SECOND QUARTER 2021 | --- | --- | --- | --- | |-------|-------|-------|-----------------------| | | | | | | | | | | | | | | F INANCIAL R ESULTS | | | | | August 9, 2021 | | | | | | | | | | Allen F. "Pete" Grum | | | | | President & CEO | Daniel P. Penberthy Executive Vice President & CFO © 2021 Rand Capital Corporation Nasdaq: RAND FORWARD LOOKING STATEMENTS This presentation contains "forward-looking statements" within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of ...

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Rand Capital Corporation (Exact Name of Registrant as specified in its Charter) New York 16-0961359 (State or Other Jurisdiction of Incorporation or Org ...

FIRST QUARTER 2021 | --- | --- | --- | --- | --- | --- | |-------|-------|-------|-------|------------|----------------------| | | | | | F INANCIAL | R ESULTS | | | | | | | May 10, 2021 | | | | | | | | | | | | | | Allen F. "Pete" Grum | | | | | | | President & CEO | Daniel P. Penberthy Executive Vice President & CFO © 2021 Rand Capital Corporation Nasdaq: RAND FORWARD LOOKING STATEMENTS This presentation contains "forward-looking statements" within the meaning of Section 27A of the Securities Act of 1933, a ...

Rand Capital (NASDAQ:RAND) Q1 2021 Earnings Conference Call May 10, 2021 1:30 PM ET Company Participants Deborah Pawlowski – Investor Relations Pete Grum – Chief Executive Officer Dan Penberthy – Executive Vice President and Chief Financial Officer Conference Call Participants Operator Welcome to the Rand Capital Corporation First Quarter 2021 Financial Results. At this time, all participants are in a listen-only mode. A question-and-answer session will follow the formal presentation. [Operator Instructions ...

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 814-00235 Rand Capital Corporation (Exact Name of Registrant as specified in its Charter) New York 16-0961359 (State or Other J ...

Rand Capital (NASDAQ:RAND) Q4 2020 Earnings Conference Call March 8, 2021 1:30 PM ET Company Participants Deborah Pawlowski - Investor Relations Pete Grum - Chief Executive Officer Dan Penberthy - Executive Vice President and Chief Financial Officer Operator Greetings, and welcome to Rand Capital Corporation Fourth Quarter 2020 Financial Results. At this time, all participants are in listen-only mode. A question-and-answer session will follow the formal presentation. [Operator Instructions] As a reminder, t ...

FOURTH QUARTER AND FULL YEAR 2020 FINANCIAL RESULTS March 8, 2020 Allen F. "Pete" Grum President & CEO Daniel P. Penberthy Executive Vice President & CFO © 2021 Rand Capital Corporation Nasdaq: RAND FORWARD LOOKING STATEMENTS This presentation contains "forward-looking statements" within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. All statements, other than historical facts, including but not limited to statements ...

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 814-00235 Rand Capital Corporation (Exact name of registrant as specified in its charter) (State or Other Jurisdiction of Incorporat ...

THIRD QUARTER 2020 | --- | --- | --- | --- | |-------|-------|-------|--------------------------------------| | | | | | | | | | FINANCIAL RESULTS | | | | | November 6, 2020 | | | | | | | | | | Allen F. "Pete" Grum President & CEO | Daniel P. Penberthy Executive Vice President & CFO © 2020 Rand Capital Corporation Nasdaq: RAND SAFE HARBOR STATEMENT This presentation contains "forward-looking statements" within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securi ...

Rand Capital (NASDAQ:RAND) Q3 2020 Earnings Conference Call November 6, 2020 10:30 AM ET Company Participants Deborah Pawlowski – Investor Relations Pete Grum – Chief Executive Officer Dan Penberthy – Executive Vice President and Chief Financial Officer Conference Call Participants Sam Rebotsky – SER Asset Management Operator Greetings, and welcome to the Rand Capital Corporation Third Quarter 2020 Financial Results Conference Call. [Operator Instructions] Please note that this conference is being recorded. ...