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SeaStar Medical Reports Update on Nasdaq Listing Status
Globenewswire· 2025-06-25 12:05
DENVER, June 25, 2025 (GLOBE NEWSWIRE) -- SeaStar Medical Holding Corporation (Nasdaq: ICU) a commercial-stage healthcare company focused on transforming treatments for critically ill patients facing organ failure and potential loss of life announced today that it has undertaken a series of transactions to ensure compliance with Nasdaq’s continued listing standards. Last year on June 24, 2024, SeaStar Medical received a written notification from Nasdaq’s Listing Qualifications Staff that it was not in comp ...
Ring Energy Selects Veriforce® as Exclusive Contractor Management Partner to Streamline Safety and Compliance Operations
Prnewswire· 2025-06-24 12:00
Veriforce® brings end-to-end contractor management, safety verification, and workforce training support to leading independent oil and gas producer THE WOODLANDS, Texas, June 24, 2025 /PRNewswire/ -- Veriforce, the largest global provider of contractor management and workforce qualification solutions, announced today that Ring Energy Inc., a rapidly growing oil and gas exploration and production company, has selected Veriforce as its exclusive contractor management provider. Through this partnership, Verifo ...
Gilead Sciences CEO Daniel O'Day on HIV prevention injection approval
CNBC Television· 2025-06-23 14:54
What what is this latest injectable. Why is it better. It's a milestone moment, Becky, in in the history of HIV.Yes. Tuggo is is potentially the best tool we've had yet and and a number of great tools that could potentially end the epidemic. And the reason why is this is a first of its kind.Um medicine for preventing HIV that's given only twice a year. Uh and in clinical trials, it provided almost 100% protection against HIV, which is really unheard of. So, it's a it's one of the most important scientific b ...
Lottery.com Regains Nasdaq Compliance as Stock Trading Activity Soars
Globenewswire· 2025-06-23 11:25
FORT WORTH, Texas, June 23, 2025 (GLOBE NEWSWIRE) -- Lottery.com Inc. (NASDAQ: LTRY; LTRYW) (“Lottery.com” or “the Company”) received formal notice (the “Notice”) from The Nasdaq Stock Market LLC (“Nasdaq”) confirming that the Company has regained compliance with Nasdaq Listing Rule 5450(a)(1), which requires a minimum bid price of $1.00 (the “Rule”). The Company met this requirement by maintaining a closing bid price of $1.00 or higher for twenty consecutive business days from May 21 through June 18, 2025. ...
Buscar Company Advances Toward Fully Reporting Status and OTCQX Uplisting with Appointment of Barton CPA PLLC and SEC Legal Counsel
Prnewswire· 2025-06-23 10:00
BEVERLY HILLS, Calif., June 23, 2025 /PRNewswire/ -- Buscar Company (OTC: CGLD), a diversified holding company focused on natural resources, sustainable technologies, and pharmaceuticals, proudly announces key steps toward achieving fully reporting status with the U.S. Securities and Exchange Commission (SEC) and uplisting to the OTCQX Market, the premier tier of OTC Markets. Under the leadership of Chairman and CEO Alexander Dekhtyar, a globally recognized financial strategist with over 25 years of experie ...
AIM ImmunoTech Announces NYSE American Notice of Noncompliance With Minimum Stockholders' Equity Requirements
Globenewswire· 2025-06-20 20:15
NYSE American previously issued similar warning for same matter and issued the new notice because the deficiency remains as of March 31, 2025 AIM has until June 11, 2026 to regain compliance OCALA, Fla., June 20, 2025 (GLOBE NEWSWIRE) -- AIM ImmunoTech Inc. (“AIM” or the “Company”) (NYSE American: AIM) today announced the receipt of a warning notification (the “Letter”) from the NYSE American LLC (the “NYSE American”) stating that the Company is not in compliance with the minimum stockholders’ equity requir ...
Wells Fargo Is A Compliance-Constrained Compounder Now Set Free
Seeking Alpha· 2025-06-20 10:19
Wells Fargo (NYSE: WFC ) is still discounted like a penalty-box bank. But the fundamentals are already telling a different story. Credit is stable. The capital stack is pristine. The balance sheet is overbuilt, not under fire. And the bank is buying back stock likeI am an advisory board member at Loyola University Chicago School of Law’s Center for Compliance Studies and currently serve on multiple ABA international committees, including those focused on export controls, capital markets, and sanctions law. ...
HUB Cyber Security (Nasdaq: HUBC) Secures Estimated $25M Annual Recurring Revenue from Perpetual KYC Contract Supporting Strategic Crypto Merger
Globenewswire· 2025-06-18 13:17
This multi-year agreement provides continuous AML and KYC monitoring for up to 1.5 million customer entities, as well as specialized RegTech integration servicesTEL AVIV, Israel, June 18, 2025 (GLOBE NEWSWIRE) -- HUB Cyber Security Ltd. (Nasdaq: HUBC) (“HUB” or the “Company”), a leading provider of AI-driven compliance technology and core banking platforms, announced today the signing of a perpetual KYC and compliance services agreement with Kyrrex, a global crypto ecosystem and digital asset exchange, join ...
Commvault Announces Partnership with Kyndryl to Deliver Incident Recovery Services
Prnewswire· 2025-06-17 12:30
Core Insights - Commvault and Kyndryl are partnering with Pure Storage to enhance cyber resilience and assist organizations in meeting regulatory requirements [1][3] - The collaboration aims to provide advanced services for incident recovery, managed backup, and hybrid platform recovery [2][4] - The partnership addresses the increasing complexity of data management and the persistent threat of cyberattacks, including ransomware [4] Regulatory Compliance - The partnership will help organizations comply with regulations such as the EU's DORA, NIS2, PSD2, NYDFS NYCRR 500, and Australia's APRA CPS 230 [3][5] - The services will be showcased at the Pure//Accelerate Conference in Las Vegas from June 17 to 19 [3] Service Offerings - Commvault and Pure Storage provide a modular, four-layer architecture that streamlines compliance and accelerates recovery in hybrid cloud environments [4][5] - Key offerings include automated and continuous testing for cyber recovery, supporting compliance with DORA Chapter II and IV [5] Availability and Support - Services are available across North America, Europe, and the Asia-Pacific region [6] - Channel partners can access resources through Commvault's Partner Advantage program, Kyndryl's go-to-market teams, and Pure Storage's Partner Portal [7] Technical Features - Cyber Resilient Vault protects backup data using zero-trust principles [8] - Clean Recovery Zone allows for forensic analysis and validation of backups [8] - Production Rapid Restore and Immutable Snapshot Recovery enable fast restoration of large datasets and application-consistent snapshot replication [8]
股掌柜因直播不规范被罚!曾强调要合规开展直播投顾业务
Nan Fang Du Shi Bao· 2025-06-17 04:36
湖南证监局官网近日公布的行政监管措施决定显示,股掌柜证券投资咨询有限公司(以下简称"股掌 柜")因为虚假宣传、直播业务开展不规范等被责令改正。南都湾财社记者留意到,就在此次被罚前不 久,股掌柜还在官方微信公众号上发表文章,分析如何合规开展投资顾问直播业务。 直播业务开展不规范 根据湖南证监局公布的行政监管措施决定,股掌柜存在多项违规行为,包括:内部控制及合规管理不完 善;虚假、不实、误导性营销宣传,承诺投资收益;个别未在中国证券业协会注册登记为证券投资顾问 的人员向客户提供投资建议;信息公示及风险提示不到位;直播业务开展不规范。 基于此,湖南证监局决定对股掌柜采取责令改正的行政监管措施,并要求股掌柜对上述问题认真整改, 强化内部控制,提高合规运作水平。 | 中国证券监督管理委员会 | CHINA SECURITIES REGULATORY COMMISSION | | 湖南监管局 | | | 请提入关键字 | O | | --- | --- | --- | --- | --- | --- | --- | --- | | 首页 | 证监局介绍 | 辖区监管动态 | 歌务信息 | 办事服务 | 辖区数据 | 互动 ...