proceeds could reach approximately $1.035 million [3]. - The transaction is anticipated to close on or about February 5, 2026, pending customary closing conditions [3]. Group 2: Underwriting and Legal Counsel - Aegis Capital Corp. is serving as the sole book-running manager for the offering [4]. - Sichenzia Ross Ference Carmel LLP is acting as legal counsel for the Company, while Kaufman & Canoles, P.C. is counsel for Aegis Capital Corp [4]. Group 3: Company Overview - DSS, Inc. operates in multiple sectors including product packaging, biotechnology, commercial lending, and securities and investment management [7]. - The Company focuses on developing high-growth subsidiaries and unlocking value through strategic IPOs and public listings [7].

Core Insights - Hampton Financial Corporation reported solid performance in the first quarter of fiscal 2026, driven by its wealth management platform and alternative lending subsidiary, Oxygen Working Capital Corp. [1][3] - The company is focused on enhancing service offerings, improving operational efficiency, and driving long-term shareholder value through strategic opportunities. [2][10] Financial Performance - Q1 revenue was $2,397,000, a decrease of 23% compared to $3,133,000 in the same quarter last year [7] - The company reported a net loss of $(1,048,000), or $(0.02) per share, with an adjusted net loss of $(976,000), also $(0.02) per share [7] - Q1 EBITDA was $(221,000), down from $240,000 in the comparative quarter last year [7] Corporate Developments - Hampton completed the issuance of 10,528,141 subordinate voting shares to settle $4.0 million in debt obligations and approximately $5.2 million in quarterly interest payments, which is expected to strengthen the balance sheet and reduce operating costs [3][5] - The company continues to develop its wealth management, advisory, and capital markets services through its subsidiary, Hampton Securities Limited [4][6] - Oxygen, the commercial lending subsidiary, provides financing solutions to businesses across Canada, supporting their working capital needs [5][9]

Group 1 - President Trump's proposal to cap credit card interest rates at 10% has caused significant concern among Wall Street investors, banks, and credit card companies, who believe it will harm markets and reduce financial accessibility [1] - SoFi CEO Anthony Noto supports the interest rate cap, recognizing that it would lead to a decline in card acceptance rates, which aligns with his company's interests as a commercial lender [2][3] - The average credit card interest rate was just under 21% at the end of 2025, indicating a long-term trend of rising rates that has created financial strain for many families [4] Group 2 - Trump's initiative to halve interest rates is seen as a temporary relief for borrowers with significant credit card debt, but it poses disruptive challenges for the broader market [5] - According to Noto, credit card issuers would struggle to maintain profitability under a 10% rate cap, leading to reduced lending to high-risk borrowers and increased fees, which could alienate millions of customers [6] - The proposed cap could result in decreased credit accessibility for families, forcing them to seek alternative cash sources for debt consolidation and essential expenses [7]

Financial Performance - Starwood Property Trust reported Q3 2025 GAAP earnings of $0.19 per diluted share and Distributable Earnings (DE) of $0.40 per diluted share[6] - The company invested $4.6 billion in Q3 2025 and $10.2 billion in the first nine months of the year[6] - The company paid a quarterly dividend of $0.48 per share, maintaining this dividend for over a decade[6] Capital Activities - Starwood Property Trust raised $2.3 billion of capital across equity, term loan B, and high yield markets[6] - The company has a record liquidity of $2.2 billion[6] - The company repriced $1.6 billion of term loans at record low spreads[28] Portfolio Composition - The company has successfully deployed $112 billion of capital since inception and manages a portfolio of $30 billion across debt and equity investments[11] - U S office represents only 8% of the company's diversified $29.9 billion asset base[29] - The company acquired Fundamental, a $2.2 billion portfolio of durable, long-term, high quality net lease assets[7] Lending Activities - The company originated $1.4 billion in commercial lending during the quarter[6] - The company invested a record $0.8 billion in infrastructure lending during the quarter[6] - The company securitized or priced $222 million of conduit loans in five transactions[26]

Loan Portfolio & Origination - The total loan portfolio reached $2,485 million as of June 30, 2025, reflecting a 4.2% increase compared to June 30, 2024[15] - Recreation loans constitute 62.2% of the total loan portfolio, amounting to $1,546.3 million as of June 30, 2025, a 3.3% increase year-over-year[15] - Home Improvement loans represent 32.3% of the portfolio, totaling $803.5 million, showing a 3.9% increase from the previous year[15] - Commercial loans account for 4.9% of the portfolio, reaching $121.4 million, a significant 10.2% increase compared to June 30, 2024[15] - Strategic Partnership loan originations totaled $168.6 million[13] Financial Performance - Net interest income for the second quarter of 2025 was $53.4 million[28, 35] - The company reported a net income attributable to Medallion Financial Corp of $11.1 million for the second quarter of 2025[31] - The net interest margin was 8.09% on gross loans and 8.42% on net loans[14, 35] - The company declared a dividend of $0.12 per share per quarter[14, 54] - Operating costs as a percentage of net interest income were 40% for the year-to-date period ending June 30, 2025[48]

As filed with the U.S. Securities and Exchange Commission on July 30, 2024 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Ault Alliance, Inc. (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 3679 (Primary Standard Industrial Classification Code Number) 94-1721931 (I.R.S. Employer Identification No.) 11411 Southern Highla ...