上海凌云实业发展股份有限公司 经核查独立董事王艳女士和王绍斌先生的任职经历以及签署的相关自查文件，上 述人员未在公司担任除独立董事以外的任何职务，也未在公司主要股东公司担任任何 职务，与公司以及主要股东之间不存在利害关系或其他可能妨碍其进行独立客观判断 的关系，不存在影响独立董事独立性的情况，符合《上市公司独立董事管理办法》、《上 海证券交易所股票上市规则》《上海证券交易所上市公司自律监管指引第 1 号——规 范运作》中对独立董事独立性的相关要求。 关于独立董事 2023 年度独立性情况评估专项意见 根据《上市公司独立董事管理办法》、《上海证券交易所股票上市规则》、《上海证 券交易所上市公司自律监管指引第 1 号——规范运作》等要求，上海凌云实业发展股 份有限公司（以下简称"公司"）董事会，就公司在任独立董事王艳女士、王绍斌先 生的独立性情况进行评估并出具如下专项意见： 上海凌云实业发展股份有限公司董事会 2024 年 4 月 10 日 ...

上海凌云实业发展股份有限公司 内部控制审计报告 信会师报字[2024]第 ZH10068 号 您可使用手机"扫一扫"或进入"注册会计师行业统一监管平台（http://ac.mof.gov.cn）"并行查处 "我的人" 内部控制审计报告 信会师报字[2024]第 ZH10068 号 上海凌云实业发展股份有限公司全体股东: 按照《企业内部控制审计指引》及中国注册会计师执业准则的相 关要求,我们审计了上海凌云实业发展股份有限公司(以下简称"上 海凌云")2023年12月31日的财务报告内部控制的有效性。 一、企业对内部控制的责任 按照《企业内部控制基本规范》、《企业内部控制应用指引》、《企 业内部控制评价指引》的规定,建立健全和有效实施内部控制,并评 价其有效性是上海凌云董事会的责任。 二、注册会计师的责任 我们的责任是在实施审计工作的基础上,对财务报告内部控制的 有效性发表审计意见,并对注意到的非财务报告内部控制的重大缺陷 进行披露。 三、内部控制的固有局限性 内部控制具有固有局限性,存在不能防止和发现错报的可能性。 此外,由于情况的变化可能导致内部控制变得不恰当,或对控制政策 和程序遵循的程度降低,根据内部控制 ...

上海凌云实业发展股份有限公司 独立董事 2023 年度述职报告 （二）独立性说明 我作为公司独立董事，具备独立董事任职资格，符合法律法规所规定的独立 性要求，未在公司担任除独立董事以外的其他职务，不存在受公司控股股东、实 际控制人及其他与公司存在利害关系的单位或个人影响的情形，亦不存在影响独 立客观判断的其他情形。 二、年度履职情况 （一）参加董事会和股东大会情况 （王艳） 公司报告期内共召开 5 次董事会和 1 次股东大会，具体出席情况表如下： | | 董事会会议出席情况 | | | | 参加股东大会情况 | | --- | --- | --- | --- | --- | --- | | 独立董事 | 本年应参加 | 亲自出席 | 委托出席 | 缺席次 | 出席股东大会 | | | 董事会次数 | 次数 | 次数 | 数 | 的次数 | | 王艳 | 5 | 5 | 0 | 0 | 1 | 我作为上海凌云实业发展股份有限公司(以下简称"公司")的独立董事，在 任职期间严格按照《中华人民共和国公司法》、《上市公司独立董事管理办法》、 《上海证券交易所上市公司自律监管指引第 1 号－规范运作》等法律法规及《公 ...

证券代码：900957 证券简称：凌云 B 股 编号： 2024-004 上海凌云实业发展股份有限公司 第九届监事会第四次会议决议公告 本公司监事会及全体监事保证本公告内容不存在任何虚假记载、误导性陈述或者 重大遗漏，并对其内容的真实性、准确性和完整性承担法律责任。 监事会对公司 2023 年年度报告进行了认真严格的审核，并提出了如下书面审核 意见，与会全体监事一致认为： 1. 公司《2023 年年度报告》及摘要的编制和审议程序符合法律、法规和公司 章程的各项规定； 2. 公司《2023 年年度报告》及摘要的内容和格式符合中国证监会和上海证券 交易所的各项规定，年报所包含的信息能真实、公允地反映出公司 2023 年度的经营 成果和财务状况； 3. 监事会在对年度报告审核过程中，未发现参与年度报告编制和审议的工作 人员有违反保密规定的行为。 4. 我们保证公司 2023 年年度报告所披露的信息真实、准确、完整，承诺其中 不存在虚假记载、误导性陈述或重大遗漏, 并对其内容的真实性、准确性和完整性承 担法律责任。 同意票 3 票，反对票 0 票，弃权票 0 票，该项议案须提交公司股东大会审议。 （二）审议通过《公司 ...

上海凌云实业发展股份有限公司 独立董事 2023 年度述职报告 （王绍斌） 我作为上海凌云实业发展股份有限公司(以下简称"公司")的独立董事，在 任职期间严格按照《中华人民共和国公司法》、《上市公司独立董事管理办法》、 《上海证券交易所上市公司自律监管指引第 1 号－规范运作》等法律法规及《公 司章程》、《公司独立董事工作细则》的有关规定，本着对全体股东负责的态度， 恪尽职守、勤勉尽责，积极参与公司决策、发挥独立董事作用，切实维护公司整 体利益和全体股东尤其是中小股东的合法权益。现将 2023 年度履职情况汇报如 下： 一、基本情况 （一）个人履历 本人王绍斌，1973 年出生，工商管理硕士。曾任上海证券交易所公司管理 部高级经理，金元证券企业融资总部董事总经理，摩根士丹利华鑫证券投资银行 部董事总经理，湘财证券投行分公司总经理。现任上海绪格企业咨询有限公司总 经理、上海汇丽建材股份有限公司独立董事、长春一东离合器股份有限公司独立 董事、本公司独立董事。 （二）独立性说明 我作为公司独立董事，具备独立董事任职资格，符合法律法规所规定的独立 性要求，未在公司担任除独立董事以外的其他职务，不存在受公司控股股东、实 ...

证券代码：900957 证券简称：凌云 B 股 公告编号：2024-001 上海凌云实业发展股份有限公司 关于为全资子公司提供担保的进展公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承 担法律责任。 重要内容提示： 一、担保情况概述 上海凌云实业发展股份有限公司（以下简称"公司"）于 2023 年 4 月 26 日召开的第八届董事会第十三次会议审议通过《2023 年度为 靖远德祐新能源有限责任公司提供担保额度 50000 万元的议案》，该 议案经 2023 年 5 月 11 日 2022 年年度股东大会审议通过。 由于新能源补贴资金拖欠十分严重，为保证资金安全，靖远德祐 与金融机构协商，拟将存量贷款进行重组，即由一到两家金融机构作 为主办行，重新做授信额度，授信总额度不超过 50,000 万元，以优 化还款期限和降低融资成本，公司继续为借款提供不超过 50,000 万 元的担保，具体的担保金额、期限，依据公司与金融机构签署的担保 合同为准。公司股东大会授权董事长在上述额度范围内签署相关的担 保合同并办理担保手续。授权期限自 2022 ...

Financial Performance - The company's operating revenue for Q3 2023 was CNY 32,666,000.56, representing a year-over-year increase of 9.54%[4] - Net profit attributable to shareholders for the same period was CNY 12,145,266.24, reflecting a significant increase of 47.31% compared to the previous year[4] - The basic earnings per share for Q3 2023 was CNY 0.0348, which is up by 47.31% year-over-year[4] - Total operating revenue for the first three quarters of 2023 was ¥94,423,257.15, a slight decrease of 0.09% compared to ¥94,511,479.51 in the same period of 2022[17] - Net profit for the first three quarters of 2023 reached ¥31,440,584.60, an increase of 3.92% from ¥30,256,726.53 in 2022[18] - Earnings per share for the first three quarters of 2023 were ¥0.0901, compared to ¥0.0868 in the same period of 2022, reflecting a growth of 3.81%[19] - The net profit for Q3 2023 was CNY 7,792,837.77, a decrease of 30.5% compared to CNY 11,215,883.56 in Q3 2022[29] - Basic and diluted earnings per share for Q3 2023 were CNY 0.0223, down from CNY 0.0321 in Q3 2022, reflecting a decline of 30.5%[30] Assets and Liabilities - The total assets at the end of the reporting period amounted to CNY 1,060,743,496.42, showing a slight decrease of 0.53% from the previous year[5] - The total current assets amounted to CNY 369,112,954.67, compared to CNY 355,561,399.48 in the previous year[14] - The company's total assets were CNY 1,060,743,496.42, slightly down from CNY 1,066,446,596.43 at the end of the previous year[14] - The total liabilities decreased to CNY 462,377,089.98 from CNY 499,520,774.59 in the previous year[15] - The company's total liabilities increased slightly to CNY 99,193,240.54 from CNY 98,491,959.80 at the end of 2022[25] - The total equity attributable to shareholders of CNY 597,513,979.25, which is an increase of 5.55% from the previous year[5] - The total equity of the company as of September 30, 2023, was CNY 501,168,507.38, compared to CNY 493,375,669.61 at the end of 2022[25] Cash Flow - Cash flow from operating activities for the year-to-date was CNY 24,417,606.72, which is an increase of 47.71% compared to the same period last year[4] - The net cash flow from operating activities for Q3 2023 was CNY 24,417,606.72, an increase of 47.5% compared to CNY 16,530,792.89 in Q3 2022[21] - Cash generated from operating activities in the first three quarters of 2023 was ¥59,854,837.74, significantly higher than ¥46,763,443.76 in 2022, marking an increase of 27.93%[20] - Total cash inflow from operating activities for the first three quarters of 2023 was CNY 10,099,405.49, compared to CNY 2,732,463.05 in 2022, indicating a growth of 269.5%[31] - The net cash flow from financing activities was negative at CNY -52,943,958.95, compared to CNY -20,517,531.59 in Q3 2022, indicating increased cash outflows[22] Investments and Expenses - The company reported an investment income of ¥8,665,021.99 for the first three quarters of 2023, down from ¥10,957,447.57 in the same period last year, indicating a decline of 20.92%[17] - The financial expenses for the first three quarters of 2023 were ¥18,594,771.92, a decrease of 5.63% from ¥19,699,976.02 in 2022[17] - The investment income for the first three quarters of 2023 was CNY 8,446,669.18, down from CNY 10,913,613.67 in the same period last year[28] - The management expenses for the first three quarters of 2023 were CNY 2,805,385.49, an increase from CNY 2,134,952.17 in the previous year[28] Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 21,490[8] - The total equity attributable to shareholders as of the end of Q3 2023 was ¥598,366,406.44, an increase from ¥566,925,821.84 at the end of Q3 2022, reflecting a growth of 5.53%[16] Operational Insights - The company reported significant cash flow pressure due to high financial costs and delays in receiving new energy subsidies[11] - The company’s management indicated a focus on improving operational efficiency and exploring new market opportunities moving forward[33]

证券代码：900957 证券简称：凌云 B 股 公告编号：2023-014 上海凌云实业发展股份有限公司 关于公司持股 5%以上股东股份被解除质押及再质押的公告 二、股份再质押情况 公司2023年8月24日获悉，广州诺平将其所持有的本公司全 部股份再次进行质押，具体情况如下。 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、 误导性陈述或者重大遗漏，并对其内容的真实性、准确性和完整性承 担法律责任。 重要内容提示： 一、公司股份被解除质押 公司 2023 年 8 月 24 日获悉，广州诺平所持有的本公司股份 被解除质押，基本情况如下表： | 股东名称 | 广州诺平投资有限公司 | | | | | --- | --- | --- | --- | --- | | 本次解除质押股份 | | 4108 | 万股 | | | 占其所持股份比例 | | | 100.00% | | | 占公司总股本比例 | | | 11.77% | | | 解除质押时间 | 2023 年 | 8 | 月 23 | 日 | | 持股数量 | | | 4108 万股 | | | 持股比例 | | | 11.77% | | | 剩余被质 ...

Financial Performance - The company's operating revenue for the first half of 2023 was ¥61,757,256.59, a decrease of 4.53% compared to ¥64,689,599.26 in the same period last year[21]. - The net profit attributable to shareholders for the first half of 2023 was ¥19,298,679.35, down 12.47% from ¥22,048,239.05 in the previous year[21]. - The net cash flow from operating activities was negative at -¥5,821,243.79, compared to a positive cash flow of ¥4,938,014.39 in the same period last year[21]. - Basic earnings per share for the first half of 2023 were ¥0.0553, a decrease of 12.50% from ¥0.0632 in the same period last year[22]. - The weighted average return on net assets was 3.35%, down 0.76 percentage points from 4.11% in the previous year[22]. - The company achieved a settlement electricity volume of 79.45 million kWh in the first half of the year, a decrease of 3.69 million kWh or 4.44% compared to the same period last year[27]. - The operating revenue for the first half of the year was 61.76 million RMB, down 293.23 thousand RMB or 4.53% year-on-year[27]. - The net profit attributable to shareholders was 19.30 million RMB, a decrease of 274.96 thousand RMB or 12.47% compared to the previous year[27]. - The company reported a significant cash flow deficit from operating activities of -5.82 million RMB, compared to a positive cash flow of 4.94 million RMB in the same period last year[31]. - Total operating revenue for the first half of 2023 was CNY 61,757,256.59, a decrease of 4.3% compared to CNY 64,689,599.26 in the first half of 2022[74]. - Net profit for the first half of 2023 was CNY 19,296,690.03, representing a decline of 12.3% from CNY 22,013,665.53 in the first half of 2022[75]. - Cash received from sales of goods and services was CNY 18,344,235.87, down 12.0% from CNY 20,863,311.34 in the first half of 2022[80]. Assets and Liabilities - The total assets at the end of the reporting period were ¥1,067,733,802.62, a slight increase of 0.12% from ¥1,066,446,596.43 at the end of the previous year[21]. - The net assets attributable to shareholders increased by 3.41% to ¥585,368,713.01 from ¥566,070,033.66 at the end of the previous year[21]. - The company's accounts receivable reached 364 million RMB, an increase of 52 million RMB from the previous year-end[29]. - The company's trading financial assets decreased by 92.40% to CNY 1,520,000 from CNY 20,001,087.41[33]. - Accounts receivable financing dropped by 59.33% to CNY 474,110 from CNY 1,165,630.74[33]. - Deferred tax assets increased by 39.78% to CNY 4,221,340.31 from CNY 3,020,071.46, primarily due to accounts receivable related to new energy subsidies[33]. - Accounts payable decreased by 64.30% to CNY 1,111,944.75 from CNY 3,114,724.75, indicating reduced payments to suppliers[33]. - Other current liabilities surged by 466.32% to CNY 3,114,752.48 from CNY 550,000, reflecting provisions for maintenance costs and audit fees[33]. - Total liabilities decreased from CNY 499,520,774.59 in December 2022 to CNY 481,511,290.75 in June 2023, a reduction of approximately 3.5%[70]. - Total equity increased from CNY 566,925,821.84 in December 2022 to CNY 586,222,511.87 in June 2023, reflecting a growth of about 3.5%[71]. - The company's total assets rose from CNY 591,867,629.41 in December 2022 to CNY 598,200,792.46 in June 2023, an increase of approximately 1.8%[72]. - The company's total equity attributable to shareholders rose from CNY 566,070,033.66 in December 2022 to CNY 585,368,713.01 in June 2023, reflecting an increase of about 3.5%[70]. Cash Flow - The net cash flow from operating activities was -5,821,243.79 RMB, a decrease from 4,938,014.39 RMB in the previous period[81]. - Total cash inflow from investment activities was 106,770,861.61 RMB, significantly higher than 30,612,437.02 RMB in the same period last year[81]. - The net cash flow from investment activities was 18,617,027.62 RMB, compared to 8,643,390.41 RMB in the previous year[81]. - Cash outflow from financing activities totaled 26,596,712.03 RMB, up from 13,968,217.51 RMB in the prior period[82]. - The net cash flow from financing activities was -26,596,712.03 RMB, reflecting an increase in cash outflows compared to -13,968,217.51 RMB last year[82]. - The ending balance of cash and cash equivalents was 26,891,078.95 RMB, down from 40,692,005.88 RMB at the beginning of the period[82]. - The cash and cash equivalents decreased to CNY 27,408,278.95 from CNY 41,209,205.88, indicating a decline of about 33.4%[68]. - The cash and cash equivalents net increase was -13,800,926.93 RMB, compared to -386,811.08 RMB in the prior period[82]. Management and Governance - The company has elected a new board of directors and management team, indicating a potential shift in strategic direction[45]. - No profit distribution or capital reserve increase plans were proposed for the half-year period[46]. - The company has no non-operating fund occupation by controlling shareholders or related parties during the reporting period[50]. - The total amount of guarantees provided by the company, excluding those to subsidiaries, is 0, while guarantees to subsidiaries amount to 46,170,000 RMB[56]. - The total guarantee amount, including those to subsidiaries, is 46,170,000 RMB, which accounts for 78.87% of the company's net assets[56]. - The company had a total of 21,668 common shareholders by the end of the reporting period[60]. - The largest shareholder, Guangzhou Jiaye Investment Group Co., Ltd., holds 29.62% of the shares, amounting to 103,370,000 shares, all of which are pledged[61]. - The second-largest shareholder, Guangzhou Noping Investment Co., Ltd., holds 11.77% of the shares, amounting to 41,080,000 shares, all of which are also pledged[61]. - There were no changes in the total number of shares or the capital structure during the reporting period[58]. - The company reported no changes in the status of strategic investors or major shareholders during the reporting period[63]. Risks and Challenges - The company faces significant pressure due to delayed renewable energy subsidy payments, impacting its cash flow and operational stability[29]. - The company faces significant risks including operational risks in photovoltaic power generation and potential fluctuations in electricity prices[40]. - The company has over CNY 364 million in overdue renewable energy subsidy payments, which poses a substantial payment risk[40]. - The management expenses increased by 27.14% year-on-year, primarily due to higher legal service fees, employee costs, and travel expenses[31]. Future Outlook - The report includes a risk statement regarding potential future plans and development strategies, advising investors to be cautious[5]. - The company plans to focus on market expansion and new product development in the upcoming quarters[75]. - Future guidance indicates a positive outlook for revenue growth, supported by strategic investments in new technologies and market segments[90]. - The company plans to continue its market expansion efforts, focusing on enhancing product offerings and technological advancements[90]. Compliance and Accounting Policies - The financial statements are prepared based on the principle of going concern, ensuring the company's ability to continue its operations[105]. - The accounting policies comply with the requirements of enterprise accounting standards, reflecting the company's financial status accurately[106]. - The company’s accounting period runs from January 1 to December 31 each year, with a 12-month operating cycle[108]. - The company has not changed its scope of consolidated financial statements, which includes subsidiaries such as Shanghai Kangli Industrial Co., Ltd. and Gansu Deyou Energy Technology Co., Ltd.[103]. - The company consolidates financial statements for the entire corporate group as a single accounting entity, reflecting overall financial status, operating results, and cash flows[112].

证券代码：900957 证券简称：凌云 B 股 公告编号：2023-012 上海凌云实业发展股份有限公司 关于召开 2022 年度业绩说明会的公告 本公司董事会及全体董事保证本公告内容不存在任何虚假记载、误导性陈述 或者重大遗漏，并对其内容的真实性、准确性和完整性承担个别及连带责任。 重要内容提示： http://roadshow.sseinfo.com/） 会议召开方式：上证路演中心网络互动 投资者可于 2023 年 06 月 01 日(星期四) 至 06 月 07 日(星期 三)16:00 前登录上证路演中心网站首页点击"提问预征集"栏目或 通过公司邮箱 900957dm@elingyun.com 进行提问。公司将在说明会上 对投资者普遍关注的问题进行回答。 上海凌云实业发展股份有限公司（以下简称"公司"）已于 2023 年 4 月 8 日发布公司 2022 年度报告，为便于广大投资者更全面深入 地了解公司 2022 年度经营成果、财务状况，公司计划于 2023 年 06 月 08 日 下午 13:00-14:00 举行 2022 年度业绩说明会，就投资者关 心的问题进行交流。 一、 说明会类型 会议召开 ...