证券简称：东旭蓝天 证券代码：000040 公告编号：2023-035 东旭蓝天新能源股份有限公司 关于公司向深圳农村商业银行股份有限公司申请融资展期的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误 导性陈述或重大遗漏。 一、融资展期情况概述 根据经营需要，公司与深圳农村商业银行股份有限公司车公庙支行（以下简 称"农商行车公庙支行"）就融资余额本金4888.88万元及相关利息达成债务化解 意向，对该笔债务予以展期，期限十年，至2032年9月28日止，该笔融资将以公 司全资子公司拥有的部分房产作为抵押。 本事项不构成关联交易，根据《深圳证券交易所股票上市规则》及《公司章 程》的规定，本事项经公司第十届董事会第十三次会议审议通过，无需提交股东 大会审议，无需经过政府有关部门批准。 | 企业名称： | 深圳农村商业银行股份有限公司车公庙支行 | | --- | --- | | 企业性质： | 股份有限公司分公司 | | 登记机关： | 深圳市市场监督管理局 | | 注册地址： | 深圳市福田区沙头街道天安社区深南大道 6009 号 NEO 绿景广 | | 场 | 座 层 C 2 | ...

证券简称：东旭蓝天 证券代码：000040 公告编号：2023-034 申请融资展期暨接受全资子公司担保的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误 导性陈述或重大遗漏。 一、融资展期情况概述 根据经营需要，公司与长城华西银行股份有限公司（以下简称"长城华西银 行"）就融资余额本金2.15亿元及相关利息达成债务化解意向，对该笔债务予以 展期，期限十年，至2032年9月28日止，由公司全资子公司舟山旭蓝新能源有限 公司为本次融资事项提供连带责任担保，以全资子公司娄底旭晨新能源科技有限 公司100%股权提供质押。 本事项不构成关联交易，根据《深圳证券交易所股票上市规则》及《公司章 程》的规定，本事项经公司第十届董事会第十三次会议审议通过，无需提交股东 大会审议，无需经过政府有关部门批准。 1 东旭蓝天新能源股份有限公司 关于公司向长城华西银行股份有限公司 企业名称： 长城华西银行股份有限公司 企业性质： 其他股份有限公司（非上市） 登记机关： 德阳市市场监督管理局 注册地址： 四川省德阳市蒙山街 14 号 法定代表人： 谭红 注册资本： 230372.1491 万元人民币 统 ...

证券简称：东旭蓝天 证券代码：000040 公告编号：2023-031 东旭蓝天新能源股份有限公司 第十届董事会第十三次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误 导性陈述或重大遗漏。 一、董事会会议召开情况 东旭蓝天新能源股份有限公司（以下简称"公司"）第十届董事会第十三次会 议通知于 2023 年 10 月 19 日以电子邮件和电话方式发出，会议于 2023 年 10 月 27 日以通讯方式召开。会议应参与表决董事 8 名，实际参与表决董事 8 名。会 议召集人为公司董事长赵艳军先生，本次会议召开符合相关法律、法规及《东旭 蓝天新能源股份有限公司章程》的有关规定。 二、董事会会议审议情况 1、审议通过了《2023年第三季度报告》 表决结果：8票同意，0票反对，0票弃权。 具体内容详见公司同日在巨潮资讯网（http://www.cninfo.com.cn）上披露的 《2023年第三季度报告》。 2、审议通过了《关于公司向长城华西银行股份有限公司申请融资展期暨接 受全资子公司担保的议案》 表决结果：8票同意，0票反对，0票弃权。 根据经营需要，公司与长城华西银行股 ...

证券代码：000040 证券简称：东旭蓝天 公告编号：2023-032 1、第十届监事会第八次会议决议 东旭蓝天新能源股份有限公司 1、审议通过了《2023 年第三季度报告》 经认真审核，公司监事会认为董事会编制和审议东旭蓝天新能源股份有限公 司《2023 年第三季度报告》的程序符合法律、行政法规及中国证监会的规定， 报告内容真实、准确、完整地反映了上市公司的实际情况，不存在任何虚假记载、 误导性陈述或者重大遗漏。 表决结果：3 票同意，0 票反对，0 票弃权。 三、备查文件 第十届监事会第八次会议决议公告 本公司及监事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误 导性陈述或重大遗漏。 一、监事会会议召开情况 东旭蓝天新能源股份有限公司（以下简称"公司"）第十届监事会第八次会 议通知于 2023 年 10 月 19 日以电子邮件及电话方式送出，会议于 2023 年 10 月 27 日以通讯方式召开。会议应参与表决监事 3 名，实际参与表决监事 3 名。会 议召集人为监事会主席王志波先生。本次会议召开符合相关法律、法规及《东旭 蓝天新能源股份有限公司章程》的有关规定。 二、监事会会议审议情况 ...

证券代码：000040 证券简称：东旭蓝天 公告编号：2023-030 二、承诺函具体内容 1、自本承诺之日起 6 个月内（2023 年 10 月 16 日至 2024 年 4 月 15 日）， 东旭集团不以任何方式减持持有的公司股份。 2、在上述承诺期间内，因公司送红股、公积金转增股本、配股等原因而增 加的股份，亦遵守前述不减持承诺。 3、东旭集团将忠实履行承诺，如违反上述承诺，将依法承担相应法律责任。 东旭蓝天新能源股份有限公司 关于控股股东承诺特定期间不减持公司股份的公告 本公司及董事会全体成员保证公告内容的真实、准确和完整，没有虚假记载、误导性 陈述或重大遗漏。 东旭蓝天新能源股份有限公司（以下简称"公司"）于 2023 年 10 月 16 日收 到公司控股股东东旭集团有限公司（以下简称"东旭集团"）向公司提交的《关于 特定期间不减持公司股份的承诺函》，东旭集团基于对公司未来发展前景的信心 及对公司价值的认可，同时为支持公司持续、健康、稳定的发展，维护广大投资 者利益，自愿承诺未来 6 个月内不减持持有的公司股份。 现将相关情况公告如下： 一、承诺主体及持股情况 截至本公告日，东旭集团持有本公司股票 ...

北京市炜衡律师事务所 关于 东旭蓝天新能源股份有限公司 二〇二三年九月十五日 关于东旭蓝天新能源股份有限公司2023年第二次临时股东大会之见证法律意见书 2023年第二次临时股东大会 之 见证法律意见书 北京市炜衡律师事务所接受东旭蓝天新能源股份有限公司（以下简称"公 司"）委托，指派本所律师出席公司2023年第二次临时股东大会（以下简称 "本次股东大会"）进行法律见证，并依据《中华人民共和国公司法（2018 年修正）》（以下简称《公司法》）、《中华人民共和国证券法（2019年修 订）》（以下简称《证券法》）、《上市公司股东大会规则（2022年修订）》 （以下简称《股东大会规则》）、《上市公司治理准则（2018年修订）》（以 下简称《治理准则》）、《深圳证券交易所上市公司自律监管指引第1号—— 主板上市公司规范运作（2023年修订）》（以下简称《上市公司自律监管指 引第1号》）、《深圳证券交易所上市公司股东大会网络投票实施细则（2020 年修订）》（以下简称《网络投票实施细则》）等法律、行政法规、规章、规 范性文件以及公司现行有效的《东旭蓝天新能源股份有限公司章程》（以下 简称《公司章程》）的有关规定，就公司 ...

证券代码：000040 证券简称：东旭蓝天 公告编号：2023-029 2023 年第二次临时股东大会决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误 导性陈述或重大遗漏。 特别提示： 1、本次股东大会不存在否决提案的情形。 2、本次股东大会不存在涉及变更以往股东大会已通过的决议。 一、会议召开情况 1、召开时间： 现场会议时间为：2023 年 9 月 15 日(星期五) 下午 14:30 网络投票时间为：通过深圳证券交易所交易系统进行网络投票的具体时间为： 2023年9月15日上午9:15至9:25、9:30至11:30，下午13:00至15:00；通过深圳证券 交易所互联网投票系统投票的具体时间为：2023年9月15日上午9:15至下午15:00。 东旭蓝天新能源股份有限公司 2、现场会议召开地点：北京市西城区菜园街 1 号综合会议室 3、召开方式：现场投票与网络投票相结合 4、召集人：公司董事会 5、现场会议主持人：公司董事长赵艳军先生 6、会议的召集、召开符合《中华人民共和国公司法》、《上市公司股东大 会规则》 等有关法律、行政法规、部门规章、规范性文件及《东旭蓝天 ...

Financial Performance - The company's operating revenue for the first half of 2023 was approximately ¥1.157 billion, a decrease of 32.93% compared to ¥1.725 billion in the same period last year[21]. - The net profit attributable to shareholders was ¥25.33 million, a significant turnaround from a loss of ¥174.92 million in the previous year, representing an increase of 114.48%[21]. - The net cash flow from operating activities decreased by 53.90% to ¥102.21 million, down from ¥221.70 million in the same period last year[21]. - The company reported a basic earnings per share of ¥0.0170, a significant improvement from a loss of ¥0.1176 per share in the previous year[21]. - Total operating revenue decreased by 32.93% to CNY 1,156,696,446.90 compared to CNY 1,724,645,076.00 in the same period last year[49]. - New energy revenue accounted for 86.33% of total revenue, amounting to CNY 998,525,426.98, down 10.98% year-on-year[49]. - Operating costs decreased by 34.45% to CNY 937,873,117.98, primarily due to reduced employee compensation and promotional expenses[50]. - Financial expenses significantly reduced by 72.10% to CNY 80,352,652.22, attributed to lower interest expenses from debt restructuring[50]. - The gross margin for new energy revenue was 19.97%, reflecting a slight increase of 0.90% compared to the previous year[51]. - The company reported a total revenue of 4.18836 billion yuan for the first half of 2023[110]. Assets and Liabilities - The company maintained a total asset value of approximately ¥24.66 billion, a decrease of 3.20% from ¥25.47 billion at the end of the previous year[21]. - As of the end of the reporting period, cash and cash equivalents amounted to ¥3,252,666,181, accounting for 13.19% of total assets, a decrease of 1.16% from the previous year[55]. - Accounts receivable reached ¥3,462,782,606, representing 14.04% of total assets, an increase of 0.23% compared to the previous year[55]. - The company's total liabilities included short-term borrowings of ¥1,558,769,466, maintaining a ratio of 6.32% of total assets, unchanged from the previous year[55]. - Long-term borrowings increased to ¥3,616,051,172, which is 14.67% of total assets, reflecting a rise of 1.39% from the previous year[55]. - The total value of fixed assets was ¥5,282,143,920, accounting for 21.42% of total assets, an increase of 0.20% from the previous year[55]. - The company's total liabilities decreased from CNY 14.21 billion to CNY 13.37 billion, a decline of about 5.9%[157]. - Current liabilities decreased from CNY 8.98 billion to CNY 8.17 billion, a reduction of approximately 9.0%[157]. Operational Developments - The company has 57 self-owned photovoltaic power stations with a total installed capacity of about 1GW as of the end of the reporting period[30]. - The company is focusing on the "carbon peak and carbon neutrality" goals and is committed to becoming a leading comprehensive service provider in the environmental and renewable energy sectors[29]. - The company has developed an intelligent operation and maintenance management platform for photovoltaic power stations, achieving full-cycle smart energy management[30]. - The company is actively pursuing ecological agriculture projects, including a pilot "tea garden complex" project, leveraging existing photovoltaic bases[30]. - The company secured new renewable energy and ecological environmental engineering orders amounting to 1.18 billion yuan during the reporting period[36]. - The company achieved a revenue of 4.08 billion yuan from electricity sales and received 790 million yuan in national subsidies[35]. - The company is focused on expanding its market presence in the renewable energy sector, particularly in photovoltaic power stations[69]. - The company is actively working on debt restructuring to alleviate financial pressure and reduce interest expenses[73]. Research and Development - The company has allocated 4.5 million yuan for research and development in new technologies for renewable energy[176]. - Research and development investment slightly decreased by 5.64% to CNY 13,546,669.96[50]. - The company is committed to ongoing research and development in new energy technologies to enhance its competitive edge in the market[69]. Market Expansion and Strategy - The company plans to expand its market presence by collaborating with local governments and state-owned enterprises to invest in photovoltaic power stations and related fields[74]. - The company is focusing on improving the operational management of its self-owned power stations to increase profitability amidst rising industry competition[74]. - The company plans to expand its market presence by entering three new regions by the end of 2023[176]. - A strategic acquisition of a smaller competitor is anticipated to enhance market share by 10%[175]. Legal and Compliance - The company has not engaged in any derivative investments during the reporting period, maintaining a conservative investment strategy[65]. - There were no significant asset or equity sales reported during the period, suggesting stability in the company's asset management[67]. - The company has not utilized any fundraising during the reporting period, indicating a self-sustaining operational model[66]. - The company has committed to publicly clarify any misleading information that may affect its stock price[92]. - The company has confirmed its ability to continue as a going concern for at least 12 months from the reporting date, with no significant issues affecting this ability[193]. Sustainability and Social Responsibility - The company is focusing on sustainability initiatives, with plans to reduce carbon emissions by 20% by 2025[176]. - The company has invested over 1.9 million yuan in public welfare donations, including poverty alleviation and educational support, during the reporting period[88]. - The company owns 4 poverty alleviation power stations located in Hebei, Shandong, and Hunan, enhancing rural energy transformation and supporting rural revitalization[85]. Shareholder Information - The total number of ordinary shareholders at the end of the reporting period was 90,589[141]. - The largest shareholder, Dongxu Group Co., Ltd., held 39.04% of the shares, amounting to 580,419,914 shares[141]. - The company has not engaged in any repurchase transactions during the reporting period, indicating a stable shareholder structure[143].

Financial Performance - The company's operating revenue for 2022 was ¥3,036,207,794.72, a decrease of 21.68% compared to ¥3,876,723,009.56 in 2021[20] - The net profit attributable to shareholders was -¥309,274,315.22, showing an improvement of 47.61% from -¥590,275,892.41 in the previous year[20] - The basic earnings per share for 2022 was -¥0.2080, improving by 47.61% from -¥0.3970 in 2021[20] - The company reported a significant increase in cash flow from operating activities, indicating improved operational efficiency[20] - The company continues to face challenges with negative net profits over the last three accounting years, raising concerns about its going concern ability[20] - The company reported a net profit of -181,861,399.20 CNY for 2022, resulting in a total distributable profit of -732,125,148.06 CNY at year-end[155] - The consolidated net profit attributable to the parent company for 2022 was -309,274,315.22 CNY, leading to a total distributable profit of -1,107,146,734.58 CNY[155] Cash Flow and Investments - The net cash flow from operating activities increased significantly by 241.85% to ¥881,120,271.07 from ¥257,751,864.22 in 2021[20] - The company received approximately 600 million yuan in new energy subsidies during the reporting period, contributing to its revenue stability[51] - Investment cash inflow decreased by 66.83% to ¥50,666,635.89 in 2022 from ¥152,751,798.78 in 2021[75] - The net increase in cash and cash equivalents rose by 200.86% to ¥299,176,194.88 in 2022 from ¥99,438,994.36 in 2021[76] Revenue Breakdown - New energy revenue accounted for 65.64% of total revenue in 2022, totaling approximately ¥1.99 billion, down 12.38% from ¥2.27 billion in 2021[58] - Ecological environmental revenue increased by 65.19% year-on-year, reaching approximately ¥303.52 million, up from ¥183.74 million in 2021[58] - Supply chain revenue saw a significant decline of 50.03%, totaling approximately ¥636.99 million compared to ¥1.27 billion in 2021[58] Operational Efficiency - The company achieved a total installed capacity of approximately 1GW for its photovoltaic power stations, with a new installed capacity of 1.67 million kW during the reporting period, compared to 0.14 million kW in the previous year[43] - The company has established a remote intelligent operation and maintenance platform for photovoltaic power stations, enhancing operational efficiency and reducing maintenance costs[46] - The company is developing various new technologies and systems to enhance operational efficiency and reduce costs, including an automated operation and maintenance system for photovoltaic power stations[72] Market and Industry Position - The company’s revenue primarily comes from electricity sales and ecological environmental protection services[21] - The competitive landscape in the clean energy sector is intensifying, with increasing market concentration expected as stronger players emerge[37] - The company has been recognized in the "Top 500 Global New Energy Enterprises" for six consecutive years and received multiple awards for its contributions to green and low-carbon initiatives[38] Research and Development - R&D investment decreased by 25.26% to ¥25,582,595.33 in 2022 from ¥34,230,640.14 in 2021[73] - The number of R&D personnel dropped by 31.86% to 77 in 2022 from 113 in 2021[73] - Research and development investment has increased by 40% in 2022, totaling 300 million RMB, to support new technology initiatives[128] Corporate Governance - The company has a robust corporate governance structure, ensuring compliance with legal and regulatory requirements[119] - The company has established an independent financial department with a complete financial accounting system, complying with relevant accounting standards[122] - The board of directors actively participates in training and adheres to regulations, contributing to the company's stable development[116] Future Outlook - The company has set ambitious targets for 2023, projecting a revenue growth of 20% to reach approximately 1.8 billion RMB[128] - The company plans to continue expanding its market presence and invest in new technologies to enhance its competitive edge[136] - The company aims to enhance its core competitiveness in the renewable energy sector by developing efficient photovoltaic component manufacturing bases and energy storage projects in resource-rich areas[101] Social Responsibility and Sustainability - The company has actively engaged in social responsibility initiatives while pursuing economic benefits[167] - The company is committed to sustainability, with plans to reduce carbon emissions by 25% over the next three years through innovative practices[128] - The company has established 4 poverty alleviation power stations with a total installed capacity of 290 kW, benefiting tens of thousands of registered impoverished households[177]

Financial Performance - The company's operating revenue for Q1 2023 was ¥583,622,511.78, a decrease of 14.04% compared to ¥678,980,331.23 in the same period last year[5] - Net profit attributable to shareholders was ¥16,221,272.40, representing a significant increase of 128.14% from a loss of ¥57,651,321.05 in the previous year[5] - The net profit after deducting non-recurring gains and losses was ¥16,828,124.32, up 129.41% from a loss of ¥57,220,361.00 in the same period last year[5] - The company's basic and diluted earnings per share were both ¥0.0109, an increase of 128.09% compared to a loss of ¥0.0388 in the previous year[5] - Total operating revenue for Q1 2023 was ¥583,622,511.78, a decrease of 13.9% compared to ¥678,980,331.23 in the same period last year[17] - Total operating costs for Q1 2023 were ¥555,550,653.40, down 24.8% from ¥738,550,658.83 in Q1 2022[18] - Net profit attributable to the parent company was ¥16,221,272.40, a significant improvement from a net loss of ¥57,651,321.05 in the previous year[19] - The company reported a net profit of ¥16,086,567.23 for Q1 2023, compared to a net loss of ¥57,807,583.88 in Q1 2022[19] - Earnings per share for Q1 2023 were ¥0.0109, recovering from a loss of ¥0.0388 per share in the same quarter last year[19] Cash Flow and Liquidity - The net cash flow from operating activities was -¥42,474,734.57, a decline of 52.18% compared to -¥27,911,279.24 in the previous year[5] - Cash received from sales of goods and services was ¥621,585,240.09, a decrease from ¥660,576,210.13 in Q1 2022[21] - The net cash flow from operating activities for Q1 2023 was -42,474,734.57 CNY, compared to -27,911,279.24 CNY in Q1 2022, indicating a decline in operational cash flow[22] - Total cash inflow from financing activities was 48,000,000.00 CNY, significantly lower than 370,300,000.00 CNY in the previous year[22] - The net cash flow from financing activities was -280,712,500.77 CNY, compared to -59,310,214.34 CNY in Q1 2022, reflecting increased cash outflows[22] - The total cash and cash equivalents at the end of Q1 2023 were 355,757,815.18 CNY, down from 698,670,450.79 CNY at the beginning of the period[23] - The net increase in cash and cash equivalents for Q1 2023 was -342,912,635.61 CNY, compared to -115,639,761.31 CNY in Q1 2022[23] - The total cash outflow from operating activities was 670,032,718.66 CNY, compared to 716,988,846.57 CNY in the same period last year[22] - The cash paid for purchasing goods and services was 523,670,052.15 CNY, down from 640,910,208.59 CNY in Q1 2022[22] - The cash paid for employee compensation was 24,209,264.66 CNY, similar to 24,314,233.62 CNY in Q1 2022[22] - The company reported a total cash outflow from investment activities of 19,733,283.83 CNY, compared to 28,417,921.06 CNY in the previous year[22] Assets and Liabilities - The total assets at the end of the reporting period were ¥25,185,718,516.06, a decrease of 1.13% from ¥25,473,554,500.66 at the end of the previous year[5] - The company's cash and cash equivalents decreased to CNY 3,316,113,544.19 from CNY 3,655,275,843.75, representing a decline of about 9.3%[13] - Accounts receivable increased to CNY 3,559,184,932.81 from CNY 3,519,095,005.97, showing a growth of approximately 1.14%[14] - The total current liabilities were reported at CNY 4,500,000,000, with short-term borrowings at CNY 1,586,596,621.88, slightly down from CNY 1,608,862,659.09 at the beginning of the year[14] - The company reported a total of CNY 12,407,682,608.24 in current assets, down from CNY 12,605,150,675.22, indicating a decrease of about 1.57%[14] - The company’s long-term equity investments rose to CNY 12,348,575.32 from CNY 12,253,023.73, marking an increase of about 0.78%[14] - The total non-current assets were reported at CNY 12,778,035,907.82, a slight decrease from CNY 12,868,403,825.44, indicating a decline of approximately 0.70%[14] - The company’s total liabilities were reported at CNY 4,500,000,000, with accounts payable at CNY 2,730,847,464.84, down from CNY 2,813,483,840.90, reflecting a decrease of about 2.94%[14] - Total liabilities amounted to ¥13,906,110,026.33, compared to ¥14,211,837,218.17 in the previous year[15] - Total equity attributable to shareholders of the parent company was ¥11,282,321,835.99, slightly up from ¥11,264,291,285.68 year-on-year[15] - The company’s total assets were reported at ¥25,185,718,516.06, compared to ¥25,473,554,500.66 in the previous year[15] Shareholder Information - The number of ordinary shareholders at the end of the reporting period was 93,128, with the largest shareholder, Dongxu Group, holding 39.04% of the shares[10] Government Support - The company received government subsidies amounting to ¥434,440.08, primarily related to normal business operations[6] Strategic Outlook - The company has not disclosed any significant new product developments or market expansion strategies during this reporting period[12] - The company plans to continue focusing on market expansion and new product development to drive future growth[18] Audit Information - The company did not conduct an audit for the Q1 2023 report[24]