在处罚落地前，亿利洁能由于触及面值退市指标，已于今年7月11日正式摘牌，但退市并不能免责。罚 单披露，因涉嫌财务造假、欺诈发行，亿利洁能被罚2.1亿元，包括其控股股东及时任董事长等29名责 任人员合计被罚约1.65亿元。 证监会一日连开数张罚单，多家上市公司涉财务造假遭重罚，部分已退市公司仍难逃追责。 9月12日，*ST东通（300379.SZ）、利能5（原亿利洁能）、*ST广道（839680.BJ）、ST天圣 （002872.SZ）、*ST新潮（600777.SH）、*ST聆达（300125.SZ）等多家公司同日披露受到证监会行政 处罚，其中*ST东通、利能5及其高管等被罚没上亿元。 近年来，监管机构对上市公司财务造假"零容忍"的执法态势不断强化。据记者不完全统计，今年以来， 多家公司因涉及重大财务造假收到上亿罚单，已有十余家公司因财务造假被罚并触及重大违法强制退 市，还有多家公司退市后仍被追责。 *ST东通、亿利洁能收亿元罚单 从9月12日公告的多起行政处罚案件来看，*ST东通、*ST广道、ST天圣、已退市的亿利洁能等多家公司 均涉嫌财务造假，ST天圣还涉嫌未按期披露年报，*ST聆达则存在隐瞒对外担保及关 ...

Core Viewpoint - The China Securities Regulatory Commission (CSRC) has intensified its crackdown on financial fraud among listed companies, imposing significant penalties on multiple firms for financial misconduct, including forced delisting for some [2][5]. Group 1: Penalties and Companies Involved - Multiple companies, including *ST Dongtong, Lieneng 5 (formerly Yili Clean Energy), *ST Guangdao, ST Tiansheng, *ST Xinchao, and *ST Lingda, have been penalized for financial fraud, with *ST Dongtong and Lieneng 5 facing fines exceeding 100 million yuan [2][3]. - *ST Dongtong was fined 229 million yuan for inflating revenue and profits over four consecutive years, with additional penalties for seven responsible individuals totaling 44 million yuan, and the actual controller facing a 10-year market ban [3][5]. - Lieneng 5, which was delisted in July 2023, was fined 210 million yuan for financial fraud and misleading disclosures over an eight-year period, with penalties imposed on 29 responsible personnel totaling approximately 165 million yuan [4][6]. Group 2: Regulatory Environment and Enforcement - The CSRC has adopted a "zero tolerance" approach towards financial fraud, enhancing the enforcement of penalties and ensuring that both companies and their key personnel are held accountable [5][6]. - Over 70 individuals, including executives and board members, have faced penalties in connection with the financial misconduct of their companies, with some receiving lifetime bans from the securities market [5][6]. - The regulatory framework now includes measures for criminal liability, indicating that administrative penalties are only one aspect of the accountability process for financial fraud [6]. Group 3: Implications for the Market - The trend of increasing penalties and the potential for criminal charges are expected to deter financial misconduct and promote better compliance among listed companies [6]. - The ongoing enforcement actions are likely to lead to the removal of "bad actors" from the market, thereby improving overall corporate governance and compliance standards within the industry [6].

本文字数：1851，阅读时长大约3分钟 作者 | 第一 财经 周斌 证监会一日连开数张罚单，多家上市公司涉财务造假遭重罚，部分已退市公司仍难逃追责。 9月12日，*ST东通（300379.SZ）、利能5（原亿利洁能）、*ST广道（839680.BJ）、ST天圣 （002872.SZ）、*ST新潮（600777.SH）、*ST聆达（300125.SZ）等多家公司同日披露受到证 监会行政处罚，其中*ST东通、利能5及其高管等被罚没上亿元。 近年来，监管机构对上市公司财务造假"零容忍"的执法态势不断强化。据记者不完全统计，今年以 来，多家公司因涉及重大财务造假收到上亿罚单，已有十余家公司因财务造假被罚并触及重大违法强 制退市，还有多家公司退市后仍被追责。 *ST东通、亿利洁能收亿元罚单 2025.09. 14 在上述6起涉嫌财务造假或信披违规的处罚案中，除了6家公司自身被罚款并责令改正外，还有包括 实控人、董事长、总经理、财务总监、董事会秘书等在内的超过70名责任人员被罚。 从9月12日公告的多起行政处罚案件来看，*ST东通、*ST广道、ST天圣、已退市的亿利洁能等多家 公司均涉嫌财务造假，ST天圣还涉嫌未按期披露 ...