证券代码：300262 证券简称：*ST巴安 公告编号：2024-035 上海巴安水务股份有限公司 关于收到上海证监局警示函的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 上海巴安水务股份有限公司（以下简称"公司"）于 2024 年 5 月 14 日收到 中国证券监督管理委员会上海监管局出具的《关于对上海巴安水务股份有限公司 采取出具警示函措施的决定》（沪证监决〔2024〕217 号）、《关于对张华根采 取出具警示函措施的决定》（沪证监决〔2024〕218 号）、《关于对姚泽伟采取 出具警示函措施的决定》（沪证监决〔2024〕219 号）、《关于对陶美玲采取出 具警示函措施的决定》（沪证监决〔2024〕220 号）。现将有关情况公告如下： 一、对公司采取出具警示函措施的内容 "上海巴安水务股份有限公司： 经查，你公司于 2024 年 1 月 30 日披露 2023 年度业绩预告，预计 2023 年度 归属于上市公司股东的净利润(以下简称"净利润")为盈利 150 万元至 200 万元。 2024 年 4 月 30 日，你公司披露 2023 年年度报告, ...

上海巴安水务股份有限公司董事会： 2024 年 5 月 13 日晚间，你公司披露《关于董事长增持 股份计划的公告》称，董事长张华根拟增持公司股份。我部 对此表示关注，请你公司函询相关方核实并进一步说明以下 内容： 1.请你公司核实董事长张华根与你公司 5%以上股东、董 监高等人员是否存在关联关系，如是，请说明具体情况。 2.请你公司董事长张华根补充说明本人及其关联方的 资产、负债、资金状况，本人及其关联方是否存在所持公司 股份被拍卖、冻结、质押的情形，并结合上述情况说明实施 本次增持的具体资金来源，以及是否确有能力完成本次增持 计划。 深 圳 证 券 交 易 所 关于对上海巴安水务股份有限公司的 关注函 创业板关注函〔2024〕第 99 号 体时间安排，在公司股价低于 1 元后披露增持计划的意图， 是否存在利用披露增持计划炒作股价的情形，以及说明如公 司股票在增持计划期间内终止上市对增持计划实施的影响。 请你公司就上述事项做出书面说明，在 2024 年 5 月 16 日前将有关说明材料报送我部并对外披露，同时抄送上海证 监局上市公司监管处。 我部提醒你公司：上市公司必须按照国家法律、法规和 本所《创业板股票上 ...

关于对上海巴安水务股份有限公司的 关注函 创业板关注函〔2024〕第 98 号 上海巴安水务股份有限公司董事会： 2024 年 5 月 9 日，你公司披露《重大诉讼公告》，因建 设工程施工合同纠纷，你公司以六盘水市水利开发投资有限 责任公司（以下简称"六盘水水投公司"）为被告，向贵州 省六盘水市中级人民法院提起诉讼，涉案金额 31,490.14 万 元。我部对此表示关注，请你公司核实并进一步说明以下问 题： 1.公告显示，2014 年 12 月，你公司与六盘水水投公司 签署了《建设工程施工合同》，合同约定计划竣工日期为 2016 年 6 月 30 日，自合同签订之日起 5 年内（含施工期）拨付 全部工程建设资金（包括审计确认的建安工程费用和征地拆 迁费用）及利息，年利率 10%。请你公司说明合同金额、截 至目前的工程建设进展、是否已竣工、竣工时间（如适用）、 1 深 圳 证 券 交 易 所 （2）说明六盘水水投公司至今未能还款的原因，是否与 你公司就工程建设相关事项存在分歧。 （3）结合前述情况说明你公司公告中关于结清工程款本 金的表述是否存在虚假记载和误导性陈述。 3.年报显示，你公司对六盘水水投公司长期应 ...

本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 一、股票交易异常波动情况 上海巴安水务股份有限公司（以下简称"公司"）（证券代码：300262，证 券简称：*ST 巴安）股票于 2024 年 5 月 8 日、5 月 9 日、5 月 10 日连续三个交 易日内收盘价格跌幅偏离值累计超过 30%，根据深圳证券交易所的相关规定，属 于股票交易异常波动的情形。 二、公司关注并核实情况说明 证券代码：300262 证券简称：*ST巴安 公告编号：2024-032 上海巴安水务股份有限公司 关于股票交易异常波动的公告 针对公司股票交易异常波动情况，公司董事会对相关事项进行了核实，现就 相关情况说明如下： 1、公司前期披露的信息不存在需要更正、补充之处。 2、近期公司经营情况及内外部经营环境未发生重大变化。 四、风险提示 1、公司经过自查，不存在违反公平信息披露的情形。 2、公司郑重提醒广大投资者：公司所有信息均已在中国证监会指定的创业 板信息披露网站巨潮资讯网（www.cninfo.com.cn）披露，以上述媒体刊登的信息 为准。 公司将严格按照有关法律法规的规定和要求， ...

上海巴安水务股份有限公司（以下简称"公司"）（证券代码：300262，证 券简称：*ST 巴安）股票于 2024 年 5 月 6 日-5 月 9 日连续 4 个交易日内收盘价 格跌幅偏离值累计超过 50%，根据深圳证券交易所的相关规定，属于股票交易严 重异常波动的情形。 二、公司关注并核实情况的说明 证券代码：300262 证券简称：*ST巴安 公告编号：2024-031 上海巴安水务股份有限公司 关于股票交易严重异常波动的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 一、股票交易严重异常波动的具体情况 三、是否存在应披露而未披露信息的说明 公司董事会确认，除上述说明的有关情况及在指定媒体已公开披露的信息外， 1 针对公司股票交易严重异常波动情况，公司董事会对相关事项进行了核实， 现就相关情况说明如下： 目前没有其他任何根据《深圳证券交易所创业板股票上市规则》等有关规定应予 以披露而未披露的事项或与该事项有关的筹划、商谈、意向、协议等；董事会也 未获悉本公司有根据《深圳证券交易所创业板股票上市规则》等有关规定应予以 披露而未披露的、对本公司股票及其衍生 ...

证券代码：300262 证券简称：*ST 巴安 公告编号：2024-030 上海巴安水务股份有限公司 一、本次诉讼事项受理的基本情况 因建设工程施工合同纠纷，上海巴安水务股份有限公司（以下简称"公司"） 以六盘水市水利开发投资有限责任公司为被告，向贵州省六盘水市中级人民法院 提起诉讼。 近日，公司收到法院受理案件通知书，法院已受理，案号：(2024)黔 02 民 初 39 号。 二、本次诉讼案件的基本情况 重大诉讼公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 重要内容提示： 1、案件所处的诉讼阶段：法院已受理，一审中。 2、上市公司所处的当事人地位：原告 3、涉案的金额：31,490.14 万元 4、对上市公司损益产生的影响：目前案件尚未开庭审理，该诉讼事项对公 司本期利润或期后利润的具体影响尚存在不确定性。 1 （一）受理机构：贵州省六盘水市中级人民法院 （二）受理地点：贵州省六盘水市 （三）诉讼当事人 原告：上海巴安水务股份有限公司 被告：六盘水市水利开发投资有限责任公司 （四）诉讼请求 1、请求法院判令被告向原告支付工程款复利 159,937,3 ...

深 圳 证 券 交 易 所 关于对上海巴安水务股份有限公司的 （3）请你公司逐一说明对六盘水市水利开发投资有限 责任公司、泰安市大汶河综合开发建设有限公司、锦州市自 来水总公司的相关应收款项计提资产减值比例较低的原因， 说明对尼泊尔污水处理厂项目、湖州巴安污泥干化项目、青 浦区污泥干化项目未计提减值的原因，并结合各自减值测试 过程、主要参数及选取依据，说明相应减值准备计提是否准 确、充分。 年报问询函 创业板年报问询函〔2024〕第 75 号 上海巴安水务股份有限公司董事会 ： 我部在对你公司 2023 年度报告事后审查中关注到以下 情况： 1.年报显示，亚太（集团）会计师事务所（特殊普通合 伙）（以下简称"年审会计师"）对你公司 2023 年财务报告 出具了无法表示意见，形成无法表示意见的审计基础主要有： 与持续经营能力相关的重大不确定性；诉讼及预计负债的影 响；资产减值准备的充分性、准确性；递延所得税资产可转 回性；对境外子公司未能获取充分适当的审计证据。 （1）请你公司列示有息债务逾期的情况，说明拟采取 的应对措施并评估其有效性，并结合公司货币资金状况、运 营资金周转计划、经营和投融资安排、财务费用规模 ...

证券代码：300262 证券简称：*ST巴安 公告编号：2024-029 上海巴安水务股份有限公司 关于股票交易异常波动的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 一、股票交易异常波动情况 上海巴安水务股份有限公司（以下简称"公司"）（证券代码：300262，证 券简称：*ST 巴安）股票于 2024 年 5 月 6 日、5 月 7 日连续两个交易日内收盘 价格跌幅偏离值累计超过 30%，根据深圳证券交易所的相关规定，属于股票交易 异常波动的情形。 二、公司关注并核实情况说明 针对公司股票交易异常波动情况，公司董事会对相关事项进行了核实，现就 相关情况说明如下： 5、公司于 2024 年 4 月 4 日在中国证监会指定的创业板信息披露网站巨潮资 讯网披露了《关于持股 5%以上股东所持公司部分股份存在司法拍卖风险的提示 性公告》（公告编号：2024-012），法院裁定拍卖、变卖山东高创持有的公司非 限售流通股票 4,000 万股，并适时在淘宝网上拍卖。 三、是否存在应披露而未披露信息的说明 公司董事会确认，除上述说明的有关情况及在指定媒体已公开披露的 ...

Financial Performance - The company reported a loss for the year 2023, highlighting the need for investors to be cautious about investment risks [6]. - The profit distribution plan approved by the board proposes no cash dividends or bonus shares, with a base of 669,766,999 shares [8]. - The company received an audit report with a disclaimer of opinion from the auditing firm, indicating concerns about the accuracy and completeness of the financial report [4]. - The company's operating revenue for 2023 was ¥267,903,139.84, representing a 1.62% increase compared to ¥263,639,938.73 in 2022 [22]. - The net profit attributable to shareholders for 2023 improved to -¥107,818,420.93, a 72.08% reduction in losses from -¥386,141,944.78 in 2022 [22]. - The net cash flow from operating activities surged to ¥269,019,012.55, a significant increase of 2,353.53% compared to ¥10,964,555.04 in 2022 [22]. - The total assets at the end of 2023 were ¥3,159,365,881.41, down 11.69% from ¥3,577,595,945.27 at the end of 2022 [22]. - The net assets attributable to shareholders decreased by 58.44% to ¥73,592,654.16 from ¥177,070,540.08 in 2022 [22]. - The company reported a basic and diluted earnings per share of -¥0.1610 for 2023, improving by 72.07% from -¥0.5765 in 2022 [22]. - The company recorded a total of ¥55,550,294.04 in non-recurring gains for 2023, contrasting with a loss of -¥54,719,945.35 in 2022 [28]. Operational Highlights - The company is focusing on expanding its services in rural water supply, driven by the rural revitalization strategy and increasing demand for water services [31]. - The company is exploring opportunities in the seawater desalination market, which is becoming increasingly important due to water resource shortages in China [33]. - The company operates in the environmental protection industry with a complete and mature industrial chain, covering industrial water treatment, municipal water treatment, solid waste treatment, and distributed energy solutions [42]. - The company has developed advanced technologies in water treatment, achieving a market share of 50%-60% in the past, and is positioned to benefit from the current growth phase in the industry [40]. - The company has three production plants and over twenty operational facilities, including water treatment plants and hazardous waste incineration plants, enhancing its service capabilities [42]. - The company is focusing on the development of new gas flotation technology, expected to be launched in mid-2023, to enhance its market offerings [46]. - The company aims to expand its market presence in harsh water treatment applications, leveraging its cost advantages and international sales system [44]. - The environmental protection industry is expected to maintain growth despite economic downturns, driven by increased government investment in water treatment [39]. - The company is actively pursuing contracts in key markets for seawater desalination, particularly in the Middle East, showcasing its international expansion strategy [46]. Research and Development - The company has a strong emphasis on R&D, holding 18 invention patents and 69 utility model patents in nanoceramic membrane technology [44]. - The company is developing a new ceramic membrane product with a flux rate up to 10 times that of organic membranes, which does not require pre-filtration [87]. - The project aims to improve wastewater treatment efficiency and reduce operational difficulties associated with high-salinity organic wastewater [88]. - The company plans to apply for 1 invention patent and 3 utility model patents related to its new technologies [88]. - The smart water management platform based on digital twin technology aims to enhance operational management and service quality through real-time monitoring and data analysis [89]. - The platform integrates multiple functions including real-time monitoring, intelligent decision-making, and predictive capabilities, supporting the development of smart water services [89]. - The company emphasizes the importance of using advanced technologies such as IoT and big data analytics to improve water management and environmental management solutions [89]. Market Strategy - The company is focused on expanding its market presence in seawater desalination and renewable energy resource recovery projects, reflecting its strategic direction towards new market opportunities [66]. - The company aims to achieve zero wastewater discharge, responding to new regulations and market demands for effective wastewater treatment solutions [51]. - The company is committed to providing comprehensive solutions in the water treatment sector, emphasizing its capability to deliver integrated services from design to operation [64]. - The company has established stable partnerships with provincial natural gas companies and is continuing to develop traditional business areas, including gas power plants and CNG stations [117]. - The company is targeting a 30% increase in market share in 2024 compared to 2023, leveraging its overseas market capabilities through partnerships with KWI Group [121]. Governance and Compliance - The company has established a governance structure that complies with relevant laws and regulations, ensuring no significant discrepancies exist [145]. - The company has a transparent performance evaluation and incentive mechanism to objectively assess employee performance [149]. - The company has implemented a robust internal control system for financial reporting to ensure the accuracy and reliability of financial information [151]. - The company maintains independence in operations, assets, personnel, and finances, with no interference from controlling shareholders [156][158][160]. - The company has a dedicated financial department and independent accounting system, ensuring compliance with accounting standards [159]. - The company actively respects and protects the rights of stakeholders, promoting balanced communication and cooperation [154]. Challenges and Risks - The company acknowledges potential risks from policy changes in the environmental sector, emphasizing the need for continuous monitoring and adaptation to maintain growth [130]. - The company faces increased competition in the environmental industry, necessitating ongoing innovation in technology and business models to sustain its leading position [131]. - High customer concentration poses a risk, prompting the company to diversify its client base and improve accounts receivable management [133]. - The company is addressing the risk of technical personnel turnover by enhancing employee benefits and strengthening team cohesion to maintain its technological capabilities [134]. - As the company expands, it recognizes the need to improve management practices to mitigate risks associated with organizational complexity [136]. Human Resources - The total number of employees at the end of the reporting period is 385, with 89 in the parent company and 296 in major subsidiaries [196]. - The professional composition includes 185 production personnel, 20 sales personnel, 105 technical personnel, 27 financial personnel, and 48 administrative personnel [196]. - The educational background of employees shows 14 with master's degrees or above, 67 with bachelor's degrees, 130 with associate degrees, 58 with high school diplomas, and 116 with junior high school education or below [196]. - The company has implemented a performance evaluation system linking compensation to performance contributions, aiming to stabilize the workforce and enhance corporate culture [197]. Future Outlook - Future outlook indicates a projected revenue growth of 15% for the next fiscal year, driven by new product launches and market expansion strategies [168]. - The company plans to enhance its digital infrastructure with an investment of 15 million to improve customer engagement and operational efficiency [170]. - The company is committed to enhancing internal management and operational efficiency, focusing on financial, project, procurement, and contract management improvements to ensure sustainable growth in 2024 [123].

Financial Performance - Revenue for Q1 2024 was ¥57,534,206.22, a decrease of 15.37% compared to ¥67,983,693.47 in the same period last year[7] - Net loss attributable to shareholders was ¥5,478,249.48, an improvement of 71.13% from a loss of ¥18,976,466.07 in the previous year[7] - Basic and diluted earnings per share were both -¥0.0082, showing a 71.02% improvement from -¥0.0283 in the same quarter last year[7] - Net profit for the current period is -¥5,185,266.87, an improvement from -¥19,556,019.82 in the previous period[20] - The company reported a total comprehensive loss of -¥5,055,575.18, compared to -¥13,309,708.97 in the previous period, indicating an improvement in overall financial performance[20] Cash Flow and Liquidity - Net cash flow from operating activities improved by 77.82%, amounting to -¥4,653,649.48 compared to -¥20,980,987.45 in Q1 2023[7] - Cash flow from operating activities shows a net outflow of -¥4,653,649.48, compared to -¥20,980,987.45 in the previous period, indicating a significant reduction in cash burn[22] - Cash and cash equivalents decreased to CNY 61,431,456.70 from CNY 65,297,558.15[16] - Cash and cash equivalents at the end of the period decreased to ¥40,594,533.23 from ¥45,985,752.29, reflecting a net decrease of ¥5,391,219.06[23] - The company experienced a significant decrease in cash inflow from operating activities, totaling ¥61,609,946.13, down from ¥344,446,834.56 in the previous period[22] Assets and Liabilities - Total assets at the end of the reporting period were ¥3,156,602,222.01, a slight decrease of 0.09% from ¥3,159,365,881.41 at the end of the previous year[7] - The company's total liabilities reached CNY 3,172,923,410.59, compared to CNY 3,171,827,117.48 at the start of the quarter[17] - The total equity attributable to the parent company was CNY 71,352,558.30, down from CNY 73,592,654.16 at the beginning of the quarter[18] - Shareholders' equity attributable to shareholders was ¥71,352,558.30, down 3.04% from ¥73,592,654.16 at the end of the last fiscal year[7] Operational Metrics - Total operating revenue for the current period is ¥57,534,206.22, a decrease of 15.4% from ¥67,983,693.47 in the previous period[19] - Total operating costs decreased to ¥90,272,008.55 from ¥103,818,292.13, representing a reduction of 13.1%[19] - Research and development expenses decreased to ¥1,274,035.88 from ¥2,586,217.55, a reduction of 50.7%[19] - The company reported non-operating income and expenses of -¥721,170.00, primarily due to fines and late fees[8] Shareholder Information - The total number of common shareholders at the end of the reporting period was 29,400[11] - The largest shareholder, Zhang Chunlin, holds 17.48% of the shares, with 99,592,717 shares pledged[11] Compliance and Risks - The company received warning letters from the China Securities Regulatory Commission regarding compliance issues on March 19, 2024[13] - There is a judicial auction risk concerning 40 million non-restricted circulating shares held by a major shareholder[13] Other Information - The company has not disclosed any new product developments or market expansion strategies in this report[7] - The company has not yet executed any new accounting standards adjustments for the current year[24]