Group 1: Regulatory Status - The company has not yet received a formal written disapproval from the China Securities Regulatory Commission (CSRC) regarding the major asset restructuring [3] - Upon receiving the disapproval, the company will hold a board meeting within ten days and will comply with the Shenzhen Stock Exchange's disclosure obligations [3] - The company has formally requested a clear written opinion from the Ganzhou Rare Earth Group regarding the restructuring's disapproval, but has not yet received a response [4] Group 2: Impact of External Factors - The establishment of the China Southern Rare Earth Group, led by Ganzhou Rare Earth Group, is not expected to impact the company's restructuring as it is not an affiliated enterprise [3] - The company has indicated that the lack of a rare earth industry access permit for Ganzhou Rare Earth Group was communicated during negotiations, but the timeline for approval remains uncertain [6] Group 3: Investor Inquiries and Responses - Investors can access the company's shareholder register by providing proof of their shareholdings [5] - The modification of the financing purpose for the restructuring was proposed by Ganzhou Rare Earth Group and approved by the company's board within the scope of the shareholders' resolution [5] - The company has consistently warned investors about the uncertainties surrounding the restructuring process and the associated risks [7] Group 4: Insider Trading Concerns - The company plans to hold an online investor briefing to address concerns regarding the accurate timing of stock reductions by executives [7] - The major shareholder received a restriction notice from the Shenzhen Stock Exchange on January 13, 2015, but the company only disclosed this information on January 26, 2015, as it was not considered a disclosure obligation [8]
盛新锂能(002240) - 2015年2月3日调研活动附件之个人投资者调研会议纪要