Financial Performance - The company's operating revenue for Q3 2023 was ¥108,406,858.95, a decrease of 57.59% compared to the same period last year[3] - The net profit attributable to shareholders was -¥67,798,606.82, representing a decline of 827.58% year-on-year[3] - The basic earnings per share for the period was -¥0.3951, down 827.46% from the previous year[3] - Total operating revenue for Q3 2023 was CNY 394,023,092.32, a decrease of 37.8% compared to CNY 633,226,566.59 in the same period last year[22] - Net loss for Q3 2023 was CNY 64,619,663.20, compared to a net loss of CNY 29,651,633.77 in Q3 2022, indicating a worsening of 118.5%[23] - The total comprehensive income for the period was -64,619,663.20 CNY, compared to -29,651,633.77 CNY in the previous period[24] - Basic and diluted earnings per share were both -0.3755 CNY, down from -0.1728 CNY in the previous period[24] Assets and Liabilities - Total assets at the end of the reporting period were ¥1,687,788,367.85, a decrease of 7.62% from the end of the previous year[3] - The company's total assets decreased to CNY 1,687,788,367.85 from CNY 1,827,077,645.81, a decline of 7.6%[20] - Current liabilities totaled CNY 872,355,008.24, down from CNY 947,420,490.45, representing a decrease of 7.9%[20] - Long-term liabilities decreased to CNY 6,553,350.96 from CNY 9,157,483.51, a reduction of 28.5%[20] - The total equity attributable to shareholders decreased to CNY 806,065,056.71 from CNY 870,500,122.52, a decline of 7.4%[20] Cash Flow - Cash flow from operating activities showed a net outflow of -¥26,310,323.36, an increase of 68.29% compared to the previous year[3] - Cash inflow from operating activities was 505,405,332.87 CNY, an increase from 474,038,088.49 CNY in the previous period[25] - Net cash outflow from operating activities was -26,310,323.36 CNY, improving from -82,974,660.31 CNY in the previous period[26] - Cash flow from investing activities resulted in a net outflow of -41,044,682.93 CNY, compared to -45,775,624.92 CNY in the previous period[26] - Cash flow from financing activities showed a net outflow of -13,832,130.19 CNY, improving from -48,333,691.60 CNY in the previous period[26] - The ending cash and cash equivalents balance was 381,027,644.66 CNY, compared to 325,815,963.83 CNY at the end of the previous period[26] Shareholder Information - Total number of common shareholders at the end of the reporting period is 11,030[13] - The largest shareholder, Shenzhen Investment Holdings Co., Ltd., holds 37.50% of shares, totaling 64,350,000 shares[13] - The total number of restricted shares at the end of the period is 128.7 million, with 6.435 million shares released from restrictions during the period[16] - The company’s preferred shareholders total is not specified in the report[15] Government Support and Income - The company received government subsidies amounting to ¥10,715,777.92, which contributed positively to other income[5] - Investment income decreased by 34.62% to ¥2,847,164.94 due to reduced profits from associated companies[10] - The cash inflow from investment activities surged by 8,697.75% to ¥1,124,144.73, primarily due to dividends received from associated companies[11] Operational Insights - The company reported a significant decrease in cash and cash equivalents, down 27.62% to ¥429,164,944.53[8] - Accounts receivable decreased to ¥36.62 million from ¥41.96 million, a decline of approximately 12.5%[18] - Research and development expenses for Q3 2023 were CNY 32,157,610.92, an increase of 12.0% from CNY 28,664,006.59 in Q3 2022[23] - The company reported a financial income of CNY 5,366,250.71, up from CNY 4,332,621.94, reflecting a growth of 23.9%[23] Strategic Outlook - The company has no new strategies or significant events reported for the quarter[15] - The company has not indicated any plans for new product launches or technological developments in the near future[15] - There are no reported mergers or acquisitions during this period[15] - The company’s future outlook and performance guidance were not detailed in the report[15] Audit Status - The third quarter report was not audited[28]

证券代码：301038 证券简称：深水规院 公告编号：2023-047 深圳市水务规划设计院股份有限公司 关于2023年前三季度计提资产减值准备的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 深圳市水务规划设计院股份有限公司（以下简称"公司"）根据《企业会计准 则》《深圳证券交易所上市公司自律监管指引第2号——创业板上市公司规范运作》 等有关规定，为真实、准确、客观地反映公司的财务状况、资产价值及经营成果， 基于谨慎性原则对合并报表范围内截至2023年9月30日各类资产进行了全面检查和 减值测试，并对可能发生减值损失的有关资产计提相应的减值准备。 根据《深圳证券交易所上市公司自律监管指引第2号——创业板上市公司规范 运作》等相关规定，本次计提资产减值准备无需提交董事会、股东大会审议。现将 相关情况公告如下： 一、本次计提资产减值准备情况概述 2023年三季度，公司计提减值准备的资产包含应收票据、应收账款、合同资产 和其他应收款，计提的减值准备总金额为26,762,622.81元，具体明细如下： | 项目 | 2023年三季度计提减值金额（元） | | ...

证券代码：301038 证券简称：深水规院 公告编号：2023-045 （一）股东大会届次 本次会议为2023年第二次临时股东大会。 （二）召集人 本次股东大会的召集人为董事会。 深圳市水务规划设计院股份有限公司 关于召开 2023 年第二次临时股东大会的通知 本公司及董事会全体成员保证信息披露内容真实、准确、完整，没有虚 假记载、误导性陈述或重大遗漏。 深圳市水务规划设计院股份有限公司（以下简称"公司"）于2023年10月22 日召开了第二届董事会第六次会议，审议并通过了《关于召开公司2023年第二次 临时股东大会的议案》。公司计划于2023年11月8日（星期三）召开2023年第二 次临时股东大会。现将本次股东大会的有关事项通知如下： 一、召开会议的基本情况 （三）会议召开的合法性、合规性 本次股东大会的召开符合有关法律、行政法规、部门规章、规范性文件和《公 司章程》等规定。 （四）会议召开的日期、时间 1、现场会议召开时间：2023年11月8日（星期三）下午14:30 午9:15-9:25，9:30-11:30，下午13:00-15:00。 （五）会议的召开方式 本次会议采用现场投票与网络投票相结合的方式 ...

深圳市水务规划设计院股份有限公司 独立董事关于第二届董事会第六次会议 相关事项的独立意见 根据《中华人民共和国公司法》（以下简称"《公司法》"）、《深圳证券 交易所创业板股票上市规则》、《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市公司规范运作》（以下简称"《规范运作》"）及《深圳市水 务规划设计院股份有限公司章程》（以下简称"《公司章程》"）、《深圳市水 务规划设计院股份有限公司独立董事工作细则》等相关法律、法规的规定，我们 作为深圳市水务规划设计院股份有限公司（以下简称"公司"）的独立董事，本 着为股东负责的精神，基于独立判断的立场，经过审阅相关资料，现就第二届董 事会第六次会议审议的有关事宜发表意见如下： （《深圳市水务规划设计院股份有限公司独立董事关于第二届董事会第六次会议 相关事项的独立意见》之签字页） 独立董事签名： 李志平 郭晋龙 傅曦林 一、关于更换公司董事的独立意见 经核查，我们认为：公司董事会提供的董事候选人李文坤的相关资料，符合 《公司法》《规范运作》及《公司章程》规定的董事任职要求。李文坤未持有公 司股份，未受过中国证监会及其他有关部门的处罚和证券交易所纪律处分，不存 在 ...

证券代码:301038 证券简称：深水规院 公告编号：2023-043 深圳市水务规划设计院股份有限公司 第二届董事会第六次会议决议公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 一、董事会会议召开情况 深圳市水务规划设计院股份有限公司（以下简称"公司"）第二届董事会第六 次会议通知于2023年10月12日以电子邮件方式发出，并于2023年10月22日以通讯表 决方式召开。本次会议应出席董事9人，实际出席人数9人，由董事长朱闻博先生召 集并主持。本次董事会会议的召集、召开符合《中华人民共和国公司法》《深圳市 水务规划设计院股份有限公司章程》及相关法律法规的有关规定。 二、董事会会议审议情况 经全体与会董事认真审议，审议通过如下议案： 1、审议通过了《关于更换公司董事的议案》。 董事会审议认为：经公司股东深圳市投资控股有限公司推荐，公司提名委员会 资格审核，拟提名李文坤为公司第二届董事会董事候选人，呙勇不再担任公司董事 职务，李文坤任期自公司股东大会审议通过之日起至第二届董事会届满之日止。具 体内容详见公司于巨潮资讯网（www.cninfo.com.cn） ...

证券代码：301038 证券简称：深水规院 公告编号：2023-044 深圳市水务规划设计院股份有限公司 关于更换董事的公告 本公司及董事会全体成员保证信息披露的内容真实、准确、完整，没有虚假 记载、误导性陈述或重大遗漏。 深圳市水务规划设计院股份有限公司（以下简称"公司"）于2023年10月22日 召开第二届董事会第六次会议，审议通过了《关于更换公司董事的议案》，现将具 体内容公告如下： 因工作调整，公司股东深圳市投资控股有限公司提名李文坤先生为公司第二届 董事会董事候选人（简历详见附件），呙勇先生不再担任公司董事职务。前述事项 已经公司第二届董事会提名委员会第二次会议和公司第二届董事会第六次会议审议 通过，尚需提交公司2023年第二次临时股东大会审议。李文坤先生任期自公司股东 大会审议通过之日起至第二届董事会届满之日止。 呙勇先生在担任公司董事期间，恪尽职守，勤勉尽责，为公司规范运作和健康 发展发挥了积极作用。公司董事会对其在任职期间所做出的贡献表示衷心感谢。 特此公告。 深圳市水务规划设计院股份有限公司 董事会 2023年10月23日 1 附件： 董事候选人简历 李文坤，男，1973年7月出生，中国国籍 ...

国信证券股份有限公司 | 事项 | 存在的问题 | 采取的措施 | | --- | --- | --- | | 1.信息披露 | 无 | 不适用 | | 2.公司内部制度的建立和执行 | 无 | 不适用 | | 3." 三会"运作 | 无 | 不适用 | | 4.控股股东及实际控制人变动 | 无 | 不适用 | | 5.募集资金存放及使用 | 无 | 不适用 | | 6.关联交易 | 无 | 不适用 | | 7.对外担保 | 无 | 不适用 | | 8.收购、出售资产 | 无 | 不适用 | | 9.其他业务类别重要事项（包括对外投资、 风险投资、委托理财、财务资助、套期保值 | 无 | 不适用 | | 等） | | | | 10.发行人或其聘请的证券服务机构配合保 | 无 | 不适用 | | 荐工作的情况 | | | | 11.其他（包括经营环境、业务发展、财务 状况、管理状况、核心技术等方面的重大变 | 截至本跟踪报告出具 日，第二届董事会尚未 | 经公司第二届董事会 第四次会议决议，公 | | | 完成新一届管理层聘 | | | | 任，在此之前，第一届 | 司已启动高级管理人 | | 化情况） | 董 ...

广发证券股份有限公司 关于深圳市水务规划设计院股份有限公司 2023 年半年度跟踪报告 | 保荐人名称：广发证券股份有限公司 | 被保荐公司简称：深水规院 | | --- | --- | | 保荐代表人姓名：吕兴彤 | 联系电话：010-56571666 | | 保荐代表人姓名：罗时道 | 联系电话：010-56571666 | 一、保荐工作概述 | 项目 | 工作内容 | | --- | --- | | 1.公司信息披露审阅情况 | | | （1）是否及时审阅公司信息披露文件 | 是 | | （2）未及时审阅公司信息披露文件的次数 | 0 | | 2.督导公司建立健全并有效执行规章制度的 | | | 情况 | | | （1）是否督导公司建立健全规章制度（包括 但不限于防止关联方占用公司资源的制度、募 | 是 | | 集资金管理制度、内控制度、内部审计制度、 | | | 关联交易制度） | | | （2）公司是否有效执行相关规章制度 | 是 | | 3.募集资金监督情况 | | | （1）查询公司募集资金专户次数 | 6 | | （2）公司募集资金项目进展是否与信息披露 | 是 | | 文件一致 | | | ...

Financial Performance - The company's operating revenue for the first half of 2023 was ¥285,616,233.37, a decrease of 24.36% compared to ¥377,615,396.72 in the same period last year[24]. - The net profit attributable to shareholders was ¥3,363,541.01, representing a significant increase of 115.05% from a loss of ¥22,342,444.87 in the previous year[24]. - Basic earnings per share rose to ¥0.0196, compared to a loss of ¥0.1302 per share in the previous year, marking a 115.05% improvement[24]. - The company's operating revenue for the reporting period was approximately ¥285.62 million, a decrease of 24.36% compared to ¥377.62 million in the previous year, primarily due to the completion of initial operation periods for water environment design projects and a slowdown in survey and design business implementation[65]. - The company's operating costs decreased by 16.69% to approximately ¥244.64 million from ¥293.66 million, reflecting a corresponding reduction in direct costs due to the decline in revenue[65]. - The company reported a total revenue of 18,537.10 million with a net profit of 4,759.79 million for the reporting period[93]. - The company reported a total revenue of 6,000 million yuan for the first half of 2023, reflecting a growth of 5% compared to the previous period[125]. - The company's operating profit for the same period was 350 million yuan, representing an increase of 0.15% year-on-year[125]. Cash Flow and Investments - The net cash flow from operating activities improved to -¥20,859,495.66, an 83.06% increase compared to -¥123,107,875.50 in the same period last year[24]. - The company's net cash flow from investment activities decreased by 86.59% to -4,339,544.02 CNY, primarily due to payments for construction and fixed assets[66]. - The net cash flow from financing activities decreased by 92.74% to -3,666,069.00 CNY, mainly due to reduced cash payments for dividend distributions[66]. - The net cash and cash equivalents decreased by 85.99% to -28,865,108.68 CNY, reflecting the combined cash flows from operating, investing, and financing activities[66]. - The ending balance of cash and cash equivalents was 433,349,672.46 CNY, an increase from 296,927,043.66 CNY at the end of the first half of 2022[178]. Assets and Liabilities - Total assets at the end of the reporting period were ¥1,709,120,037.76, a decrease of 6.46% from ¥1,827,077,645.81 at the end of the previous year[24]. - Total liabilities decreased to CNY 832,341,482.08 from CNY 956,577,973.96, representing a reduction of 12.9%[165]. - The company's total equity at the end of the reporting period was 882 million yuan, reflecting a solid financial position[189]. - The company's total assets decreased from 592,920,553 CNY to 455,216,007 CNY, with cash and cash equivalents decreasing by 5.82%[71]. Market and Strategic Focus - The company aims to leverage its resources and service advantages to expand its market presence in Guangdong province, focusing on water management and design services[41]. - The company is positioned to benefit from the national emphasis on modernizing water infrastructure, as outlined in recent government reports[40]. - The company aims to strengthen its market presence in the Guangdong-Hong Kong-Macao Greater Bay Area while expanding into inland markets to diversify customer resources[95]. - The company is expanding its business scope from water conservancy to broader municipal sectors, which may introduce operational risks due to unfamiliarity with new fields[96]. - The company is actively seeking opportunities for mergers and acquisitions to strengthen its market position[124]. Research and Development - Research and development investment increased by 13.58% to approximately ¥21.67 million from ¥19.08 million, indicating a continued commitment to innovation[65]. - The company has adopted a top-down and grassroots recommendation approach for its R&D management, ensuring effective technological advancements[39]. - The company is focused on developing new technologies and products to improve operational efficiency and service delivery[196]. - Research and development efforts are being intensified, with a focus on innovative water management technologies to enhance service offerings[184]. Corporate Governance and Shareholder Information - The company has a 75.00% investor participation rate in the first temporary shareholders' meeting held on March 22, 2023[103]. - The company has appointed new directors and supervisors as part of its board restructuring on March 22, 2023[104]. - The total number of ordinary shareholders at the end of the reporting period was 13,015[149]. - The largest shareholder, Shenzhen Investment Holdings Co., Ltd., holds 37.50% of the shares, totaling 64,350,000 shares[149]. Risk Management - The company has faced risks and challenges, which are detailed in the management discussion section of the report[5]. - The company is focused on improving accounts receivable management to mitigate financial risks associated with potential bad debts[98]. - The company has established a quality control system to mitigate technical quality responsibility risks, although there remains a possibility of quality control failures[96]. - The company is enhancing its talent retention strategies to address the risk of losing core technical and management personnel[97]. Corporate Social Responsibility - The company has invested over 200,000 yuan in purchasing poverty alleviation products as part of its corporate social responsibility initiatives[112]. - The company actively participated in environmental governance and ecological protection initiatives, including the urban black and odorous water body treatment campaign[112]. - The company received the "2022 Special Contribution Unit for Supporting Rural Comprehensive Revitalization" honor from the local government for its work in ecological protection and restoration[111]. Future Outlook - Future guidance indicates a projected revenue growth of 10% for the next fiscal year, driven by increased demand for water services[184]. - The company plans to continue focusing on market expansion and new technology development to drive future growth[171]. - The company anticipates a stable demand for its services in the upcoming fiscal year[124].

国信证券股份有限公司关于 深圳市水务规划设计院股份有限公司 延长募投项目实施期限的核查意见 国信证券股份有限公司（以下简称"国信证券"、"持续督导机构"）作为 深圳市水务规划设计院股份有限公司（以下简称"深水规院"、"公司"）的持 续督导机构，履行持续督导职责，并根据《证券发行上市保荐业务管理办法》《上 市公司监管指引第 2 号——上市公司募集资金管理和使用的监管要求》《深圳证 券交易所上市公司自律监管指引第 13 号——保荐业务》《深圳证券交易所创业板 股票上市规则》《深圳证券交易所上市公司自律监管指引第 2 号——创业板上市 公司规范运作》等规范性法律文件的要求，对深水规院拟延长募投项目实施期限 的事项进行了审慎核查，具体核查情况如下： 一、募集资金基本情况 三、本次募集资金投资项目延期的具体情况及原因 经中国证券监督管理委员会《关于同意深圳市水务规划设计院股份有限公司 首次公开发行股票的批复》（证监许可【2021】1967 号）核准，公司向社会公开 发行人民币普通股股票（A 股）3,300 万股，每股发行价格为 6.68 元，募集资金 总额人民币 220,440,000.00 元，扣除各项发行费用，实际 ...