Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to | --- | --- | |------------------------------------------------------------------------------------------|------------------------------------ ...

FIDUS I ME NT CORPORATION Investor Presentation – October 2019 NASDAQ: Common Stock – FDUS 5.875% Notes due 2023 – FDUSL 6.000% Notes due 2024 – FDUSZ 5.375% Notes due 2024 - FDUSG Disclosure Fidus Investment Corporation ("Fidus") cautions that statements in this presentation that are forward- looking, and provide other than historical information, involve risks and uncertainties that may impact our future results of operations. The forward-looking statements in this presentation are based on current condit ...

Fidus Investment Corporation (NASDAQ:FDUS) Q3 2019 Earnings Conference Call November 1, 2019 9:00 AM ET Company Participants Jody Burfening - IR Edward Ross - Chairman & CEO Shelby Sherard - CFO Conference Call Participants Robert Dodd - Raymond James Ryan Lynch - KBW Mickey Schleien - Ladenburg Chris Kotowski - Oppenheimer Tim Hayes - B. Riley FBR Bryce Row - National Securities Operator Ladies and gentlemen thank you for standing by and welcome to the Fidus Third Quarter 2019 Earnings Conference Call. At ...

Table of Contents Title of each classTrading SymbolName of each exchange on which registered Common Stock, par value $0.001 per share FDUS The NASDAQ Global Select Market 5.875% Notes due 2023 FDUSL The NASDAQ Global Select Market 6.000% Notes due 2024 FDUSZ The NASDAQ Global Select Market 5.375% Notes due 2024 FDUSG The NASDAQ Global Select Market UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES ...

Investment Portfolio & Strategy - As of June 30, 2019, Fidus Investment Corporation held a diversified investment portfolio of $6973 million across 68 companies[3,7] - The portfolio composition, on a cost basis, included 59% second lien debt, 19% subordinated debt, 12% first lien debt, and 10% equity-related securities[3] - Fidus targets investments between $5 million and $30 million per portfolio company, focusing on second lien and subordinated debt, first lien debt, and equity[19] Financial Performance & Dividends - Fidus has realized cumulative net capital gains of $128 million since its IPO in June 2011[7] - The fair value to cost ratio of the investment portfolio was 106% as of June 30, 2019[7] - The company's annualized dividend yield is an attractive 96%, based on a regular dividend of $156 per share[5] Capital & Debt Offerings - Fidus completed six secondary equity offerings, raising net proceeds of approximately $380 million, $289 million, $324 million, $437 million, $511 million and $323 million respectively[8] - The company issued 5875% notes due 2023 for net proceeds of approximately $481 million and 6000% notes due 2024 for net proceeds of approximately $665 million[9] Target Market - Fidus targets lower middle market companies with annual revenues between $10 million and $150 million[17] - The company focuses on companies with annual EBITDA of $5 million to $30 million[21]

Fidus Investment Corporation (NASDAQ:FDUS) Q2 2019 Results Earnings Conference Call August 2, 2019 9:00 AM ET Company Participants Jody Burfening - IR Ed Ross - Chairman and CEO Shelby Sherard - CFO Conference Call Participants Robert Dodd - Raymond James Ryan Lynch - KBW Mickey Schleien - Ladenburg Chris Kotowski - Oppenheimer Tim Hayes - B Riley FBR Operator Good day, ladies and gentlemen, and welcome to the Fidus Investment Corporation's Second Quarter 2019 Earnings Conference Call. At this time, all par ...

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 814-00861 Fidus Investment Corporation (Exact Name of Registrant as Specified in its Charter) Maryland 27-5017321 ( ...

Fidus Investment (NASDAQ:FDUS) Q1 2019 Earnings Conference Call May 3, 2019 9:00 AM ET Company Participants John Heilshorn - IR Ed Ross - Chairman and CEO Shelby Sherard - CFO Conference Call Participants Robert Dodd - Raymond James Paul Johnson - KBW Owen Lau - Oppenheimer Mickey Schleien - Ladenburg Operator Good day, ladies and gentlemen, and welcome to the Fidus Investment Corporation's First Quarter 2019 Earnings Conference Call. At this time, all participants are in a listen-only mode. Later, we will ...

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to | --- | --- | |-------------------------------------------------------------------------------------------------------------------|------ ...

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00861 FIDUS INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 27-5017321 (Sta ...