Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 814-00235 Rand Capital Corporation (Exact Name of Registrant as specified in its Charter) New York 16-0961359 (State or Other Ju ...

Rand Capital Corp. (NASDAQ:RAND) Q1 2022 Results Conference Call May 9, 2022 1:30 PM ET Company Participants Craig Mychajluk - IR Dan Penberthy - President, CEO Margaret Brechtel - EVP, CFO Operator Greetings. Welcome to the Rand Capital Corporation First Quarter 2022 Financial Results Conference Call. [Operator Instructions] Please note, this conference is being recorded. I will now turn the conference over to Craig Mychajluk, Investor Relations. Thank you. You may begin. Craig Mychajluk Thank you, and go ...

FIRST QUARTER 2022 FINANCIAL RESULTS May 9, 2022 Daniel P. Penberthy President & CEO Margaret W. Brechtel EVP & CFO © 2022 Rand Capital Corporation Nasdaq: RAND FORWARD LOOKING STATEMENTS This presentation contains "forward-looking statements" within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. All statements, other than historical facts, including but not limited to statements regarding the expectations of Rand Cap ...

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 814-00235 Rand Capital Corporation Indicate by check mark whether the registrant has submitted electronically every Interactive ...

Rand Capital Corporation (NASDAQ:RAND) Q4 2021 Results Conference Call March 11, 2022 1:30 PM ET Company Participants Craig Mychajluk - IR Dan Penberthy - President and CEO Margaret Brechtel - EVP and CFO Conference Call Participants Operator Greetings. Welcome to the Rand Capital Corporation Fourth Quarter 2021 Financial Results Call. At this time, all participants are in a listen-only mode. [Operator Instructions] Please note, this conference is being recorded. I will now turn the conference over to your ...

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Rand Capital Corporation (Exact name of registrant as specified in its charter) Washington, D.C. 20549 (State or Other Jurisdiction of Incorporation or organization) FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission Fi ...

THIRD QUARTER 2021 | --- | --- | --- | |-------|-------|-----------------------| | | | | | | | F INANCIAL R ESULTS | | | | | | | | November 5, 2021 | | | | Allen F. "Pete" Grum | | | | President & CEO | Daniel P. Penberthy Executive Vice President & CFO © 2021 Rand Capital Corporation Nasdaq: RAND FORWARD LOOKING STATEMENTS This presentation contains "forward-looking statements" within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 193 ...

Rand Capital (NASDAQ:RAND) Q3 2021 Earnings Conference Call November 5, 2021 12:30 PM ET Company Participants Craig Mychajluk - IR Pete Grum - CEO Dan Penberthy - EVP & CFO Conference Call Participants Disclaimer*: This transcript is designed to be used alongside the freely available audio recording on this page. Timestamps within the transcript are designed to help you navigate the audio should the corresponding text be unclear. The machine-assisted output provided is partly edited and is designed as a gui ...

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File Number: 814-00235 Rand Capital Corporation (Exact Name of Registrant as specified in its Charter) (State or Other Jurisdiction of I ...

Rand Capital Corporation (NASDAQ:RAND) Q2 2021 Results Conference Call August 9, 2021 1:30 PM ET Company Participants Deborah Pawlowski - Investor Relations Pete Grum - Chief Executive Officer Dan Penberthy - Executive Vice President and Chief Financial Officer Conference Call Participants Sam Rebotsky - SER Asset Management Ross Haberman - RLH Investments Operator Greetings. Welcome to the Rand Capital Corporation Second Quarter 2021 Financial Results Conference Call. At this time, all participants are in ...