网址/Website: http://www.grandall.com.cn 二零二四年五月 地址： 宁夏银川市金凤区北京中路 166 号 德 宁 国 际 中 心 2 8/ 2 9 层 T. +86 09516011966 F. +86 0956011012 E. grandallyc@grandall.com.cn W. www.grandall.com.cn 邮编： 7 5 0 0 0 2 法律意见书 国浩律师（银川）事务所 关于宁夏西部创业实业股份有限公司 2023 年度股东大会之 法律意见书 宁夏银川市金凤区北京中路 166 号德宁国际中心 28、29 层 邮编：750002 电话/Tel: +86 0951 6011966 邮箱/E-mail：grandallyc@grandall.com.cn 法律意见书 国浩律师（银川）事务所 关于宁夏西部创业实业股份有限公司 2023 年度股东大会之 法律意见书 GHFLYJS[2024]235 号 致：宁夏西部创业实业股份有限公司 国浩律师（银川）事务所（以下称"本所"）受宁夏西部创业实业股 份有限公司（以下简称"公司"）委托，指派本所律师冯建军、李斐然出 ...

宁夏西部创业实业股份有限公司 监事会议事规则 第一条 宗旨 为健全和规范宁夏西部创业实业股份有限公司（以下简称 "公司"）监事会的议事方式和表决程序，确保监事会的工作效 率和科学决策，促使监事和监事会有效地履行监督职责，完善公 司法人治理结构，根据《中华人民共和国公司法》（以下简称"《公 司法》"）、《中华人民共和国证券法》（以下简称"《证券法》"）、 （一）应当对董事会编制的证券发行文件和定期报告进行 审核并提出书面审核意见。监事应当签署书面确认意见；监事无 法保证证券发行文件和定期报告内容的真实性、准确性、完整性 或者有异议的，应当在书面确认意见中发表意见并陈述理由，公 司应当披露；公司不予披露的，监事可以直接申请披露； （二）检查公司财务； 第二条 监事会的组成 公司设监事会，对股东大会负责并报告工作。 监事会由 5 名监事组成，设监事会主席 1 名。监事会包括 股东代表 3 人，职工代表 2 人。股东代表担任的监事由股东大会 选举或更换，职工代表担任的监事由职工代表会、职工大会或其 他民主形式选举产生或更换。 第三条 监事会的职权 监事会行使对公司董事会和高级管理人员的监督权，保障 股东利益、公司利益 ...

宁夏西部创业实业股份有限公司 董事会议事规则 第一条 宗旨 为健全和规范宁夏西部创业实业股份有限公司（以下简称 "公司"）董事会议事程序，提高董事会工作效率和科学决策的 水平，保证公司生产经营、管理工作的顺利进行，根据《中华人 民共和国公司法》（以下简称《公司法》）、《中华人民共和国证券 法》（以下简称《证券法》）、《上市公司治理准则》、《上市公司章 程指引》、《深圳证券交易所股票上市规则》（以下简称《上市规 则》）及《宁夏西部创业实业股份有限公司章程》（以下简称《公 司章程》）等有关规定，结合公司的实际情况，制定本规则。 第二条 董事会的组成 公司设董事会，对股东大会负责。 董事会由 11 名董事组成，其中独立董事 4 人。董事会设董 事长 1 人。 第三条 董事会的职权 董事会行使下列职权： （一）负责召集股东大会，并向大会报告工作； — 1 — （二）执行股东大会的决议； （三）决定公司的经营计划和投资方案； （四）制订公司的年度财务预算方案、决算方案； （五）制订公司的利润分配方案和弥补亏损方案； （六）制订公司增加或者减少注册资本、发行债券或其他证 券及上市方案； （七）拟订公司重大收购、收购本公司 ...

宁夏西部创业实业股份有限公司 章 程 2024 年 5 月 | | | | 第一章 | 总则 . | | | --- | --- | --- | | 第二章 | 经营宗旨和范围. . | | | 第三章 | 股份 . | | | 第一节 | 股份发行 | | | 第二节 | 股份增减和回购 . | | | 第三节 | 股份转让 6 | | | 第四章 | 股东和股东大会 . | | | 第一节 | 股东 . | | | 第二节 | 股东大会的一般规定 11 | | | 第三节 | 股东大会的召集 . | | | 第四节 | 股东大会的提案与通知 | | | 第五节 | 股东大会的召开 . | | | 第六节 | 股东大会的表决和决议 . | 22 | | 第五章 | 党委和纪委 | 31 | | 第六章 | 華車へ ・・・・・・・・・・・・・・・・・・・・・・・・・・ | 34 | | 第一节 | 董事 . | | | 第二节 | 董事会 | | | 第七章 | 总经理及其他高级管理人员 | 48 | | 第八章 | 监事会 51 | | | 第一节 | 监事 . ·· | | --- | --- | | 第 ...

宁夏西部创业实业股份有限公司 股东大会议事规则 第一章 总 则 第一条 为规范宁夏西部创业实业股份有限公司（以下简称 "公司"）行为，维护公司及公司股东的合法权益，保证股东大 会依法行使职权，根据《中华人民共和国公司法》（以下简称《公 司法》）和《中华人民共和国证券法》（以下简称《证券法》）、《上 市公司股东大会规则》及《宁夏西部创业实业股份有限公司章程》 （以下简称《公司章程》）的规定，制定本规则。 公司在上述期限内不能召开股东大会的，应当报告中国证 监会宁夏监管局和深圳证券交易所，说明原因并公告。 第五条 公司召开股东大会，应当聘请律师对以下事项出具 法律意见并公告： （一）会议的召集、召开程序是否符合法律、行政法规、本 规则和《公司章程》的规定； （二）出席会议人员的资格、召集人资格是否合法有效； （三）会议的表决程序、表决结果是否合法有效； 第二条 公司应当严格按照法律、行政法规、本规则及《公 司章程》的相关规定召开股东大会，保证股东能够依法行使权利。 公司董事会应当切实履行职责，认真、按时组织股东大会。 公司全体董事应当勤勉尽责，确保股东大会正常召开和依法行使 职权。 第三条 股东大会应当在《公司法 ...

（二）关注微信公众号"全景财经"； （三）下载"全景路演"APP。 二、活动时间：2024 年 5 月 17日（周五）14:00-17:00。 关于参加宁夏辖区上市公司投资者集体接待日暨 2023 年度业绩说明会的公告 证券代码：000557 证券简称：西部创业 公告编号：2024-18 宁夏西部创业实业股份有限公司 关于参加宁夏辖区上市公司投资者 集体接待日暨 2023 年度业绩说明会的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整， 没有虚假记载、误导性陈述或重大遗漏。 为进一步加强与投资者的互动交流，公司将参加由宁夏上 市公司协会与深圳市全景网络有限公司联合举办的"宁夏辖区 上市公司投资者集体接待日暨 2023 年度业绩说明会"。现将相 关事项公告如下： 一、本次活动将采用网络远程的方式举行，投资者可通过 以下方式参与本次互动交流： （一）登录"全景路演"网站（https://rs.p5w.net/）； 届时公司高管将在线就公司 2023 年度业绩、公司治理、 发展战略、经营状况和可持续发展等投资者关心的问题，与投 资者进行沟通与交流，欢迎广大投资者踊跃参与！ 特此公告。 宁夏西部创业实 ...

2023 年度内部控制自我评价报告 证券代码：000557 证券简称：西部创业 公告编号：2024-14 宁夏西部创业实业股份有限公司 2023 年度内部控制自我评价报告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整， 没有虚假记载、误导性陈述或重大遗漏。 根据《企业内部控制基本规范》及其配套指引的规定和其 他内部控制监管要求（以下简称"企业内部控制规范体系"）， 结合本公司（以下简称"公司"）内部控制制度和评价方法， 在内部控制日常监督和专项监督的基础上，我们以 2023 年 12 月31日为基准日对公司2023年度的内部控制有效性进行了评 价。 一、重要声明 按照企业内部控制规范体系的规定，建立健全和有效实施 内部控制，评价其有效性，并如实披露内部控制评价报告是公 司董事会的责任。监事会对董事会建立和实施内部控制进行监 督。经理层负责组织领导企业内部控制的日常运行。公司董事 会、监事会及董事、监事、高级管理人员保证本报告内容不存 在任何虚假记载、误导性陈述或重大遗漏，并对报告内容的真 实性、准确性和完整性承担个别及连带法律责任。 公司内部控制的目标是合理保证经营管理合法合规、资产 安全、财务报 ...

关于召开 2023 年度股东大会的通知 证券代码：000557 证券简称：西部创业 公告编号：2024-16 宁夏西部创业实业股份有限公司 关于召开 2023 年度股东大会的通知 本公司及董事会全体成员保证信息披露的内容真实、准确、完整， 没有虚假记载、误导性陈述或重大遗漏。 一、召开会议的基本情况 （一）股东大会届次：2023年度股东大会。 （二）股东大会的召集人：经第十届董事会第十次会议审 议通过，2023年度股东大会由董事会召集。 （三）会议召开的合法、合规性：本次股东大会的召开符 合有关法律、行政法规、部门规章、规范性文件和《公司章程》 的规定。 （四）会议召开的日期、时间： 1.现场会议召开日期：2024年5月21日14:00； 2.互联网投票时间：通过深圳证券交易所互联网投票系统 投票的开始时间为2024年5月21日9:15，投票结束时间为2024 年5月21日15:00； 3.交易系统投票时间：通过深圳证券交易所交易系统进行 网络投票的时间为2024年5月21日9:15-9:25，9:30-11:30， 13:00-15:00。 — 1 — （五）会议的召开方式：本次股东大会采用现场表决与网 关 ...

第十届监事会第四次会议决议公告 证券代码：000557 证券简称：西部创业 公告编号：2024-9 宁夏西部创业实业股份有限公司 第十届监事会第四次会议决议公告 本公司及监事会全体成员保证信息披露的内容真实、准确、完整， 没有虚假记载、误导性陈述或重大遗漏。 一、监事会会议召开情况 2024 年 4 月 24 日，宁夏西部创业实业股份有限公司第十 届监事会第四次会议在银川市北京中路 168 号 C 座 5 楼第 2 会议室以现场和通讯表决相结合的方式召开。关于召开第十届 监事会第四次会议的通知于 2024 年 4 月 12 日以口头、书面、 电子邮件和电话形式发出。监事马腾、冯军、张建勋、闫磊出 席现场会议；监事高宝科以通讯方式参加会议。会议应出席监 事 5 人，实际出席监事 5 人。本次会议的召集、召开符合有关 法律、法规和公司《章程》规定。 二、监事会会议审议情况 （一）审议通过《2023 年度监事会工作报告》。 公司监事会全体成员按照《公司法》公司《章程》等规定 和要求，谨慎、认真地履行了自身职责，依法独立行使职权, 以保证公司规范运作，维护公司、股东的合法权益。 表决结果：5 票同意，0 票反对，0 ...

Financial Performance - The company's operating revenue for Q1 2024 was ¥328,131,551.61, representing a decrease of 13.12% compared to the same period last year[4]. - Net profit attributable to shareholders for Q1 2024 was ¥84,313,918.08, an increase of 6.27% year-on-year[4]. - Basic and diluted earnings per share for Q1 2024 were both ¥0.0578, reflecting a growth of 6.25% year-on-year[4]. - Total assets at the end of Q1 2024 were ¥6,337,826,287.90, an increase of 1.19% from the end of the previous year[4]. - Total revenue for Q1 2024 was ¥328,131,551.61, a decrease of 13.1% compared to ¥377,687,367.46 in the previous period[45]. - Total operating costs for Q1 2024 were ¥226,674,709.00, down 19.1% from ¥280,104,742.01 in the previous period[45]. - Net profit for Q1 2024 was ¥84,313,918.08, an increase of 6.2% from ¥79,342,022.17 in the previous period[47]. - Total current assets increased to ¥2,520,583,082.15 from ¥2,420,708,583.84, reflecting a growth of 4.2%[42]. - Total non-current assets decreased slightly to ¥3,817,243,205.75 from ¥3,842,429,009.31, a decline of 0.7%[42]. - Total liabilities decreased to ¥408,845,038.46 from ¥421,058,961.79, a reduction of 2.8%[43]. - Total equity attributable to shareholders increased to ¥5,928,981,249.44 from ¥5,842,078,631.36, reflecting a growth of 1.5%[43]. - Cash and cash equivalents rose to ¥2,255,320,768.75 from ¥2,078,354,203.01, an increase of 8.5%[42]. - The net cash flow from operating activities decreased by 37.97% to ¥198,749,824.52 compared to the previous year[4]. - Cash inflow from operating activities totaled ¥432,721,868.71, down 38.6% from ¥705,911,743.50 year-on-year[49]. - Cash outflow from operating activities decreased to ¥233,972,044.19, a reduction of 39.2% compared to ¥385,492,246.42 in the previous period[49]. - The net cash flow from investing activities is -¥29,502,226.37, an improvement from -¥44,341,038.21 in the previous period[49]. - The net cash flow from financing activities is -¥4,836,560.97, compared to a positive inflow of ¥7,789,847.03 in the previous period[49]. - The ending balance of cash and cash equivalents increased to ¥2,196,837,216.03, up from ¥1,912,533,546.80 in the previous period[49]. - The net increase in cash and cash equivalents for the current period is ¥164,411,037.18, down from ¥283,868,305.90 in the previous period[49]. - The company has not yet audited the first quarter report for 2024[50]. - The company will implement new accounting standards starting from 2024[50]. Shareholder Information - Total number of common shareholders at the end of the reporting period is 36,733[11]. - The largest shareholder, Ningxia State-owned Capital Operation Group, holds 17.19% of shares, totaling 250,673,543 shares[12]. - China Cinda Asset Management Co., Ltd. holds 13.34% of shares, totaling 194,500,045 shares[14]. - Both National Energy Group Ningxia Coal Industry Co., Ltd. and Huadian International Power Co., Ltd. each hold 4.87% of shares, totaling 71,084,524 shares[14]. - The top ten shareholders collectively hold significant stakes, with the largest three shareholders accounting for over 48% of total shares[11]. - No shares are subject to pledge, marking a stable ownership structure among major shareholders[11]. - There are no changes in the participation of top ten shareholders in margin trading compared to the previous period[14]. Legal Matters - The company has not disclosed any new strategies or future outlook in the provided documents[11]. - There are no ongoing litigation or arbitration matters reported that could impact the company's financial position[15]. - The company has not indicated any new product or technology developments in the current reporting period[11]. - The company incurred interest payments of 18.74 million yuan and legal fees of 9.28 million yuan related to the enforcement of claims against a debtor[17]. - A court ruling mandated that Ningxia Shanguang Coal Industry Co., Ltd. pay a total of 476.77 million yuan, including principal and interest, to the company by September 15, 2022[17]. - The company has been involved in multiple legal proceedings, including a civil judgment requiring compensation of 340 million yuan and penalties of 35.98 million yuan from two individuals[19]. - The company is currently facing restrictions on consumption for certain individuals due to ongoing legal disputes, which may impact its operational flexibility[19]. - The company has applied for enforcement actions against debtors, with a focus on recovering outstanding amounts through legal channels[19]. - The company reported a case where execution procedures were terminated due to disputes over property rights, affecting potential asset liquidation[19]. - The company has been proactive in seeking legal remedies to recover funds owed, indicating a strategic focus on financial recovery[19]. - The company is monitoring ongoing litigation closely, which may influence its financial outlook and operational strategies moving forward[19]. - The company has faced challenges related to the enforcement of court judgments, which could impact its cash flow and financial stability[19]. - The company has initiated legal proceedings against Ningxia Yuanneng Industrial Co., Ltd. for unpaid debts amounting to 183.28 million yuan[20]. - The company is seeking additional compensation of 410.8 million yuan due to breach of contract by Ningxia Yuanneng Industrial Co., Ltd.[20]. - The company has a pending court case regarding a civil judgment that requires Ningxia Yuanneng Industrial Co., Ltd. to pay 675.82 million yuan[21]. - The company is currently involved in multiple legal disputes, including an appeal to the Yinchuan Intermediate Court regarding a financial dispute[21]. - The company has reported that its shareholders are currently listed as defendants in ongoing legal matters[20]. - The company is exploring new strategies to mitigate risks associated with its legal challenges and improve financial stability[21]. - The company has not yet received a court hearing notice for its re-examination application[21]. - The company is actively monitoring the situation with Ningxia Yuanneng Industrial Co., Ltd. to ensure compliance with the court's decisions[20]. - The company is preparing for potential market expansion once the legal issues are resolved[21]. - The company has filed a claim for debts amounting to 145.94 million yuan against the bankruptcy management of its parent company[23]. - The company is involved in multiple legal proceedings, including a case where it was ordered to pay maintenance fees of 160.11 million yuan for railway services[22]. - The company has been engaged in a lawsuit regarding the rental agreements, with claims for rental fees totaling 63.77 million yuan and penalties of 10.27 million yuan[22]. - The company is currently facing a re-examination of a civil judgment related to its operations, which may impact future financial performance[24]. - The company has reported a significant increase in litigation activities, indicating potential financial implications for the upcoming quarters[24]. - The company is actively pursuing claims against various parties in relation to its operational agreements, which may affect its cash flow[23]. - The company has been involved in disputes regarding logistics and rental agreements, with ongoing court proceedings expected to influence its financial outlook[24]. - The company is navigating complex legal challenges that could impact its market position and operational strategies moving forward[24]. Investments and Projects - The company decided to invest 200 million yuan in South Railway to jointly construct the railway project from E'tuoke Qianqi to Shanghai Miao[32]. - The estimated total investment for the electrification and power connection project of Ningdong Railway is 1.622 billion yuan, with 1.199 billion yuan allocated for construction by Ningdong Railway[33]. - The investment for the Ningdong Railway electrification project was adjusted from 1.199 billion yuan to 1.4865 billion yuan, increasing by 287.6 million yuan[34]. - An investment of 271 million yuan was approved for the external power supply project related to the electrification of Ningdong Railway[35]. - The company plans to invest 84.0815 million yuan in the construction of the Shangou Bay Logistics Park project[36]. - The bankruptcy liquidation application for Dagu Logistics was rejected by the court due to the lack of final processing by relevant departments[37]. - The court upheld the decision to reject the bankruptcy appeal for Dagu Logistics, which is currently undergoing legal proceedings[38]. - The company has a market expansion strategy involving collaboration with Ningxia International Grape Wine Trading Expo Center for brand building and market promotion[29]. - The company has a total of 11,707.20 million yuan in approved related party transactions, which represents 54.53% of the total similar transactions[28]. - The company has established a pricing principle for related transactions based on market pricing, with a total of 2,166.29 million yuan in related party service transactions[28]. - The company has faced a jurisdictional dispute in a construction contract case, which has been transferred to the railway transport court for resolution[26]. - The company has a strategy to enhance its operational efficiency through various legal proceedings and related party transactions[27].