Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION (Commission file number) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 42-1520346 Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 1-16725 (State or other jurisdiction of incorporati ...

Principal Financial Group, Inc. (NASDAQ:PFG) Q2 2021 Earnings Conference Call July 28, 2021 10:00 AM ET Company Participants John Egan - VP, IR Dan Houston - CEO Deanna Strable - CFO Amy Friedrich - President, U.S. Insurance Solutions Renee Schaaf - President, Retirement Income Solutions Pat Halter - Global Asset Management Conference Call Participants Tom Gallagher - Evercore Humphrey Lee - Dowling & Partners Andrew Kligerman - Credit Suisse Jimmy Bhullar - JPMorgan Ryan Krueger - KBW Erik Bass - Autonomou ...

| --- | --- | |------------|-------| | | | | Principal* | | Use of non-GAAP financial measures A non-GAAP financial measure is a numerical measure of performance, financial position, or cash flow that includes adjustments from a comparable financial measure presented in accordance with U.S. GAAP. The company uses a number of non-GAAP financial measures management believes are useful to investors because they illustrate the performance of the company's normal, ongoing operations which is important in underst ...

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 1-16725 (Commission file number) PRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter) Delaware 42-1520346 (I.R.S. Employer Identification Number) (S ...

| --- | --- | |--------------|-------| | | | | O Principal® | | Use of non-GAAP financial measures A non-GAAP financial measure is a numerical measure of performance, financial position, or cash flow that includes adjustments from a comparable financial measure presented in accordance with U.S. GAAP. The company uses a number of non-GAAP financial measures management believes are useful to investors because they illustrate the performance of the company's normal, ongoing operations which is important in und ...

Principal Financial Group, Inc. (NASDAQ:PFG) Q1 2021 Earnings Conference Call April 28, 2021 10:00 AM ET Company Participants John Egan - VP, IR Dan Houston - CEO Deanna Strable - CFO Amy Friedrich - President-U.S. Insurance Solutions Renee Schaaf - President-Retirement Income Solutions Pat Halter - Global Asset Management Conference Call Participants Jimmy Bhullar - JPMorgan Humphrey Lee - Dowling & Partners Andrew Kligerman - Credit Suisse Erik Bass - Autonomous Research Ryan Krueger - KBW John Barnidge - ...

| --- | --- | |--------------|-------| | | | | Q Principal® | | Use of non-GAAP financial measures A non-GAAP financial measure is a numerical measure of performance, financial position, or cash flow that includes adjustments from a comparable financial measure presented in accordance with U.S. GAAP. The company usesa number of non-GAAP financial measures management believes are useful to investors because they illustrate the performance of the company's normal, ongoing operations which is important in unde ...

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-16725 PRINCIPAL FINANCIAL GROUP, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdicti ...

Principal Financial Group, Inc. (NASDAQ:PFG) Q4 2020 Earnings Conference Call January 29, 2021 10:00 AM ET Company Participants John Egan - Vice President, Investor Relations Dan Houston - Chief Executive Officer Deanna Strable - Chief Financial Officer Amy Friedrich - President-U.S. Insurance Solutions Renee Schaaf - President-Retirement and Income Solutions Luis Valdés - Principal International Pat Halter - Global Asset Management Conference Call Participants Ryan Krueger - KBW Humphrey Lee - Dowling & Pa ...

| --- | --- | |-----------------------------------------------------------------------------------------------|-------| | | | | Q Principal® | | | | | | Principal Financial Group Fourth Quarter and Full Year 2020 Earnings Results January 28, 2021 | | Use of non-GAAP financial measures A non-GAAP financial measure is a numerical measure of performance, financial position, or cash flow that includes adjustments from a comparable financial measure presented in accordance with U.S. GAAP. The company uses a numb ...