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6. On Crypto Asset ETP Generic Listing Standards: “We are trying to give the marketplace a stable platform on which they can introduce new products," signaling rule proposals ahead, including an innovation exemption, so on-chain capital markets can thrive. ...
X @U.S. Securities and Exchange Commission
5. “I anticipate joint rulemaking. We need to future-proof our rules from some rogue regulator in the future.” ...
X @U.S. Securities and Exchange Commission
Chairman @SECPaulSAtkins joined @MorningsMaria yesterday to discuss several SEC priorities to help strengthen our capital markets and provide new opportunities for investors.Here are the top takeaways: ...
X @U.S. Securities and Exchange Commission
The SEC Small Business team will join the @SBAgov’s Houston office on 9/25 for the “Federal Resources Small Businesses Should Know” series, which highlights localized support services, as well as nationwide federal resources for small businesses. Details: https://t.co/SfbUnJR7vz ...
X @U.S. Securities and Exchange Commission
RT Paul Atkins (@SECPaulSAtkins)I had the pleasure of joining @MorningsMaria today to discuss strengthening our capital markets and working closely with the @CFTC on those efforts. It's important our two agencies work together to provide markets the clarity they deserve. https://t.co/slx3QYWfKd ...
X @U.S. Securities and Exchange Commission
Our Small Business Advocacy Office will join @jrecenter on 9/24 to present on the regulatory framework, SEC resources surrounding raising capital, and data from their recent Annual Report.Details: https://t.co/6PiCiN02z4 ...
X @U.S. Securities and Exchange Commission
Reminder: Our compliance outreach event regarding Regulation S-P is on Sept. 25 from 1-2 p.m. ET. This event will be for large firms.Questions may be submitted in advance: https://t.co/4PFKVYgUb5Event details: https://t.co/5V0h1CMaCT ...
X @U.S. Securities and Exchange Commission
Regulatory Landscape - SEC's Office of the Advocate for Small Business Capital Formation submitted its Small Business Forum report to Congress [1] - The report contains recommendations for improving capital-raising for small businesses [1]
X @U.S. Securities and Exchange Commission
If a data breach or identity theft ever compromise your personal financial information, there are some immediate steps you should take to safeguard your account: https://t.co/SKTV1zU7ak https://t.co/67NPOkBfgn ...
X @U.S. Securities and Exchange Commission
Regulatory Collaboration - The company will host a joint roundtable with the CFTC on September 29 to discuss regulatory harmonization priorities [1] Event Details - The roundtable aims to address regulatory harmonization priorities between the agencies [1]