Private Placement
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Ascent Solar Technologies Announces Up To $5.5 Million Private Placement Priced At-The-Market Under Nasdaq Rules
Globenewswire· 2025-12-08 13:00
Core Viewpoint - Ascent Solar Technologies, Inc. has announced a definitive agreement for a private placement of common stock and warrants, aiming to raise approximately $2 million upfront, with potential additional proceeds of up to $3.5 million from the exercise of warrants [1][3]. Group 1: Financial Details - The company will sell 1,025,643 shares of common stock at a price of $1.95 per share, along with series A and short-term series B warrants, each allowing the purchase of the same number of shares at an exercise price of $1.70 [1]. - The gross proceeds from the offering are expected to be around $2 million before deducting fees and expenses, with potential additional proceeds of approximately $3.5 million if all warrants are exercised [3]. - The private placement is expected to close on or about December 8, 2025, subject to customary closing conditions [1]. Group 2: Securities Offering - The securities are being offered in a private placement under Section 4(a)(2) of the Securities Act of 1933 and have not been registered under the Securities Act or applicable state laws [4]. - The company has agreed to file registration statements with the SEC for the resale of the shares and the shares issuable upon exercise of the warrants [4]. Group 3: Company Background - Ascent Solar Technologies, Inc. specializes in high-performance, flexible thin-film solar panels, with a strong focus on applications in space, military, and defense sectors [6]. - The company has a significant history of R&D and manufacturing experience, supported by a comprehensive IP and patent portfolio [6]. - Ascent's photovoltaic modules have been utilized in various applications, including space missions and commercial construction [7].
Nanalysis Announces $2.5 Million Private Placement
Prnewswire· 2025-12-08 13:00
Core Points - Nanalysis Scientific Corp. plans to complete a non-brokered private placement of up to 16,666,667 units at a price of $0.15 per unit, aiming for gross proceeds of up to $2,500,000, which will be used for debt reduction [1][4] Group 1: Offering Details - Each unit will consist of one common share and one-half of a common share purchase warrant, with each whole warrant allowing the purchase of one share at an exercise price of $0.20, valid for two years from the closing date [2] - The warrants include an acceleration provision, allowing the company to accelerate the expiry date if the closing price of shares exceeds $0.30 for 10 consecutive trading days [3] - The offering is subject to acceptance by the TSX Venture Exchange and may close in multiple tranches, with the initial closing expected around December 15, 2025 [4] Group 2: Company Overview - Nanalysis Scientific Corp. develops and manufactures portable Nuclear Magnetic Resonance (NMR) spectrometers used in various industries including pharma, biotech, energy, food, materials, and security [6] - The company operates a services division that maintains its products and third-party imaging equipment, supported by a $160 million long-term contract with the Canadian Air Transport Security Authority to maintain security scanners at over 80 Canadian airports [6]
Badlands Provides Update Respecting Private Placement
Newsfile· 2025-12-08 12:20
Core Points - Badlands Resources Inc. is pursuing a non-brokered private placement of up to 14,666,667 units at an issue price of $0.15 per unit, aiming for total gross proceeds of up to $2,200,000 [1][2] - Each unit consists of one common share and one transferable share purchase warrant, with each warrant exercisable at $0.25 for two years [1] - The company plans to complete the placement by January 7, 2026, subject to TSX Venture Exchange approval [1][3] Financial Details - The net proceeds from the placement will be used to extinguish debt, fund exploration work, acquire new properties, and for general working capital [2] - All securities issued will be subject to a hold period of four months and one day from the date of issue [2] Regulatory Aspects - Completion of the placement is contingent upon receiving all necessary regulatory approvals [3] - Finders' fees may be applicable in accordance with TSXV policies [2]
Safeguard Acquisition Corp. Announces Closing of $230 Million Initial Public Offering Including Full Exercise of Underwriters' Over-Allotment Option
Globenewswire· 2025-12-05 19:24
LAS VEGAS, NV, Dec. 05, 2025 (GLOBE NEWSWIRE) -- Safeguard Acquisition Corp. (NYSE: SAC.U) (the “Company”) today announced the closing of its initial public offering of 23,000,000 units, which includes 3,000,000 units issued pursuant to the exercise by the underwriters of their over-allotment option in full, at a public offering price of $10.00 per unit. Each unit consists of one Class A ordinary share and one-half of one redeemable warrant, with each whole warrant exercisable to purchase one Class A ordina ...
Aethlon Medical Announces Pricing of a Private Placement and Warrant Inducement, Priced At-The-Market for Aggregate Gross Proceeds of $3.3 Million
Prnewswire· 2025-12-05 14:15
Core Viewpoint - Aethlon Medical, Inc. has entered into a securities purchase agreement for a private placement to raise approximately $3.3 million through the sale of common stock and warrants, aimed at supporting its development of medical products for cancer and infectious diseases [1][3]. Group 1: Securities Purchase Agreement - The company will sell 595,897 shares of common stock and warrants to purchase up to 1,042,820 additional shares, with a combined effective offering price of $4.03 per share [1]. - The warrants will have an exercise price of $4.03 and will be exercisable upon shareholder approval, expiring five and a half years after such approval [1]. Group 2: Warrant Inducement Agreement - Aethlon has entered into a warrant inducement agreement to allow the investor to exercise certain outstanding warrants at a reduced price of $4.03, which includes 155,000 shares from March 2025 Warrants and 55,555 shares from September 2025 Warrants [2]. - In exchange for the immediate exercise of these warrants, the company will issue new unregistered warrants for an additional 368,471 shares, also at an exercise price of $4.03 [2]. Group 3: Financial Details - The gross proceeds from the private placement and warrant inducement are estimated to be around $3.3 million before deducting fees and expenses [3]. - The offering is expected to close on or about December 8, 2025, pending customary closing conditions [3]. Group 4: Company Overview - Aethlon Medical, Inc. is a clinical-stage medical device company based in San Diego, California, focused on developing the Hemopurifier to address unmet needs in oncology and infectious diseases [6].
MetalQuest Mining Announces Non-Brokered Private Placement
Thenewswire· 2025-12-04 20:50
Core Points - MetalQuest Mining Inc. announced a non-brokered private placement financing of up to 8,333,333 flow-through units and up to 6,000,000 non-flow-through units, aiming to raise gross proceeds of up to $1,500,000 and $1,020,000 respectively [1][4] Group 1: Financing Details - The flow-through units (FT Units) will be priced at $0.18 each and consist of one common share and one-half of a share purchase warrant, with a total potential raise of $1,500,000 [1][2] - The non-flow-through units (NFT Units) will be priced at $0.17 each, consisting of one common share and one-half of a share purchase warrant, with a total potential raise of $1,020,000 [1][3] - Each whole warrant for both FT and NFT Units allows the holder to purchase an additional common share at an exercise price of $0.40 for two years from closing, subject to TSX Venture Exchange approval [2][3] Group 2: Use of Proceeds - Proceeds from the FT Unit private placement will be allocated to the Superior Iron Project and other flow-through eligible properties in Quebec and Canada [4] - Proceeds from the NFT Unit private placement will be used for working capital and exploration [4] Group 3: Insider Participation - Insiders and existing control persons of the Company will participate in the private placement, which constitutes a related party transaction under Multilateral Instrument 61-101 [5] - The Company intends to rely on exemptions from formal valuation and minority shareholder approval requirements, as the insider participation is not expected to exceed 25% of the Company's market capitalization [5]
Goldcliff Announces Closing of Fourth and Final Tranche of its LIFE Offering
Accessnewswire· 2025-12-04 19:30
Core Viewpoint - Goldcliff Resource Corporation has successfully closed its fourth and final tranche of a non-brokered private placement, raising a total of $427,400 through the issuance of non-flow through units and flow through shares [1][2]. Group 1: Private Placement Details - The fourth tranche involved the issuance of 240,000 non-flow through units (NFT Units) at a price of $0.06 per unit, generating proceeds of $14,400 [1][2]. - The total proceeds from all four tranches of the private placement included 240,000 NFT Units and 5,900,000 flow through shares (FT Shares), with the latter contributing $413,000 to the total [2]. - The private placement was conducted under the Listed Issuer Financing Exemption as per National Instrument 45-106 [2]. Group 2: Use of Proceeds - Proceeds from the NFT Units will be used to reimburse advances to an insider related to property payments for the Aurora West and Kettle Valley projects, as well as for general working capital [4]. - Funds raised from the FT Shares will be allocated to drilling at Kettle Valley and trenching and drill site preparation at the Ainsworth silver project, qualifying as Canadian exploration expenses [5]. Group 3: Warrant Details - Each NFT Unit consists of one common share and one half of a non-transferrable common share purchase warrant, with each whole warrant allowing the purchase of an additional common share at an exercise price of $0.08 for 24 months [3]. Group 4: Regulatory and Compliance Information - No finder's fee was paid for the closing of the fourth tranche, and the closing is subject to final acceptance by the TSX Venture Exchange [6]. - The securities issued are not registered under the United States Securities Act of 1933 and cannot be offered or sold in the U.S. without registration or an exemption [6].
SPOD Lithium Announces Closing of Second Tranche of Private Placement
Newsfile· 2025-12-04 00:12
Core Points - SPOD Lithium Corp. completed the second tranche of its non-brokered private placement, raising gross proceeds of $88,000 from the sale of 4,400,000 units at a price of $0.02 per unit [1][2] - Each unit consists of one common share and one common share purchase warrant, with the warrant allowing the holder to acquire an additional share at $0.05 within 24 months [2] - The company paid a cash commission of $3,200 to Raymond James Ltd. and issued 160,000 finder's warrants, representing 8% of the gross proceeds from purchasers introduced by Raymond James [3] Financial Details - The total gross proceeds from the offering amounted to $88,000, with each unit priced at $0.02 [1] - The cash commission paid to Raymond James was $3,200, and the finder's warrants issued were valued at 8% of the gross proceeds [3] Use of Proceeds - The net proceeds from the offering will be used for general working capital purposes [3] Regulatory Information - All securities issued will be subject to a statutory hold period of four months and one day, along with resale restrictions under CSE policies [4] - The securities have not been registered under the U.S. Securities Act and cannot be offered or sold in the United States without registration or exemption [5] Company Overview - SPOD Lithium Corp. is focused on exploring and developing lithium resources, with properties located in Quebec and Ontario, Canada [7] - The company emphasizes sustainable practices and innovation to deliver value for stakeholders [7]
Avrupa Minerals Announces $500,000 Private Placement
Thenewswire· 2025-12-03 21:30
Core Viewpoint - Avrupa Minerals Ltd. plans to raise $500,000 through a private placement to fund exploration projects in Finland, ongoing operations in Portugal, and for working capital [1][2]. Private Placement - The company intends to issue 10 million units at a price of $0.05 per unit, subject to TSX Venture Exchange approval [2]. - Each unit consists of one common share and one common share purchase warrant, with the warrant allowing the purchase of an additional share at $0.075 for 36 months [3]. Use of Proceeds - Proceeds from the private placement will be allocated to drilling and exploration in Finland, ongoing operations in Portugal and Kosovo, and general corporate purposes [4]. Company Background - Avrupa Minerals is led by CEO Paul Kuhn and supported by Pacific Opportunity Capital Ltd., focusing on strong governance and efficient operations [5]. - The company has made two mineral discoveries in historic mining districts and is advancing projects in Kosovo and Portugal [6]. Industry Context - Portugal has a rich history of copper mining, particularly in the Iberian Pyrite Belt, which contains over 80 volcanogenic massive sulfide deposits [7]. - Avrupa holds a 100%-owned license in Portugal and is actively advancing multiple copper-zinc prospects in Finland through a partnership with Akkerman Exploration B.V. [8].
T2 Metals Increases Private Placement to $1.468 Million
Newsfile· 2025-12-03 13:00
Core Viewpoint - T2 Metals Corp. has increased the non-flow-through portion of its private placement financing due to strong demand, aiming to raise up to $1,368,770 through the issuance of hard dollar units at $0.30 each [1]. Financing Details - The company plans to issue up to 4,562,567 hard dollar units (HD Units) at a price of $0.30 per unit, resulting in gross proceeds of up to $1,368,770 [1]. - The flow-through portion remains unchanged at 250,000 flow-through units (FT Units) priced at $0.40 each, expected to raise up to $100,000 [1]. Unit Composition - Each HD Unit consists of one common share and one-half of a common share purchase warrant, with each whole warrant allowing the purchase of an additional common share at $0.45 for two years from closing [2]. - Each FT Unit also consists of one common share and one-half of a common share purchase warrant, with similar terms for the warrants [2]. Use of Proceeds - Proceeds from the financing will be allocated to fund exploration at the Sherridon copper-gold project in Manitoba, the Shanghai gold-silver project in the Yukon's Tombstone Gold Belt, and for working capital [3]. - The gross proceeds from FT Units will specifically be used for eligible Canadian exploration expenses related to the Sherridon Project [4]. Insider Participation and Fees - There will be insider participation in the financing, and finders' fees may be paid on a portion of the financing [4]. Regulatory Compliance - All securities issued in the financing are subject to a four-month hold period and require regulatory approvals, including acceptance from the TSX Venture Exchange [5]. Company Overview - T2 Metals Corp. is focused on enhancing shareholder value through exploration and discovery in under-explored areas, including the Sherridon, Lida, Cora, and Copper Eagle projects [7].