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Stifel Hit With More Settlements Over Structured Notes, Adding Pressure to Sell to Larger Rival, Sources Say
Yahoo Finance· 2025-10-29 16:03
You can find original article here WealthManagement. Subscribe to our free daily WealthManagement newsletters. Stifel Financial recently paid nearly $3.4 million to settle three arbitration claims against the firm related to a former broker’s sales of structured notes, according to BrokerCheck.  Those are the latest in a string of settlements and arbitration awards involving Chuck Roberts, a former Stifel rep who was barred from the industry in July for selling unsuitable investments to clients. Sti ...
X @Ethereum
Ethereum· 2025-08-22 18:01
RT The Block (@TheBlock__)DBS Bank to tokenize structured notes on Ethereum for institutional investors https://t.co/jT4w5EbCQh ...
X @Decrypt
Decrypt· 2025-08-21 23:05
Tokenization - DBS Bank will tokenize structured notes using Ethereum [1]
X @The Block
The Block· 2025-08-21 06:48
Tokenization - DBS Bank 将在 Ethereum 上为机构投资者 Token 化结构性票据 [1]
X @CoinDesk
CoinDesk· 2025-08-21 04:24
Tokenization & Blockchain - DBS tokenizes structured notes on Ethereum [1] - This tokenization opens doors to more investors [1]