On January 28, TKG Advisors reported selling out its position in the First Trust Enhanced Short Maturity ETF (NASDAQ:FTSM), with an estimated transaction value of $5.78 million based on quarterly average pricing. What happened According to the SEC filing dated January 28, TKG Advisors eliminated its stake in the First Trust Enhanced Short Maturity ETF (NASDAQ:FTSM) by selling 96,518 shares. The estimated transaction value was $5.78 million, calculated using last-disclosed values. What else to know TKG ...

Core Viewpoint - The First Trust Enhanced Short Maturity ETF (FTSM) is positioned as a competitive option for investors seeking capital preservation and income in a changing interest rate environment, with a focus on short-duration fixed income securities [1][5]. Fund Overview - FTSM targets an average portfolio duration of less than one year and maturity under three years [1]. - The fund has an annualized dividend yield of 4.3% as of January 12, 2026 [1]. - Over the past year, FTSM achieved a total return of 4.7%, which lagged the S&P 500 by 13.1 percentage points [2]. Recent Transactions - Kaydan Wealth Management, Inc. increased its stake in FTSM by 360,223 shares, with an estimated transaction value of $21.61 million [3][4]. - After the transaction, Kaydan Wealth held 415,493 shares valued at $24.9 million, representing 7.2% of its 13F reportable assets under management (AUM) [3][4]. Investment Implications - The increase in Kaydan Wealth's position in FTSM indicates a strategic move towards capital preservation, particularly in light of discussions around potential interest rate cuts [5]. - FTSM's allocation includes over half (53%) in corporate bonds, with most holdings maturing in two years or less, making it a conservative investment option [6]. Portfolio Diversification - FTSM serves as a hedge against volatility and offers diversification benefits, falling just outside Kaydan's top five holdings, which include various asset classes such as developed markets and gold [7].

Core Viewpoint - Benjamin Edwards Inc. has reduced its holdings in First Trust Enhanced Short Maturity ETF by 30.8% in Q3, indicating a significant divestment from the fund [1] Group 1: Institutional Holdings - Benjamin Edwards Inc. sold 26,472 shares, leaving it with 59,521 shares, representing 0.06% ownership valued at $3,566,000 [1] - Newbridge Financial Services Group Inc. increased its position by 1,566.7% in Q2, now owning 450 shares valued at $27,000 after acquiring 423 additional shares [2] - EverSource Wealth Advisors LLC raised its position by 148,300.0% in Q2, now holding 2,968 shares worth $178,000 after acquiring 2,966 shares [2] - CX Institutional and Encompass Wealth Advisors LLC also made new acquisitions in Q3, valued at approximately $35,000 and $200,000 respectively [2] Group 2: Price Performance - The First Trust Enhanced Short Maturity ETF opened at $59.98, with a fifty-day moving average of $59.98 and a two-hundred-day moving average of $59.99 [3] - The ETF has a fifty-two week low of $59.69 and a high of $60.14, indicating a relatively stable price range [3] Group 3: Dividend Information - The ETF declared a monthly dividend of $0.20, with an annualized dividend yield of 4.0% [4][5] - The ex-dividend date was December 29, with payments made to stockholders of record on that date [4][5] Group 4: Company Profile - First Trust Enhanced Short Maturity ETF is based on the Bloomberg U.S. Short Treasury Bond index and targets fixed income securities with maturities of less than three years [6] - The fund was launched on August 5, 2014, and is actively managed by First Trust [6]

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Core Viewpoint - IFP Advisors, Inc has reduced its holdings in the First Trust Enhanced Short Maturity ETF, indicating a strategic shift in its investment approach while the ETF continues to focus on short-term U.S. debt securities for enhanced yield with low interest rate risk [1][2][11]. Group 1: ETF Overview - The First Trust Enhanced Short Maturity ETF (FTSM) has a market capitalization of $6.16 billion and aims to provide enhanced yield while minimizing interest rate risk through active management of high-quality, short-term debt instruments [6][9]. - As of December 1, 2025, the ETF's price was $59.90, with a dividend yield of 4.34% and a one-year total return of 4.58% [4][8]. Group 2: Recent Transactions - IFP Advisors, Inc sold 395,379 shares of FTSM, reducing its position by approximately $23.66 million, which represents about 0.6116% of the fund's assets under management (AUM) [2][7]. - Post-sale, IFP Advisors holds 361,611 shares valued at $21.66 million, which now accounts for approximately 0.56% of the fund's AUM, placing it outside the fund's top five holdings [2][8]. Group 3: Investment Strategy - The ETF targets institutional and individual investors seeking competitive income and low volatility, maintaining a portfolio of U.S. dollar-denominated fixed- and variable-rate debt securities with an average duration of less than one year and average maturity below three years [9][10]. - Despite its focus on short-term debt, U.S. Treasury notes due in 2027 are the largest holding at 1.2% of the portfolio, while fixed-rate corporate bonds constitute 46.7% of the overall portfolio [12].

Group 1: Company Overview - First Trust Enhanced Short Maturity ETF (FTSM) has a market capitalization of $6.17 billion and a dividend yield of 4.38% [4] - The ETF's price was $60.00 as of market close on November 18, 2025, with a one-year total return of approximately 4.66% [4][7] - The fund aims to provide a conservative risk profile and flexible cash alternative through diversified, high-quality holdings and active management in varying interest rate environments [5][8] Group 2: Recent Developments - On November 18, Second Line Capital, LLC disclosed a new position in FTSM by acquiring 120,501 shares valued at approximately $7.2 million, representing 1.5% of the fund's 13F reportable assets under management [2][6] - The addition of FTSM is considered a conservative investment, focusing primarily on investment-grade securities denominated in U.S. dollars [6][10] Group 3: Fund Composition - As of the end of November, the ETF had a significant allocation of 22.6% to AAA-rated securities and 27.9% to fixed-income securities rated BBB+ to BBB- [9] - The ETF's asset composition includes 46.7% in corporate bonds, 20.8% in commercial paper, and 16.1% in asset-backed securities [10]

Nov 26, 2025 4:10 PM Eastern Standard Time First Trust Advisors L.P. Announces Distribution for First Trust Enhanced Short Maturity ETF Share WHEATON, Ill.--(BUSINESS WIRE)--First Trust Advisors L.P. ("FTA") announces the declaration of the Monthly distribution for First Trust Enhanced Short Maturity ETF, a series of First Trust Exchange-Traded Fund IV. The following dates apply to today's distribution declaration: Expected Ex-Dividend Date: November 28, 2025 Record Date: November 28, 2025 Payable Date: Dec ...

Avantax Advisory Services Inc. boosted its holdings in First Trust Enhanced Short Maturity ETF (NASDAQ:FTSM – Free Report) by 3.0% during the 2nd quarter, according to the company in its most recent 13F filing with the Securities & Exchange Commission. The firm owned 296,336 shares of the company’s stock after buying an additional 8,505 shares during the period. Avantax Advisory Services Inc. owned approximately 0.28% of First Trust Enhanced Short Maturity ETF worth $17,742,000 as of its most recent SEC fil ...