证券代码：000040 证券简称：*ST 旭蓝 公告编号：2025-040 东旭蓝天新能源股份有限公司 关于聘请主办券商的公告 截至本公告披露日，公司已与长城国瑞证券有限公司（以下简称"长城国瑞"） 签订了《委托股票转让协议》，聘请长城国瑞担任公司的主办券商，委托其为公 司提供股份转让服务，办理证券交易所市场登记结算系统的股份退出登记，办理 股票重新确认及退市板块股份登记结算等事宜，包括报送退市板块股票初始登记 申请数据、向全国中小企业股份转让系统有限责任公司申请证券简称和证券代码 等。 二、主办券商的基本情况 名称：长城国瑞证券有限公司 1 / 2 统一社会信用代码：91350200154980611G 企业类型：有限责任公司（国有控股） 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误导 性陈述或重大遗漏。 成立日期：1997 年 02 月 28 日 一、聘请主办券商的情况说明 东旭蓝天新能源股份有限公司（以下简称"公司"）股票在 2024 年 12 月 31 日至 2025 年 3 月 31 日期间，通过深圳证券交易所交易系统连续二十个交易日的 每日股票收盘价均低于 1 元，触 ...

Summary of Key Points Core Viewpoints - The report highlights the ongoing trend of stock suspensions due to delisting risk warnings across multiple companies, indicating a potential downturn in market confidence and stability [2][3][4]. Company Listings - Several companies are scheduled for initial public offerings (IPOs) on April 29, 2025, including Tai Li Technology (301595) and Ze Run New Energy (301636), which may attract investor interest [1]. - The report notes the specific dates for various IPO-related activities, such as inquiry periods and fund unfreezing dates, which are crucial for market participants [1]. Stock Suspension Announcements - Numerous companies, including Guohua Network Security (000004) and Nanhua Biology (000504), have announced stock suspensions due to delisting risk warnings, reflecting a significant concern regarding their financial health [2][3]. - The report lists a total of 30 companies facing stock suspensions on April 29, 2025, due to various risk warnings, which may impact investor sentiment and trading volumes [2][3][4]. Special Suspensions - Companies like *ST Xu Lan (000040) and *ST Gong Zhi (000584) are highlighted for potential termination of listings, indicating severe financial distress and regulatory scrutiny [4][5]. - The report emphasizes the importance of monitoring these companies as their situations evolve, which could present both risks and opportunities for investors [4][5].

证券代码：000040 证券简称：*ST 旭蓝 公告编号：2025-038 东旭蓝天新能源股份有限公司 "你公司股票在 2024 年 12 月 31 日至 2025 年 3 月 31 日期间，通过本所交 易系统连续二十个交易日的每日收盘价均低于 1 元，触及本所《股票上市规则 （2024 年修订）》第 9.2.1 条第一款第四项规定的股票终止上市情形，本所拟 决定终止你公司股票上市交易。 根据本所《股票上市规则（2024 年修订）》《自律监管听证程序细则（2023 年修订）》等相关规定，你公司有权申请听证或者提出书面陈述和申辩。申请听 证的，你公司应当在收到本告知书之日起五个交易日内，以书面形式向本所提出 申请，并载明具体事项及理由。提出陈述和申辩的，你公司应当在收到本告知书 之日起十个交易日内，向本所提交相关书面陈述和申辩。逾期视为放弃听证、陈 述和申辩权利。" 如深交所最终决定公司股票终止上市，根据《深圳证券交易所股票上市规则》 及《关于退市公司进入退市板块挂牌转让的实施办法》等相关规定，公司股票将 转入全国股转公司代为管理的退市板块挂牌转让，涉及具体事项公司将另行公告。 公司指定信息披露媒体为《中国证券 ...

东旭蓝天新能源股份有限公司（以下简称"公司"）股票（证券简称：*ST 旭 蓝；证券代码：000040）2025 年 3 月 27 日、3 月 28 日、3 月 31 日连续 3 个交 易日收盘价格跌幅偏离值累计达到 13.51%，根据《深圳证券交易所交易规则》 的有关规定，属于股票交易异常波动情况。 二、公司核实相关情况的说明 证券代码：000040 证券简称：*ST 旭蓝 公告编号：2025-037 东旭蓝天新能源股份有限公司 关于股票交易异常波动的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误导 性陈述或重大遗漏。 一、股票交易异常波动的情况 针对股票交易异常波动，公司对有关事项进行了核查，公司董事会通过电话、 问询等方式，对公司控股股东及其一致行动人、实际控制人就相关问题进行了核 实，现将有关情况说明如下： 1、公司前期披露的信息不存在需要更正、补充之处； 2、公司未发现近期公共传媒报道可能或已经对公司股票交易价格产生较大 影响的未公开重大信息； 3、目前公司经营情况正常； 4、在公司股票交易异常波动期间，不存在公司控股股东及其一致行动人、 实际控制人买卖本公司股票的行 ...

证券代码：000040 证券简称：*ST 旭蓝 公告编号：2025-036 东旭蓝天新能源股份有限公司 关于公司股票将被终止上市暨停牌的风险提示公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误导 性陈述或重大遗漏。 特别提示： 1、截至 2025 年 3 月 31 日，东旭蓝天新能源股份有限公司（以下简称"公 司"）股票收盘价格已经连续二十个交易日均低于 1 元。根据《深圳证券交易所 股票上市规则（2024 年修订）》（以下简称《股票上市规则》）第 9.2.1 条、第 9.1.15 条相关规定，在深交所仅发行 A 股股票的公司，通过深交所交易系统连续 20 个交易日的股票收盘价均低于 1 元，深交所终止其股票上市交易；因触及交 易类强制退市情形而终止上市的股票不进入退市整理期。敬请广大投资者注意 投资风险。 3、2024 年 5 月 8 日因公司未在规定期限内披露 2023 年年报、2024 年 9 月 6 日因公司及公司控股股东东旭集团有限公司涉嫌信息披露违法违规、2025 年 3 月 15 日因公司实际控制人李兆廷先生涉嫌信息披露违法违规，中国证监会先后 三次分别对前述当事 ...

Core Viewpoint - *ST Xulan's stock price has been under significant pressure, with a continuous decline leading to potential delisting risks due to prolonged low trading prices [1][3][5] Trading Information Summary - As of March 28, 2025, *ST Xulan's stock closed at 0.52 yuan, down 22.39% from the previous week, marking a near one-year low [1] - The stock has appeared on the trading alert list due to a cumulative decline of 12% over three consecutive trading days [2][5] - Large transactions occurred on March 24, 25, and 26, with amounts of 28.99 thousand yuan, 104.19 thousand yuan, and 59.46 thousand yuan respectively [2] Company Announcement Summary - *ST Xulan's stock price has been below 1 yuan for 18 consecutive trading days, facing delisting risks if it remains below this threshold for 20 days [3][5] - The company reported a projected net loss for 2024 between 30 million yuan and 50 million yuan, with potential bad debt provisions reaching up to 9.6 billion yuan [3][5] - Non-operational fund occupation amounts to 7.527 billion yuan, which has not been rectified [3] - The company and its major shareholders are under investigation by the China Securities Regulatory Commission for failing to disclose the 2023 annual report and other violations [3][5]

Group 1: US Tariff Plans and Market Reactions - President Trump plans to announce new tariffs in the coming days, indicating a willingness to negotiate tariff agreements with other countries, but any agreements will likely occur after the tariffs take effect on April 2 [1] - The US stock market saw significant declines, with the Nasdaq dropping 2.7%, the S&P 500 down 1.97%, and the Dow Jones falling 1.69% [1][4] Group 2: Technology Sector Performance - Major tech stocks experienced declines, with Netflix, Google, Amazon, and Meta falling over 4%, while Tesla, Microsoft, and Intel dropped over 3% [2] - The Nasdaq Golden Dragon China Index fell by 3.11%, with popular Chinese stocks like Baidu and NIO dropping over 5% [2] Group 3: IPO Market Developments - Wolfspeed's stock plummeted approximately 52%, marking the worst single-day performance for an IPO in the US [3] - CoreWeave's IPO closed flat at $40 on its first day of trading [3] Group 4: Commodity Market Trends - COMEX gold futures for June rose by 0.59% to $3116.6, marking a weekly increase of 2.26% [4] - WTI crude oil futures for May fell by 0.8% to $69.36 per barrel, with a weekly increase of 1.58% [4] Group 5: Regulatory and Taxation News - The Trump administration is unexpectedly considering higher taxes on the wealthy, which could provide room for other priority issues [6] - The EU plans to impose mild penalties on Apple and Meta under its digital market regulations, potentially leading to fines amounting to billions of dollars [8] Group 6: Market Movements and Trends - The six major state-owned banks in China reported a total net profit of approximately 1.4 trillion yuan for 2024, averaging about 38 billion yuan per day [17] - The Chinese central bank stated that current financial risks are overall controllable, with the financial system's resilience expected to improve as the macro economy recovers [20]

证券代码：000040 证券简称：*ST 旭蓝 公告编号：2025-033 东旭蓝天新能源股份有限公司 关于公司股票存在可能因股价低于面值被终止上市的 第十一次风险提示公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误导 性陈述或重大遗漏。 1 / 5 的规定，上市公司出现两项以上终止上市情形的，股票按照先触及先适用的原 则实施终止上市。 4、2024 年 5 月 8 日，因公司未在规定期限内披露 2023 年年报，中国证券 监督管理委员会（以下简称"证监会"）对公司立案调查；2024 年 9 月 6 日，因 涉嫌信息披露违法违规，证监会对公司及公司控股股东东旭集团有限公司立案 调查；2025 年 3 月 15 日，公司实际控制人李兆廷先生收到证监会下发的《立案 告知书》（编号：证监立案字 03720255001 号），因涉嫌信息披露违法违规，证 监会决定对李兆廷先生立案调查。公司、公司控股股东及实际控制人先后被三次 立案调查，敬请广大投资者注意投资风险。 5、公司已于 2025 年 1 月 25 日披露《2024 年度业绩预告》，预计公司 2024 年度归属于上市公司股东的净利 ...

Core Viewpoint - Regulatory authorities are intensifying efforts to combat significant violations in the capital market, particularly focusing on financial fraud and misconduct during the delisting process of companies [1][5]. Group 1: Regulatory Actions - The Hebei Securities Regulatory Bureau has issued administrative penalty notices against Dongxu Guangdian Technology Co., Ltd. (Dongxu Guangdian) and its controlling shareholder Dongxu Group for securities violations [1][3]. - The Shenzhen Securities Regulatory Bureau has also taken similar actions against Dongxu Lantian New Energy Co., Ltd. and related parties [1][3]. - A total fine of 1.7 billion yuan is proposed against Dongxu Group and 43 responsible individuals, with 19 key personnel facing market bans of five years to lifetime [3][4]. Group 2: Financial Misconduct Details - Dongxu Guangdian fraudulently raised 7.565 billion yuan in 2017 and Dongxu Group raised 3.5 billion yuan in 2018 by deceiving authorities regarding their eligibility for stock and bond issuance [3]. - From 2015 to 2019, Dongxu Group inflated its revenue by a total of 47.825 billion yuan and profits by 13.001 billion yuan, while Dongxu Guangdian inflated its revenue by 16.76 billion yuan and profits by 5.627 billion yuan [3]. - Non-operational occupation of funds by Dongxu Group from Dongxu Guangdian and Dongxu Lantian amounts to 16.959 billion yuan, with the companies failing to disclose their 2023 annual reports on time [3]. Group 3: Investor Protection Measures - The China Securities Regulatory Commission (CSRC) emphasizes that delisting does not exempt companies from penalties, and investor protection remains a priority [5][6]. - The CSRC is enhancing investor compensation mechanisms, utilizing various methods such as representative lawsuits and advance compensation to safeguard investor rights [7]. - In 2023, four intermediary institutions related to the delisted Zijing Storage compensated 10.86 billion yuan to 17,000 investors through advance compensation procedures [7].

2025 年 3 月 28 日，公司控股股东东旭集团有限公司、实际控制人李兆廷先 生收到中国证监会河北监管局下发的《行政处罚事先告知书》（冀证监处罚字 〔2025〕1 号）（以下简称"《告知书》"），具体内容如下： 证券代码：000040 证券简称：*ST 旭蓝 公告编号：2025-035 东旭蓝天新能源股份有限公司 关于公司控股股东及实际控制人收到《行政处罚事先告知书》的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假记载、误导 性陈述或重大遗漏。 一、《告知书》的具体内容 "东旭集团有限公司、李兆廷、郭轩、李泉年、谢国忠、王根敏、李青、李 文廷、刘银庆、吴红伟、徐玲智、周永杰、郭春林、陈德伟： 东旭集团有限公司（以下简称东旭集团）、李兆廷涉嫌信息披露违法违规、 欺诈发行一案已调查完毕，我局拟依法对你们作出行政处罚。现将我局拟对你们 作出行政处罚所根据的违法事实、理由、依据及你们享有的相关权利予以告知。 经查明，东旭集团、李兆廷等涉嫌存在以下违法事实： 一、东旭集团在债券市场披露的信息存在虚假记载、发行公司债券存在欺诈 发行 （一）在债券市场披露的信息存在虚假记载 2015 年至 2 ...