Broadridge Financial Solutions Conference Summary Company Overview - **Company**: Broadridge Financial Solutions (NYSE: BR) - **Market Capitalization**: $23 billion - **Employee Count**: 15,000 associates - **Core Business Areas**: Capital markets, wealth management, asset management, and issuer community - **Accuracy**: 99.999% delivery accuracy in services - **Recurring Revenue Metrics**: 5%-7% growth, with M&A contributing an additional 7%-9% and EPS growth of 8%-12% [9][11] GTO Business Insights - **GTO Division**: Focuses on capital markets and wealth management, serving 29 of the 30 Global Systemically Important Banks (G-SIBs) [11][12] - **Recent Performance**: - Q2 revenue growth of 8%, with 6% from organic growth - Capital markets segment also grew by 8% - Wealth management segment saw 11% growth, with 6% organic and 5% from M&A [15][16] - **Digital Assets**: Significant growth in digital asset revenues, particularly from the DLR platform, which processes $380 billion daily, five times the volume from a year ago [15][16] Growth Moderation Factors - **Second Half Outlook**: Anticipated growth moderation due to: - Timing of term license renewals - Changes in digital asset revenue from the Canton Network, shifting from Super Validator rewards to application-based rewards - Full integration of the SIS acquisition, which will no longer contribute to growth metrics [17][18][19] Key Performance Indicators (KPIs) - **Internal Trade Growth**: Accounts for about one-third of GTO revenues, with a reported growth of 11% for the quarter [22] - **Sales and Onboarding Metrics**: Focus on tier-one client sign-ups and digital asset revenue growth [21][22] Competitive Differentiation - **Scale and Trust**: Serves a large number of G-SIBs and primary dealers, emphasizing operational resiliency and regulatory compliance [26][27] - **Front-to-Back Integration**: Offers comprehensive solutions that appeal to tier-two and tier-three clients seeking single-vendor solutions [28] - **AI Positioning**: Broadridge's core operations are less susceptible to disruption by AI due to the critical nature of accurate transaction processing [30][65] Tokenization Strategy - **Market Position**: Views tokenization as an opportunity rather than a disruption, aligning with SEC regulations for governance and compliance [39][40] - **Current Operations**: Actively tokenizing $380 billion daily through the digital repo platform, with 14 live clients [41][42] Wealth Management Trends - **Key Themes**: - Generational wealth transfer - Democratization of investing - Digitization of communications [52][53] - **Product Focus**: Wealth InFocus platform consolidating client communications and enhancing advisor-client interactions [54][58] Future Outlook - **Growth Targets**: Aiming for 5%-7% recurring revenue growth in GTO, with specific initiatives in capital markets and wealth management [73] - **Acquisitions**: New acquisition of CQG expected to contribute significantly to capital markets [73] - **AI Integration**: Exploring ways to leverage AI for revenue growth, cost optimization, and faster client onboarding [66][69] Conclusion - Broadridge is positioned to capitalize on emerging trends in digital assets and wealth management while maintaining a strong operational foundation and competitive edge through scale, trust, and innovation [74][75]

Core Viewpoint - Tharimmune, Inc. is rebranding to Canton Strategic Holdings, Inc. to align with its digital asset treasury strategy, marking a significant milestone in its support for institutional adoption of the Canton Network [1] Group 1: Corporate Rebranding - The company will change its name to Canton Strategic Holdings, Inc. effective February 18, 2026, with a new NASDAQ ticker symbol "CNTN" [1] - This rebranding is part of a strategy to digitize traditional financial markets using Canton Coin [1] Group 2: Financial Strategy and Milestones - The company was established in November 2025 through a $545 million private placement to execute a differentiated digital asset treasury strategy [1] - Recent milestones include a $55 million underwritten registered offering to support growth and expansion of its Canton-centric digital asset treasury strategy [1] - The company has deepened institutional expertise on its Board of Directors with the appointments of Former CFTC Commissioner Jill Sommers and DRW Chief of Staff William Wiley [1] Group 3: Institutional Adoption and Ecosystem Development - The company has secured approval to operate a Super Validator on the Canton Network, which is expected to enhance the ecosystem [1] - The company is committed to providing quarterly ecosystem reports to demonstrate its progress and value delivery to shareholders [1] - The Canton Network is positioned to support significant financial transactions, processing $9 trillion in monthly transaction volume [1]

RT BSCN (@BSCNews)🚨MARKETS: CANTON NETWORK'S $CC COIN OUTPERFORMS IN 2026While the majority of major crypto assets has suffered dramatic price declines at the start of the year, @CantonNetwork's Canton Coin stands as one of very few exceptions.According to data on Feb 13, $CC has grown a staggering +130%, sitting with a current market cap of around $6.21 billion.The question is... Can it continue? ⬇️ ...

🚨MARKETS: CANTON NETWORK'S $CC COIN OUTPERFORMS IN 2026While the majority of major crypto assets has suffered dramatic price declines at the start of the year, @CantonNetwork's Canton Coin stands as one of very few exceptions.According to data on Feb 13, $CC has grown a staggering +130%, sitting with a current market cap of around $6.21 billion.The question is... Can it continue? ⬇️BSCN (@BSCNews):https://t.co/0WaFlu28Hk ...

Core Insights - Tharimmune, Inc. has appointed Mark Wendland as Chairman of the Board and Angela Radkowski as Chief Operating Officer to enhance its institutional platform and support the Canton Network's digital asset strategy [1][3] Leadership Changes - Mark Wendland, previously CEO, takes over as Chairman, succeeding Vincent LoPriore, who will remain on the Board [1] - Angela Radkowski's appointment as COO is aimed at overseeing operational control functions and implementing the Canton Network's initiatives [2][3] Strategic Focus - The company aims to modernize financial market infrastructure through its Canton Network-aligned digital asset strategy, which includes acquiring Canton Coin and operating as a Super Validator [3][4] - Tharimmune plans to invest in applications on the Canton Network to enhance institutional utility and adoption in capital markets [4] Company Background - Tharimmune is the first publicly traded company leveraging Canton Coin to support blockchain adoption and digitization of financial markets [5]

Core Insights - Tharimmune, Inc. has appointed Jill Sommers and William Wiley to its Board of Directors to enhance governance as the company advances its Canton Network infrastructure [1][2] Group 1: Board Appointments - Jill Sommers brings nearly three decades of experience in derivatives and financial markets, having served as a Commissioner of the U.S. Commodity Futures Trading Commission (CFTC) and held senior roles in regulatory affairs [2][3] - William Wiley has extensive capital markets experience and has led complex global operations, currently serving as Head of the Equities and Latency Sensitive Business Unit at DRW [3][4] Group 2: Strategic Vision - The company aims to modernize financial infrastructure through its digital asset treasury strategy, leveraging Canton Coin to support the Canton Network [2][4] - Tharimmune intends to invest in applications built on the Canton Network to enhance institutional utility and adoption across capital markets [4] Group 3: Company Overview - Tharimmune is the first publicly traded company to utilize Canton Coin and support the Canton Network, focusing on advancing institutional blockchain adoption and the digitization of financial markets [5]

Core Insights - Tharimmune, Inc. has been approved to operate as a Super Validator on the Canton Network, enhancing its digital asset treasury strategy through contributions to the network [1][5]. Group 1: Company Developments - Tharimmune is the first publicly traded company to utilize Canton Coin to support the Canton Network's digitization of traditional financial markets [1][6]. - The company plans to provide quarterly research on onchain analytics, community development, governance, and tokenomics updates, along with hosting public webinars to engage ecosystem participants [2]. - Tharimmune aims to invest in applications on the Canton Network to promote institutional utility and adoption in capital markets [5]. Group 2: Network and Market Impact - The Canton Network processes over 700,000 daily transactions, amounting to $9 trillion in monthly transaction volume, highlighting its critical role in transforming global financial infrastructure [3]. - The network is increasingly favored by global financial institutions for its programmable privacy features, allowing for instantaneous settlement while maintaining discretion for authorized parties [4]. - The Canton Network's capabilities are expected to unlock greater liquidity for financial markets through atomic settlement [3].

Core Viewpoint - Tharimmune, Inc. has successfully closed a registered direct offering, raising approximately $55 million to support its digital asset treasury strategy and general corporate purposes [2][3]. Group 1: Offering Details - The offering included the issuance of 1,800,000 shares of common stock at a price of $2.92 per share and pre-funded warrants to purchase up to 17,000,000 shares at a price of $2.9199 per warrant [1][2]. - Clear Street acted as the sole bookrunning manager for the offering, with legal counsel provided by Paul Hastings LLP for Clear Street and Reed Smith for Tharimmune [3]. Group 2: Company Overview - Tharimmune, Inc. is the first publicly traded company to utilize Canton Coin, aiming to enhance institutional blockchain adoption and the digitization of financial markets [6]. - The company operates a differentiated digital asset treasury strategy by participating in the Canton Network, which is a secure blockchain hosting trillions in assets [3][6].

Core Viewpoint - Tharimmune, Inc. has completed a $55 million underwritten public offering, issuing 1.8 million shares at $2.92 per share, along with up to 17 million pre-funded warrants [1] Group 1: Financial Details - The company raised funds through the issuance of 1.8 million shares priced at $2.92 each [1] - The total amount raised from the offering is $55 million [1] Group 2: Use of Proceeds - The funds will be used to continue expanding and developing its digital asset treasury strategy centered around the Canton Network [1] - Additionally, the proceeds will support general operational expenses [1] Group 3: Company Position - Tharimmune is the first publicly traded company to utilize Canton Coin and participate in the Canton Network [1]

Core Viewpoint - Tharimmune, Inc. has announced a $55 million registered offering to support its digital asset treasury strategy leveraging the Canton Network, which aims to digitize traditional financial markets [1][2]. Group 1: Offering Details - The offering includes the issuance of 1,800,000 shares of common stock at a price of $2.92 per share and pre-funded warrants to purchase up to 17,000,000 shares at a price of $2.9199 per warrant [2]. - The offering is expected to close on or about January 21, 2026, pending customary closing conditions [2]. Group 2: Company Background - Tharimmune, Inc. is the first publicly traded company to utilize Canton Coin and support the Canton Network, focusing on institutional blockchain adoption and the digitization of financial markets [6]. - The company also engages in clinical-stage biotech research and development [6]. Group 3: Underwriting and Registration - Clear Street is acting as the sole bookrunner for the offering [3]. - The securities are being offered under a shelf registration statement filed with the SEC on January 9, 2026, which became effective on January 16, 2026 [4].