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因代立业集团支付个别员工离职补偿金等问题,华林证券收监管警示函

Core Points - The Tibet Securities Regulatory Bureau issued a warning letter to Hualin Securities for violations related to personnel recruitment and compensation management [3] - Hualin Securities is required to submit a written rectification report within 30 days of receiving the decision [3] - Hualin Securities' largest shareholder, Liyue Group, holds 64.46% of its shares and has pledged 458.3 million shares, accounting for 16.97% of the total share capital [3] Summary by Category Regulatory Actions - The Tibet Securities Regulatory Bureau has decided to take supervisory measures against Hualin Securities by issuing a warning letter due to non-compliance with regulations [3] - The violations include inadequate execution of the personnel recruitment and compensation management authorization system [3] Shareholder Information - Liyue Group is the largest shareholder of Hualin Securities, holding 64.46% of the company's shares [3] - The pledged shares by Liyue Group amount to 458.3 million, representing 16.97% of Hualin Securities' total share capital [3] Compliance Requirements - Hualin Securities must submit a written rectification report within 30 days from the date of receiving the warning letter [3]