Compliance

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Globus Maritime Limited Reports Financial Results for the Quarter Ended March 31, 2025
Globenewswire· 2025-06-16 20:05
GLYFADA, Greece, June 16, 2025 (GLOBE NEWSWIRE) -- Globus Maritime Limited (“Globus”, the “Company”, “we”, or “our”) (NASDAQ: GLBS), a dry bulk shipping company, today reported its unaudited consolidated operating and financial results for the quarter ended March 31, 2025. Revenue $8.6 million in Q1 2025 compared to $7.7 million in Q1 2024 Adjusted EBITDA $2 million in both Q1 2025 and Q1 2024 Time Charter Equivalent $9,225 per day in Q1 2025 compared to $11,862 per day in Q1 2024 Current Fleet ProfileAs ...
Telos Corporation Secures Multi-Million Dollar Contract Renewal with U.S. Air Force
Globenewswire· 2025-06-11 12:15
U.S. Air Force looks to Xacta for critical automation and training solutionsASHBURN, Va., June 11, 2025 (GLOBE NEWSWIRE) -- Telos Corporation (NASDAQ: TLS), a leading provider of cyber, cloud and enterprise security solutions for the world’s most security-conscious organizations, today announced a contract extension with the U.S. Air Force to help meet complex compliance requirements with Telos’ flagship cyber governance, risk and compliance (GRC) platform, Xacta®. The Company secured a $3.7 million option ...
GRAFTECH ALERT: Bragar Eagel & Squire, P.C. is Investigating GrafTech International Ltd.
GlobeNewswire News Room· 2025-06-11 01:00
NEW YORK, June 10, 2025 (GLOBE NEWSWIRE) -- Bragar Eagel & Squire, P.C., a nationally recognized shareholder rights law firm, is investigating potential claims against GrafTech International Ltd. (NYSE: EAF) on behalf of long-term stockholders following a class action complaint that was filed against GrafTech on January 25, 2024 with a Class Period from February 8, 2019 through August 3, 2023. Our investigation concerns whether the board of directors of GrafTech have breached their fiduciary duties to the ...
LPLA, SF & Others to Face Penalty for Overcharging Retail Investors
ZACKS· 2025-06-10 15:16
Key Takeaways Five brokerages will pay $19M in a multistate settlement over excessive retail investor commissions. Regulators found firms violated FINRA Rule 2121 by applying high minimum fees on low-value trades. Edward Jones led with $11M in charges across 780K trades; firms must now revise commission policies.Five brokerage firms, LPL Financial (LPLA) , RBC Capital Markets, a subsidiary of Royal Bank of Canada (RY) , TD Ameritrade, a subsidiary of Charles Schwab (SCHW) , Stifel Financial (SF) , and Edw ...
India Power Generation Engines Industry Report 2025: $1.7 Bn Market Trends, Regional insights, Competition, Forecast & Opportunities, 2021-2031 - Cummins and Mahindra Leading Innovations
GlobeNewswire News Room· 2025-06-10 13:37
Dublin, June 10, 2025 (GLOBE NEWSWIRE) -- The "India Power Generation Engines Market, By Region, Competition, Forecast & Opportunities, 2021-2031F" has been added to ResearchAndMarkets.com's offering. The India Power Generation Engines Market was valued at USD 1.20 Billion in 2025 and is expected to reach USD 1.70 Billion by 2031, rising at a CAGR of 5.81% This market is witnessing robust expansion driven by increasing energy demands arising from urbanization and industrialization. Power generation engines ...
Workiva (WK) FY Conference Transcript
2025-06-04 21:20
Workiva (WK) FY Conference June 04, 2025 04:20 PM ET Speaker0 We good to go? All set? Okay. Well, thanks everyone who is here joining the room in person as well as those that are joining over the webcast. Before we start off, my name is Jacob Berge. I'm the research analyst here at William Blair that covers Workiva. And for a full list of our research disclosures please visit our website at williamblair.com. With that though, really excited to have Chief Financial Officer, Joe Clinton and Chief Strategy Off ...
KRTL Holding Group Inc. Advances in 15c2-11 Process with Court-Approved Shareholder Verification Initiative
Globenewswire· 2025-06-04 13:00
Lakewood, CO, June 04, 2025 (GLOBE NEWSWIRE) -- FOR IMMEDIATE RELEASE KRTL Holding Group Inc. Advances in 15c2-11 Process with Court-Approved Shareholder Verification Initiative KRTL Holding Group Inc. (OTC: KRTL) announces a significant advancement in its journey toward full compliance with SEC Rule 15c2-11. Following a comprehensive review of legacy shareholder records predating KRTL’s acquisition and restructuring, the company has successfully obtained a court order from the Third Judicial District Court ...
Sotera Health Company (SHC) 2025 Conference Transcript
2025-06-04 12:35
Sotera Health Company (SHC) 2025 Conference June 04, 2025 07:35 AM ET Speaker0 We're, ready to get started. Hi. Good morning. I'm Dave Windley. I cover pharma services, cover a variety of health care areas, but appreciate your being here. Welcome to Jefferies Healthcare Conference for 2025 here in New York. It's a wonderful day on the walkover. I managed to only walk through one weed cloud on my way through, so I think I'm I think I'm still sober. We're pleased to I don't think I've been in the lead off spo ...
Compyl Closes $12 Million in Series A Funding
GlobeNewswire News Room· 2025-06-04 10:00
NEW YORK, June 04, 2025 (GLOBE NEWSWIRE) -- Compyl, the unified Governance, Risk and Compliance (GRC) platform that turns complexity into data-driven insights and AI-guided action, announced today that it has closed $12 million in Series A financing. This investment immediately addresses the growing demand for Compyl’s unified solution that captures and contextualizes customer data in real-time to proactively manage risk, streamline workflows, and maintain continuous compliance. The round was led by Venture ...
Semilux Receives Notification of Deficiency from Nasdaq Related to Delayed Filing of Annual Report on Form 20-F
Globenewswire· 2025-06-02 23:30
Core Viewpoint - Semilux International Ltd. has received a delinquency notification from Nasdaq due to its failure to timely file its annual report for the year ended December 31, 2024, which may affect its compliance status with Nasdaq Listing Rule 5250(c)(1) [1][2][3] Group 1: Compliance and Reporting - The Company has 60 calendar days from the receipt of the Deficiency Letter to submit a plan to regain compliance with the Listing Rule [2] - Nasdaq may grant an extension of up to 180 calendar days from the due date of the Annual Report, potentially until November 11, 2025, for the Company to regain compliance [2] - The delay in filing the Annual Report is primarily due to the need for additional time to finalize financial statements and prepare the report [3] Group 2: Impact on Listing - The Deficiency Letter does not have an immediate impact on the listing of the Company's ordinary shares on the Nasdaq Capital Market [4] - The announcement is made in compliance with Nasdaq Listing Rule 5810(b), which requires prompt disclosure of deficiency notifications [4] Group 3: Company Overview - Semilux is based in the Cayman Islands and operates through its subsidiaries, including Taiwan Color Optics, Inc., which specializes in optical and 3D sensing technology [5] - The Company focuses on the customization, design, and supply of optical components for various industries, including autonomous driving and intelligent lighting [5] - TCO's products are used in applications such as automotive laser headlight systems and light detection and autonomous driving systems (LiDAR) [5]