U.S. Securities and Exchange Commission
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X @U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission路 2025-12-17 19:45
Do you know the common red flags of scams aimed at older adults?馃毄 Time-sensitive offers馃毄 High-pressure sales tactics馃毄 Too-good-to-be-true deals馃毄 Promises of high guaranteed returnsLearn more: https://t.co/KuMy3mpAwL https://t.co/YiSxxfWpGG ...
X @U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission路 2025-12-17 18:17
RT Paul Atkins (@SECPaulSAtkins)Yesterday, I joined my fellow Commissioners, Trading and Markets Director Jamie Selway, and panelists at @uaustinorg for a robust discussion on reassessing Rule 611 of Regulation NMS. https://t.co/VgKDbypIng ...
X @U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission路 2025-12-17 16:45
Our Divisions of Examinations and Trading and Markets are holding a virtual webinar today at 1 p.m. ET regarding the 2024 adoption of amendments to Regulation S-P.Details: https://t.co/iXEPEgHMKL ...
X @U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission路 2025-12-16 21:05
How well can you spot fraud tactics and scams? Test your fraud literacy today!https://t.co/S3o9NYspIH https://t.co/LBxZrAruIj ...
X @U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission路 2025-12-16 16:27
The Division of Examinations released a Risk Alert to promote investor adviser compliance with the Marketing Rule. The Risk Alert shares observations from exams and addresses provisions relating to endorsements and testimonials and third-party ratings. https://t.co/xpuX6fVdM2 ...
X @U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission路 2025-12-16 14:35
Reminder: We will be hosting a roundtable today to discuss Rule 611 of Regulation NMS and other associated rules and regulatory requirements.Tune in to the livestream today at 10 a.m. ET: https://t.co/TNcnpgobrY ...
X @U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission路 2025-12-15 21:45
Are you required to take money out of your IRA or 401(k) account this year? Use the https://t.co/HcJIp4BiPo Required Minimum Distribution (RMD) calculator to know how much you need to withdraw.https://t.co/kZ2udkGeE9 ...
X @U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission路 2025-12-15 21:05
We will be hosting a roundtable on Dec. 16 to discuss Rule 611 of Regulation NMS and other associated rules and regulatory requirements. A livestream will be available on https://t.co/kacEcVjwPi.See details on agenda, panelists, and registration info: https://t.co/TNcnpgobrY ...
X @U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission路 2025-12-15 17:20
Reminder: Our Crypto Task Force Roundtable on Financial Surveillance and Privacy is at 1 p.m. ET today.A livestream will be available: https://t.co/Xm4ZscYQbA ...
X @U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission路 2025-12-13 15:18
Curious about crypto wallets and how to store and access crypto assets? Check out our Crypto Asset Custody Basics Investor Bulletin.https://t.co/x4HMYMHLAe https://t.co/bSbP25nzOc ...