第一创业：全资子公司一创投行被中国证监会立案

Core Viewpoint - The announcement indicates that the subsidiary of the company, First Capital Securities, is under investigation by the China Securities Regulatory Commission (CSRC) for alleged negligence in its supervisory duties related to a convertible bond project of Hongda Xingye Co., Ltd. in 2019 [3] Group 1 - First Capital Securities received a notice of investigation from the CSRC on October 31, 2025, due to suspected failure to diligently perform its continuous supervision duties [3] - The CSRC decided to initiate the investigation on October 29, 2025, based on relevant laws and regulations [3] - The company stated that it will actively cooperate with the CSRC and will strictly adhere to regulatory requirements for information disclosure [3] Group 2 - The operational status of the company and its subsidiary remains normal despite the ongoing investigation [3]